Associated Banc-Corp (NYSE: ASB) files Rule 144 for 30,489-share insider sale

Rhea-AI Filing Summary

Associated Banc-Corp (ASB) has a planned Rule 144 sale of 30,489 shares of its common stock through Fidelity Brokerage Services LLC, with an aggregate market value of 783,721.99, to be sold on or about 12/04/2025 on the NYSE. The filing notes that 165,922,444 common shares are outstanding.

The shares to be sold were acquired via option grants dated 03/01/2018 and 03/01/2019, resulting in 13,356 and 17,133 shares respectively, paid for in cash on 12/04/2025. Over the past three months, additional common shares were sold in two transactions totaling 3,342 and 3,327 shares, generating gross proceeds of 87,580.75 and 85,803.99.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK
Filer CCC
Previous Accession Number Of The Filing
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	30489	783721.99	165922444	12/04/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/04/2025	Option Granted - 03/01/2018	Issuer			13356	12/04/2025	Cash
Common	12/04/2025	Option Granted - 03/01/2019	Issuer			17133	12/04/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Rockefeller Cap Management 227 West Monroe Street Suite 2050 Chicago IL 60606	Common	09/11/2025	3342	87580.75
Rockefeller Cap Management 227 West Monroe Street Suite 2050 Chicago IL 60606	Common	12/03/2025	3327	85803.99

144/A: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144/A filing for ASB disclose?

The filing discloses a planned Rule 144 sale of 30,489 Associated Banc-Corp common shares with an aggregate market value of 783,721.99, to be sold on or about 12/04/2025 on the NYSE.

How many Associated Banc-Corp (ASB) shares are outstanding in this notice?

The notice states that there are 165,922,444 shares of Associated Banc-Corp common stock outstanding.

How were the ASB shares in this Rule 144 sale acquired?

The shares were acquired through stock options granted on 03/01/2018 and 03/01/2019, resulting in 13,356 and 17,133 shares, with cash payment made on 12/04/2025.

What prior ASB stock sales are reported in the last three months?

The notice reports two prior sales of ASB common stock in the last three months: 3,342 shares sold on 09/11/2025 for gross proceeds of 87,580.75, and 3,327 shares sold on 12/03/2025 for 85,803.99.

Which broker is handling the planned ASB share sale under Rule 144?

The planned sale of 30,489 Associated Banc-Corp common shares is to be executed through Fidelity Brokerage Services LLC.

On which exchange will the ASB shares in this Rule 144 sale be traded?

The filing indicates that the 30,489 ASB common shares are expected to be sold on the NYSE.