Welcome to our dedicated page for Associated Banc SEC filings (Ticker: ASB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Associated Banc-Corp (NYSE: ASB), a Wisconsin-incorporated bank holding company and the largest bank holding company based in Wisconsin. As a registrant with Commission File Number 001-31343, Associated Banc-Corp files periodic and current reports that describe its financial condition, operations and material corporate events.
Investors can review Form 8-K current reports in which the company discloses quarterly earnings announcements, investor presentations and significant agreements. Recent 8-K filings include items reporting results of operations and financial condition, as well as the entry into an Agreement and Plan of Merger with American National Corporation. That merger agreement outlines the planned combination of American National with Associated Banc-Corp and the subsequent merger of American National Bank into Associated Bank, National Association, subject to regulatory approvals and customary closing conditions.
In addition to 8-Ks, Associated Banc-Corp files annual reports on Form 10-K and quarterly reports on Form 10-Q, which provide more detailed information on its commercial banking activities, segment reporting, risk management and capital position. These filings also discuss regulatory matters and risk factors relevant to the company’s operations as a bank holding company.
Users of this page can also monitor disclosures related to preferred stock, subordinated notes and other securities referenced in the company’s filings. Where available on the platform, AI-powered tools can help summarize lengthy documents such as 10-K and 10-Q reports, highlight key sections, and surface important items from 8-K filings, allowing readers to focus on the most material information without reading every page.
For those interested in tracking regulatory developments, capital actions, merger progress and other material events affecting ASB, the SEC filings listed here offer an official record of Associated Banc-Corp’s disclosures to regulators and investors.
ASSOCIATED BANC-CORP executive Jayne C. Hladio increased her holdings through the company’s Employee Stock Purchase Plan. On March 16, 2026, she acquired 15.5358 shares of common stock at $24.918 per share under the plan, bringing her direct ownership to 16,579.6838 shares.
ASSOCIATED BANC-CORP President & CEO Andrew J. Harmening reported an internal share adjustment tied to dividend reinvestment. On this Form 4, 2,574.552 shares of common stock were credited at an average price of $24.5909 per share through a dividend reinvestment transaction.
Following this activity, Harmening now holds 393,938.562 shares of Associated Banc-Corp common stock directly. The filing reflects a routine, non-market transaction rather than an open-market purchase or sale.
ASSOCIATED BANC-CORP Executive Vice President John A. Utz reported routine equity-related transactions in company stock. On March 16, 2026, he acquired common shares through compensation and benefit arrangements, including purchases within the Employee Stock Purchase Plan and dividend equivalent units credited under a deferred compensation plan.
Following these transactions, Utz directly holds 123,058.1355 shares of common stock and has an additional 15,624.53 shares held indirectly through a 401(k) Plan. These are compensation and retirement-plan driven entries rather than open-market trading activity.
ASSOCIATED BANC-CORP executive vice president Gregory Warsek reported an acquisition of common stock through a compensation-related grant. He received 42 shares of common stock at a reference price of $24.59 per share. Following this grant, he holds 17,055 shares directly and 28,100.34 shares indirectly through a 401(k) plan. A footnote explains that dividend equivalent units earned on vested shares have been deferred into the Executive's Deferred Compensation Plan and will be distributed according to his existing distribution elections.
ASSOCIATED BANC-CORP Executive Vice President and Chief Financial Officer Derek S. Meyer reported a compensation-related stock acquisition. He received an award of 51 shares of common stock at a reference price of $24.59 per share, coded as a grant or award rather than an open-market purchase.
According to the footnote, these are dividend equivalent units earned on vested shares, which he elected to defer into the Executive's Deferred Compensation Plan. Following this award, his directly held common stock position reported in this filing increased to 71,535.379 shares.
ASSOCIATED BANC-CORP director John B. Williams received stock-based awards, increasing his holdings. On the grant date, he acquired 44 shares and 417 shares of common stock at an attributed price of $24.59 per share, both classified as grants or awards rather than open-market purchases.
After these awards, his direct ownership rose to 71,420 common shares. He also has 8,000 additional shares held indirectly through an IRA with sole voting rights. Footnotes describe these awards as dividend equivalent units tied to restricted stock units, payable solely in common stock upon vesting or after his service as a director ends.
ASSOCIATED BANC-CORP director Owen J. Sullivan reported a compensation-related stock award. He acquired 44 shares of common stock on March 16, 2026 at a reference price of $24.59 per share, increasing his direct holdings to 10,047 shares.
The award relates to dividend equivalent units tied to restricted stock units, which vest on the first anniversary of the original restricted stock grant and are payable in shares of common stock upon vesting, subject to any deferral election.
VAN LITH KAREN reported acquisition or exercise transactions in this Form 4 filing.
ASSOCIATED BANC-CORP director Karen Van Lith reported new equity awards. On the reported date, she received two grants of common stock totaling 461 shares at a reference price of $24.59 per share as compensation awards. After these transactions, she directly holds 60,818 shares of Associated Banc-Corp common stock. Footnotes explain that related dividend equivalent units are payable solely in shares of common stock upon vesting or after she ceases serving as a director.
ASSOCIATED BANC-CORP director Cory L. Nettles reported stock-based awards rather than open-market trades. On the reported date, he acquired 44 shares and 404 shares of common stock at a reference price of $24.59 per share through grants or similar awards. Following these transactions, his directly held common stock position increased to 46,877 shares. Footnotes explain that related dividend equivalent units vest on the first anniversary of the associated restricted stock units and are payable solely in shares of common stock, with some fully vested dividend equivalents payable in stock after he ceases serving as a director.
Ludgate Kristen M reported acquisition or exercise transactions in this Form 4 filing.
ASSOCIATED BANC-CORP director Kristen M. Ludgate reported an award of 44 shares of common stock at $24.59 per share. This grant increased her direct holdings to 10,047 common shares. The award relates to dividend equivalent units that vest on the first anniversary of the related restricted stock units and are payable solely in shares upon vesting, subject to any deferral election by the insider.