Welcome to our dedicated page for Associated Banc SEC filings (Ticker: ASB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Associated Banc-Corp SEC filings document the disclosures of a bank holding company with common stock listed on the NYSE and a capital structure that includes preferred stock series and subordinated debt. Its recent 8-K filings report earnings releases, investor presentations, Regulation FD information, material events, capital-structure matters and updates tied to operating and financial results.
Associated’s proxy materials cover shareholder voting matters, board governance, executive compensation and annual meeting disclosures. The filing record also includes material-agreement, risk-factor and governance disclosures relevant to a regulated banking organization that provides lending, deposit, wealth, specialty finance and community banking services through its banking subsidiary.
ASSOCIATED BANC-CORP executive Julio Manso reported two small share-related transactions in company stock. On June 15, 2026, he recorded 5.844 shares at $29.4097 per share through the Employee Stock Purchase Plan and 27.9718 shares at $29.4940 per share from a dividend reinvestment transaction. After these routine plan and reinvestment entries, he directly holds about 14,887.9438 common shares of the company.
ASSOCIATED BANC-CORP President & CEO Andrew J. Harmening increased his direct holdings through a dividend reinvestment. On June 15, 2026, he acquired 2,553.574 shares of common stock via a dividend reinvestment transaction at an average price of $29.4089 per share. Following this transaction, his direct ownership rose to 396,492.136 shares of Associated Banc-Corp common stock. This filing reflects an automatic, non-market acquisition rather than an open-market buy or sell decision.
ASSOCIATED BANC-CORP executive Gregory Warsek reported a small stock-based compensation grant. On 2026-06-15, he acquired 36 shares of common stock as a grant at $29.22 per share, a non-market transaction classified as a grant or award.
Following this award, Warsek directly holds 17,091 shares of common stock. He also has an additional 28,342.1 shares held indirectly through a 401(k) plan. A related footnote explains that dividend equivalent units on vested shares may be deferred and remain in the Executive's Deferred Compensation Plan until distributed under his elections.
ASSOCIATED BANC-CORP Executive Vice President John A. Utz reported routine equity activity in company stock. On June 15, 2026, he acquired 441 shares of Common Stock at $29.22 per share as a grant or award, with a footnote stating the shares were purchased within the Employee Stock Purchase Plan.
After this acquisition, his direct ownership stood at 118,643.1876 shares of Common Stock. A separate 45.6886-share entry, classified as an “other acquisition or disposition,” adjusted his direct holdings to 118,202.1876 shares. He also indirectly holds 15,758.95 shares through a 401(k) Plan.
Meyer Derek S. reported acquisition or exercise transactions in this Form 4 filing.
ASSOCIATED BANC-CORP EVP and CFO Derek S. Meyer received an award of 127 common shares-equivalent units as compensation. The units were credited on June 15, 2026 at a reference price of $29.22 per share and relate to dividend equivalents on vested performance shares under the long-term incentive plan.
The filing notes that a portion of these dividend equivalent units has been deferred and will remain in the Executive's Deferred Compensation Plan until distributed according to Meyer's elections. Following this award, he beneficially owns a total of 71,662.379 common shares directly, making this a routine, incremental increase in his equity stake.
WILLIAMS JOHN B reported acquisition or exercise transactions in this Form 4 filing.
Associated Banc-Corp director John B. Williams reported new stock-based compensation and updated holdings. On June 15, 2026, he received two common stock awards of 355 shares and 38 shares at $29.22 per share, classified as grants or awards rather than open-market purchases. Following these awards, his directly held common stock totaled 67,813 shares, with an additional 8,000 shares held indirectly through an IRA with sole voting rights. He also holds 5,188.174 phantom stock units, each tied to common stock, which remain in a nonqualified benefit plan and are payable in shares under the plan’s distribution elections and vesting terms.
ASSOCIATED BANC-CORP director Karen Van Lith reported routine equity compensation activity. On June 15, 2026, she acquired 355 shares and 38 shares of common stock as grant or award transactions at $29.22 per share, bringing her direct common stock holdings to 61,211 shares.
She also holds 28,618.169 phantom stock units tied to Associated Banc-Corp common stock. Footnotes explain that related dividend equivalent units and stock units are fully vested and are payable solely in shares of common stock upon vesting or distribution under a nonqualified benefit plan.
SULLIVAN OWEN J reported acquisition or exercise transactions in this Form 4 filing.
ASSOCIATED BANC-CORP director Owen J. Sullivan received a grant of 38 shares of common stock-equivalent units as compensation. The award is recorded at a reference price of $29.22 per share and increases his directly held stake to 10,085 shares of common stock.
The footnote explains these are dividend equivalent units tied to previously granted restricted stock units. They vest on the first anniversary of the related restricted stock unit grant and are payable only in common shares when they vest, with an option for Sullivan to defer settlement if he elects.
Nettles Cory L reported acquisition or exercise transactions in this Form 4 filing.
ASSOCIATED BANC-CORP director Cory L. Nettles reported equity-based compensation activity. On 2026-06-15, he received two stock awards totaling 382 shares of common stock at $29.22 per share, bringing his direct common stock holdings to 47,259 shares.
The filing also reports phantom stock units linked to 52,445.568 underlying shares of common stock. Footnotes explain these units are fully vested dividend-equivalent and deferred compensation awards that are payable solely in shares of common stock under the director’s distribution and vesting elections.
Ludgate Kristen M reported acquisition or exercise transactions in this Form 4 filing.
ASSOCIATED BANC-CORP director Kristen M. Ludgate received a compensation-related stock award of 38 shares of common stock. The shares were granted on June 15, 2026 at a value of $29.22 per share, reflecting the grant date fair value used for reporting.
After this award, Ludgate directly holds 10,085 shares of Associated Banc-Corp common stock. The filing characterizes the transaction as a grant or award rather than an open-market purchase, meaning it represents equity compensation, not a discretionary buy in the market. A footnote explains that related dividend equivalent units are payable in shares upon vesting of the underlying restricted stock units.