Welcome to our dedicated page for ASSOCIATED BANC-CORP SEC filings (Ticker: ASB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Associated Banc-Corp SEC filings document the disclosures of a bank holding company with common stock listed on the NYSE and a capital structure that includes preferred stock series and subordinated debt. Its recent 8-K filings report earnings releases, investor presentations, Regulation FD information, material events, capital-structure matters and updates tied to operating and financial results.
Associated’s proxy materials cover shareholder voting matters, board governance, executive compensation and annual meeting disclosures. The filing record also includes material-agreement, risk-factor and governance disclosures relevant to a regulated banking organization that provides lending, deposit, wealth, specialty finance and community banking services through its banking subsidiary.
ASSOCIATED BANC-CORP (symbol: ASB) is the issuer of record for a Form 4 filing submitted to the SEC. VAN LITH KAREN reported acquisition or exercise transactions in this Form 4 filing.
ASSOCIATED BANC-CORP (ASB) director Karen Van Lith reported equity awards on September 15, 2026. She received 36 shares of common stock as dividend equivalent units that vest on the first anniversary of the related restricted stock units, and 345 fully vested dividend equivalent shares payable in common stock after she ceases serving as a director. She also reported a holding of 28,845.746 phantom stock units, which are 100% vested and will remain in her nonqualified benefit plan until distributed under her elections, and that her indirect IRA holding now reflects 0 shares. No Rule 10b5-1 trading plan is reported.
ASSOCIATED BANC-CORP (ASB) director Owen J. Sullivan reported an acquisition of equity-based compensation on September 15, 2026. He received 36 dividend equivalent units related to previously granted restricted stock units at a reference value of $30.32 per share, increasing his directly held common stock-equivalent position to 10,121 shares upon vesting and settlement in stock (subject to any deferral election).
ASSOCIATED BANC-CORP (ASB) director Cory L. Nettles reported equity-based compensation awards in common stock on September 15, 2026. He acquired 36 dividend equivalent units that vest on the first anniversary of the related restricted stock units and 335 fully vested dividend equivalent units, all payable solely in shares of common stock.
He also reports a direct holding of phantom stock units tied to 52,862.625 underlying common shares, which are 100% vested and will remain in the Director's Deferred Compensation Plan until distributed under his elections. No Rule 10b5-1 trading plan is reported.
ASSOCIATED BANC-CORP (ASB) reported that director Kristen M. Ludgate acquired 36 shares of common stock-equivalent units on September 15, 2026 as a grant or award. The units are dividend equivalent units related to previously granted restricted stock units, valued at $30.32 per unit, bringing her directly held position to 10,121 shares.
The dividend equivalent units vest on the first anniversary of the related restricted stock unit grant and are payable solely in shares of common stock upon vesting, subject to deferral if so elected by the insider.
ASSOCIATED BANC-CORP (symbol: ASB) is the issuer of record for a Form 4 filing submitted to the SEC. Kotouc Wende L reported acquisition or exercise transactions in this Form 4 filing.
ASSOCIATED BANC-CORP (ASB) director Wende L. Kotouc received a compensation-related award of 28 dividend equivalent units of common stock on September 15, 2026, at a reference price of $30.32 per share. These units relate to restricted stock units, vest on the first anniversary of the underlying grant, and are payable solely in common shares upon vesting, subject to any deferral election. The filing also reports indirect holdings of 4,993,039 shares through a spouse, 616 shares for a child, and 3,328,692 shares held in a trust.
ASSOCIATED BANC-CORP (ASB) director Eileen A. Kamerick reported equity-based compensation awards in the form of common stock and phantom stock units. On September 15, 2026, she acquired 345 shares of common stock at $30.32 per share as fully vested dividend equivalents on restricted stock units, payable solely in shares after she ceases serving as a director. She also acquired an additional 36 dividend equivalent units at $30.32 per share that vest on the first anniversary of the related restricted stock unit grant and are payable solely in shares of common stock upon vesting, subject to any deferral election. Following these awards, her direct phantom stock unit position represents 31,657.621 underlying common shares, which are 100% vested and will remain in a nonqualified benefit plan until distributed according to her elections. No Rule 10b5-1 trading plan is reported.
ASSOCIATED BANC-CORP (ASB) reported that director Rodney Jones-Tyson received a grant of 36 shares of common stock equivalents on September 15, 2026, as a grant, award, or other acquisition at a reference value of $30.32 per share. These are dividend equivalent units that vest on the first anniversary of the related restricted stock units and are payable solely in common stock upon vesting, subject to any deferral election. Following this award, Jones-Tyson directly holds a total of 13,940 shares. No Rule 10b5-1 trading plan is reported.
ASSOCIATED BANC-CORP (ASB) director Michael J. Haddad reported acquiring common stock and related equity units on September 15, 2026. He obtained 32.936 shares of common stock at $30.0871 per share through a dividend reinvestment plan exempt under Rule 16a-11, and received a grant of 36.000 dividend equivalent units at a reference price of $30.32 per unit that will vest on the first anniversary of the related restricted stock units. He also reports a direct deferred position of 70,639.184 Phantom Stock Units, each linked to one share of common stock, and an indirect holding of 5,750 common shares held by a trust with voting rights. No Rule 10b5-1 trading plan is reported.
ASSOCIATED BANC-CORP (ASB) director Judith P. Greffin reported equity compensation activity in the company’s common stock. On September 15, 2026, she acquired 36 shares as dividend equivalent units that vest on the first anniversary of the related restricted stock units and 102 fully vested dividend equivalent shares, all valued at $30.32 per share. She also reported a holding of 47,866.411 phantom stock units, which are 100% vested and are payable in shares of common stock following her separation, in accordance with her distribution election. No Rule 10b5-1 trading plan is reported.
ASSOCIATED BANC-CORP (ASB) director Wende L. Kotouc reported two large share transfers of common stock on September 10, 2026. An entity identified as the spouse transferred 3,328,692 shares as a bona fide gift, after which that spouse-related holding stood at 4,993,039 shares held indirectly. On the same date, a trust associated with the reporting person received 3,328,692 shares as a bona fide gift, ending with 3,328,692 shares held indirectly. Additional indirect holdings include 616 shares reported as held for a child. No Rule 10b5-1 trading plan is reported.