Associated Banc-Corp SEC filings document the disclosures of a bank holding company with common stock listed on the NYSE and a capital structure that includes preferred stock series and subordinated debt. Its recent 8-K filings report earnings releases, investor presentations, Regulation FD information, material events, capital-structure matters and updates tied to operating and financial results.
Associated’s proxy materials cover shareholder voting matters, board governance, executive compensation and annual meeting disclosures. The filing record also includes material-agreement, risk-factor and governance disclosures relevant to a regulated banking organization that provides lending, deposit, wealth, specialty finance and community banking services through its banking subsidiary.
Associated Banc-Corp (ASB) General Counsel and Corporate Secretary Angela M. Kelley received a direct sign-on award of 17,385 common shares on October 13, 2026, under the company's equity incentive plan. The award vests in three equal annual installments on the first, second and third anniversaries of the grant date, subject to her continued service through each vesting date. The reported $28.76 per-share figure represents the average closing price over the ten consecutive trading days ending October 13, 2026. The award is also reflected in her Form 3 initial statement of beneficial ownership, and this Form 4 is informational.
Associated Banc-Corp's General Counsel & Corp Sec'y, Angela M. Kelley, reported direct holdings of 17,385 common shares as of October 13, 2026. The reported shares were granted as a sign-on bonus under the company's equity incentive plan and vest in three equal annual installments on the first, second and third anniversaries of the grant date, subject to her continued service through each applicable vesting date.
ASSOCIATED BANC-CORP (ASB) discloses that Executive Vice President, General Counsel and Corporate Secretary Randall J. Erickson will retire from his position effective October 13, 2026. He will remain with the company in an advisory capacity through the end of 2026 to support transition of his duties.
Under an Employment Transition – Letter Agreement dated September 21, 2026, Erickson will serve as an Attorney-Advisor from the effective date of his retirement to January 4, 2027, reporting to the Chief Executive Officer and performing duties determined by the CEO and the General Counsel and Corporate Secretary. The Letter Agreement is filed as Exhibit 10.1 and incorporated by reference.
ASSOCIATED BANC-CORP (ASB) Executive Vice President Patrick Edward Ahern reported an internal restructuring of his holdings of Common Stock on September 17, 2026. He transferred 28,057 shares from his individual account to his revocable trust for estate planning purposes, with the filing stating this does not represent a change in beneficial ownership. After the transfer, he holds 15,686 shares directly, 28,057 shares indirectly through the revocable trust, and an additional 5,589.79 shares indirectly in a 401(k) plan; no Rule 10b5-1 trading plan is reported.
ASSOCIATED BANC-CORP (ASB) executive vice president Steven S. Zandpour reported acquiring common stock through the company’s Employee Stock Purchase Plan. On September 15, 2026, he obtained 80.0391 shares of common stock at $30.167 per share, bringing his directly held position to 18,704.9457 shares.
The filing indicates no transactions were made under a Rule 10b5-1 trading plan.
ASSOCIATED BANC-CORP (ASB) reports that Chief Information Officer Terry Lynn Williams acquired common shares through the company’s Employee Stock Purchase Plan on September 15, 2026. The acquisition covered 75.997 shares at $30.167 per share, bringing the executive’s directly held position to 24,411.7803 shares of common stock. No Rule 10b5-1 trading plan is reported for this transaction.
ASSOCIATED BANC-CORP (ASB) reports that Executive Vice President Nicole M. Kitowski acquired 25.0393 shares of common stock on September 15, 2026 through the company's Employee Stock Purchase Plan at $30.1670 per share. After this transaction she held 45,375.4621 shares directly, plus 3,266.3000 shares held indirectly in a 401(k) plan. No Rule 10b5-1 trading plan is reported.
ASSOCIATED BANC-CORP (ASB) executive Jayne C. Hladio, EVP and President Private Wealth, acquired 12.8326 shares of common stock on September 15, 2026 through the company’s Employee Stock Purchase Plan at a price of $30.1670 per share. Following this transaction, she directly owns a total of 16,658.5535 shares of common stock. No Rule 10b5-1 trading plan is reported for this purchase.
ASSOCIATED BANC-CORP (ASB) reports that executive vice president and chief human resources officer Julio Manso acquired a total of 31.8709 shares of common stock on September 15, 2026. The acquisitions include 13.6739 shares purchased through the Employee Stock Purchase Plan at $30.1670 per share and 18.1970 shares acquired via dividend reinvestment at $30.0868 per share. No Rule 10b5-1 trading plan is reported for these transactions.
ASSOCIATED BANC-CORP (ASB) reports that President & CEO Andrew J. Harmening acquired 2,516.375 shares of common stock on September 15, 2026 through a dividend reinvestment plan at a reported price of $30.0872 per share. Following this dividend reinvestment transaction, his direct holdings total 399,008.511 shares. The company states this dividend reinvestment is exempt from Section 16 under Rule 16a-11, and no Rule 10b5-1 trading plan is reported.