Welcome to our dedicated page for Associated Banc SEC filings (Ticker: ASB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Associated Banc-Corp SEC filings document the disclosures of a bank holding company with common stock listed on the NYSE and a capital structure that includes preferred stock series and subordinated debt. Its recent 8-K filings report earnings releases, investor presentations, Regulation FD information, material events, capital-structure matters and updates tied to operating and financial results.
Associated’s proxy materials cover shareholder voting matters, board governance, executive compensation and annual meeting disclosures. The filing record also includes material-agreement, risk-factor and governance disclosures relevant to a regulated banking organization that provides lending, deposit, wealth, specialty finance and community banking services through its banking subsidiary.
Kotouc Wende L reported acquisition or exercise transactions in this Form 4 filing.
ASSOCIATED BANC-CORP director Wende L. Kotouc reported a small equity award in the company’s common stock. On June 15, 2026, Kotouc received 29 shares of common stock as a grant or award at a reference price of $29.22 per share, bringing direct holdings to 1,776,743 shares.
The filing also lists indirect holdings of 8,321,731 shares attributed to a spouse and 616 shares attributed to a child. A footnote explains that the award relates to dividend equivalent units tied to restricted stock units, which vest after one year and are settled in shares, with an option for deferral.
ASSOCIATED BANC-CORP director Eileen A. Kamerick reported new stock-based awards. She acquired 355 shares and 38 shares of common stock at $29.2200 per share as grants or awards, bringing her direct holdings to 50,118 common shares. She also holds phantom stock units tied to 31,407.861 underlying common shares in a nonqualified benefit plan, which are payable in stock under her distribution elections.
ASSOCIATED BANC-CORP director Rodney Jones-Tyson received a small stock-based award. On 2026-06-15, he acquired 38 shares of common stock at a grant price of $29.22 per share through a compensation-related grant, not an open-market purchase.
After this award, he directly holds 13,904 common shares. A footnote explains that related dividend equivalent units vest on the first anniversary of the underlying restricted stock units and are payable only in shares of common stock upon vesting, with an option for deferral if elected.
ASSOCIATED BANC-CORP director Michael J. Haddad reported small equity-related changes in his holdings. On June 15, 2026, he received a grant of 38 shares of common stock at $29.22 per share as a director award. He also had 33.423 additional shares of common stock acquired through a dividend reinvestment transaction, increasing his directly held common stock to 8,795.965 shares.
Separately, a trust associated with him holds 5,750 common shares with voting rights. He also holds 69,403.270 phantom stock units, which are fully vested stock units in a Deferred Compensation Plan and are payable in shares of common stock according to his distribution elections and related vesting terms.
ASSOCIATED BANC-CORP director Judith P. Greffin reported compensation-related stock activity. On June 15, 2026, she acquired 105 and 38 shares of common stock at $29.22 per share as grants or awards, bringing her direct common stock holdings to 17,741 shares.
She also holds phantom stock units tied to 47,488.771 underlying common shares, with an exercise price of $0.00. Footnotes explain these include dividend equivalent units and stock units that are fully vested and payable solely in common stock, generally upon vesting or after she ceases serving as a director, according to her distribution elections.
Associated Banc-Corp Executive Vice President John A. Utz sold shares of company stock. On June 10, 2026, he completed an open-market sale of 5,000 shares of Associated Banc-Corp common stock at $28.825 per share.
After this sale, Utz directly held 118,156.499 shares of common stock. In addition, a separate holding entry shows 15,758.95 shares held indirectly through a 401(k) Plan, which reflects a retirement-plan position rather than a market trade.
ASB submitted a Form 144 notice reporting the proposed sale of 5,000 shares of Common Stock through Fidelity Brokerage Services LLC, dated 06/10/2026. The filing also lists restricted stock vesting entries of 2,005 shares on 02/08/2025, 2,824 shares on 02/08/2026, and 171 shares on 03/09/2026.
ASSOCIATED BANC-CORP Executive Vice President Matthew R. Braeger reported open-market sales of 5,000 shares of common stock. On June 9, 2026, he sold 1,000 shares at $28.18 per share and 4,000 shares at $28.17 per share.
Following these transactions, Braeger holds 11,777.0966 shares of common stock directly and 786.2100 shares indirectly through a 401(k) plan. The filing does not show any option exercises or derivative transactions, indicating these were straightforward stock sales rather than part of an exercise-and-sell pattern.
ASB reported a proposed sale notice on Form 144 indicating 5,000 shares of common stock held at Fidelity Brokerage Services LLC are the subject of the notice. The filing lists a value of $140,855.34 and a brokerage location of Fidelity Brokerage Services LLC, 900 Salem Street, Smithfield RI. The cover row includes an exchange label NYSE and a date of 06/09/2026. The filing also enumerates previously vested restricted stock lots: 722 shares vested on 02/08/2022, 2,434 shares vested on 01/26/2023, 1,128 shares vested on 02/08/2023, and 716 shares vested on 02/08/2024.
ASSOCIATED BANC-CORP executive Julio Manso reported a routine tax-related share disposition. On the vesting of a restricted stock sign-on bonus tranche, he surrendered 1,335 shares of common stock at a value of $27.59 per share to satisfy tax withholding obligations.
After this non-market transaction, he directly holds 14,854.128 shares of Associated Banc-Corp common stock. The filing reflects compensation-related share withholding rather than an open-market purchase or sale.