Welcome to our dedicated page for Associated Banc SEC filings (Ticker: ASB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Associated Banc-Corp (NYSE: ASB), a Wisconsin-incorporated bank holding company and the largest bank holding company based in Wisconsin. As a registrant with Commission File Number 001-31343, Associated Banc-Corp files periodic and current reports that describe its financial condition, operations and material corporate events.
Investors can review Form 8-K current reports in which the company discloses quarterly earnings announcements, investor presentations and significant agreements. Recent 8-K filings include items reporting results of operations and financial condition, as well as the entry into an Agreement and Plan of Merger with American National Corporation. That merger agreement outlines the planned combination of American National with Associated Banc-Corp and the subsequent merger of American National Bank into Associated Bank, National Association, subject to regulatory approvals and customary closing conditions.
In addition to 8-Ks, Associated Banc-Corp files annual reports on Form 10-K and quarterly reports on Form 10-Q, which provide more detailed information on its commercial banking activities, segment reporting, risk management and capital position. These filings also discuss regulatory matters and risk factors relevant to the company’s operations as a bank holding company.
Users of this page can also monitor disclosures related to preferred stock, subordinated notes and other securities referenced in the company’s filings. Where available on the platform, AI-powered tools can help summarize lengthy documents such as 10-K and 10-Q reports, highlight key sections, and surface important items from 8-K filings, allowing readers to focus on the most material information without reading every page.
For those interested in tracking regulatory developments, capital actions, merger progress and other material events affecting ASB, the SEC filings listed here offer an official record of Associated Banc-Corp’s disclosures to regulators and investors.
Associated Banc-Corp director Rodney Jones-Tyson reported acquiring 45 shares of common stock as dividend equivalent units on 12/15/2025 at $26.94 per share.
After this transaction, he beneficially owns 9,237 shares directly. The dividend equivalent units vest on the first anniversary of the related restricted stock unit grant and are payable solely in shares of common stock upon vesting, with deferral available if elected by the insider.
Associated Banc-Corp director Robert A. Jeffe reported acquiring additional common stock. On December 15, 2025, he acquired 45 and 377 shares of common stock at $26.94 per share, increasing his directly owned stake to 48,325 shares.
He also holds 90,417.557 phantom stock units tied to Associated Banc-Corp common stock. The explanation notes that certain dividend equivalent units vest on the first anniversary of the related restricted stock unit grant or after he ceases serving as a director. Stock units are described as 100% vested at acquisition, and phantom stock units remain in the Director's Deferred Compensation Plan until distributed under his elections.
Associated Banc-Corp reported that a director acquired 45 and 111 shares of common stock on 12/15/2025 at $26.94 per share in two separate transactions, increasing direct beneficial ownership to 18,009 shares.
The filing also shows 41,499.003 phantom stock units tied to common stock, described as stock units that are 100% vested at acquisition, including dividend equivalent units that are payable solely in shares under the company’s plans and the director’s distribution elections after vesting or separation from service.
Associated Banc-Corp director R. Jay Gerken reported acquiring additional common stock and stock-based units on 12/15/2025. He acquired 45 and 307 shares of common stock at $26.94 per share, bringing his directly held common stock to 45,372 shares.
The filing also shows 41,499 phantom stock units tied to Associated Banc-Corp common stock. Certain units are dividend equivalents on restricted stock units that vest on the first anniversary of the related grant and are payable solely in shares, while other dividend equivalents are fully vested but payable in shares after he ceases serving as a director. Phantom stock units remain in the plan until separation and are then distributed according to his prior election.
Associated Banc-Corp’s executive vice president and chief financial officer reported acquiring 23 shares of common stock on December 15, 2025 at a price of $26.94 per share. These shares were fully vested dividend equivalents awarded under performance-based restricted stock units, payable solely in common stock and subject to deferral until separation, as elected by the insider. Following this transaction, the reporting person beneficially owns 51,207.379 shares of Associated Banc-Corp common stock in direct ownership.
Associated Banc-Corp executive Gregory Warsek reported acquiring 15 shares of common stock on 12/15/2025 at a price of $26.94 per share. The shares represent fully vested dividend equivalents awarded under performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the insider.
Following this transaction, Warsek beneficially owns 13,400 shares of Associated Banc-Corp common stock directly and 27,875.05 shares indirectly through a 401(k) plan, reflecting his ongoing equity-based stake in the company.
Associated Banc-Corp executive Steven S. Zandpour, an EVP of the company, reported a purchase of common stock under the bank's Employee Stock Purchase Plan. On December 15, 2025, he acquired 86.3517 shares of Associated Banc-Corp common stock at a price of $27.07 per share.
Following this transaction, Zandpour beneficially owns 14,482.3299 shares of Associated Banc-Corp common stock, held directly. The filing is a Form 4 submitted for a single reporting person in connection with routine employee stock purchase activity.
Associated Banc-Corp's Chief Information Officer, Terry Lynn Williams, acquired 81.2708 shares of common stock on 12/15/2025. The shares were purchased through the issuer's Employee Stock Purchase Plan at a price of $27.07 per share. Following this routine insider purchase, Williams directly owns 12,987.4035 shares of Associated Banc-Corp common stock.
Associated Banc-Corp Executive Vice President John A. Utz reported small acquisitions of company common stock. On 12/15/2025, he acquired 49.7798 shares of common stock at $27.07 in a transaction classified as purchased within the Issuer's Employee Stock Purchase Plan, and separately received 463 shares at $26.94 as fully vested dividend equivalents awarded pursuant to performance-based restricted stock units.
After these transactions, Utz directly beneficially owned 110,354.465 shares of Associated Banc-Corp common stock and indirectly held 15,499.26 shares through a 401(k) plan.
Associated Banc-Corp executive vice president Phillip Trier reported acquiring 46.163 shares of Associated Banc-Corp common stock on 12/15/2025 through a dividend reinvestment transaction at a price of $27.0494 per share. After this transaction, he directly beneficially owned 22,694.001 shares of Associated Banc-Corp common stock.
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