Welcome to our dedicated page for Associated Banc SEC filings (Ticker: ASB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Associated Banc-Corp (NYSE: ASB), a Wisconsin-incorporated bank holding company and the largest bank holding company based in Wisconsin. As a registrant with Commission File Number 001-31343, Associated Banc-Corp files periodic and current reports that describe its financial condition, operations and material corporate events.
Investors can review Form 8-K current reports in which the company discloses quarterly earnings announcements, investor presentations and significant agreements. Recent 8-K filings include items reporting results of operations and financial condition, as well as the entry into an Agreement and Plan of Merger with American National Corporation. That merger agreement outlines the planned combination of American National with Associated Banc-Corp and the subsequent merger of American National Bank into Associated Bank, National Association, subject to regulatory approvals and customary closing conditions.
In addition to 8-Ks, Associated Banc-Corp files annual reports on Form 10-K and quarterly reports on Form 10-Q, which provide more detailed information on its commercial banking activities, segment reporting, risk management and capital position. These filings also discuss regulatory matters and risk factors relevant to the company’s operations as a bank holding company.
Users of this page can also monitor disclosures related to preferred stock, subordinated notes and other securities referenced in the company’s filings. Where available on the platform, AI-powered tools can help summarize lengthy documents such as 10-K and 10-Q reports, highlight key sections, and surface important items from 8-K filings, allowing readers to focus on the most material information without reading every page.
For those interested in tracking regulatory developments, capital actions, merger progress and other material events affecting ASB, the SEC filings listed here offer an official record of Associated Banc-Corp’s disclosures to regulators and investors.
Associated Banc-Corp executive reports small stock purchases. The company’s EVP and Chief Human Resources Officer reported acquiring 15.2383 shares of Associated Banc-Corp common stock, $0.01 par value, on 12/15/2025 through the issuer's Employee Stock Purchase Plan at $27.07 per share.
On the same date, the executive acquired an additional 0.714 shares in a dividend reinvestment transaction at $27.0448 per share. Following these transactions, the executive directly beneficially owned 12,933.4227 shares of Associated Banc-Corp common stock.
Associated Banc-Corp executive vice president Nicole M. Kitowski reported purchasing 27.0912 shares of the company’s common stock on 12/15/2025 through the issuer’s Employee Stock Purchase Plan at $27.07 per share.
Following this transaction, she beneficially owned 45,144.8092 shares directly and 3,191.08 shares indirectly through a 401(k) plan.
Associated Banc-Corp executive stock purchase reported. On 12/15/2025, EVP and President Private Wealth Jayne C. Hladio acquired 13.8847 shares of Associated Banc-Corp common stock at $27.07 per share.
The shares were bought through the company’s Employee Stock Purchase Plan, bringing Hladio’s directly held stake to 14,619.2437 common shares after the transaction.
Associated Banc-Corp President and CEO Andrew J. Harmening reported acquiring 2,188.702 shares of Associated Banc-Corp common stock through a dividend reinvestment transaction dated December 15, 2025. The shares were credited at a price of $27.0496 per share under transaction code J, which is described as shares acquired in a dividend reinvestment transaction, bringing his directly held position to 326,026.01 shares of common stock.
Associated Banc-Corp director Michael J. Haddad reported small equity-related transactions dated 12/15/2025. He acquired 35.67 shares of common stock through a dividend reinvestment transaction at $27.0499 per share under code J and 45 additional shares as dividend equivalent units at $26.94 per share under code A.
After these transactions, he beneficially owned 9,218.957 common shares directly and 5,750 shares indirectly through a trust with voting rights. He also held 61,475.712 phantom stock units linked to common stock in the Director's Deferred Compensation Plan; these stock units are 100% vested and will be distributed according to his existing distribution elections.
Associated Banc-Corp executive Bryan Carson reported a transfer of 5,351 shares of common stock on 12/15/2025. The Form 4 shows a disposition coded as transaction type J at a reported price of $0, reflecting shares moved to his ex-spouse under a divorce settlement and domestic relations order.
After this transfer, Carson beneficially owns 29,661.2431 shares of Associated Banc-Corp common stock directly. He is identified as an Executive Vice President, and the report is filed by a single reporting person.
Associated Banc-Corp executive John A. Utz reported several stock transactions. On December 9, 2025, he sold 128 shares of Associated Banc-Corp common stock at $26.41 per share and 1,872 shares at $26.411 per share. He also exercised a non-qualified stock option to acquire 135 shares at an exercise price of $17.38 per share, then sold those 135 shares at $26.45 per share. After these transactions, he beneficially owned 109,841.6852 shares of common stock directly and 15,499.26 shares indirectly through a 401(k) plan. Utz is listed as an Executive Vice President of Associated Banc-Corp, and this Form 4 was filed for a single reporting person.
A shareholder of ASB has filed a notice of intent to sell 2,135 common shares, with an aggregate market value of 56,392.62, through Fidelity Brokerage Services LLC on the NYSE around 12/09/2025.
The shares relate to prior acquisitions through employee stock purchase plan purchases, restricted stock vesting, and option exercises. Common shares outstanding were 165,922,444 at the time of the notice; this is a baseline figure, not the amount being sold.
Associated Banc-Corp executive Patrick Edward Ahern reported multiple stock option exercises and a share sale on 12/04/2025. As an Executive Vice President, he exercised options to acquire 13,356 shares of common stock at $24.70 per share and 17,133 shares at $23.45 per share. On the same day, he sold 30,489 shares of common stock at a weighted average price of $25.70 per share, with individual sale prices ranging from $25.68 to $25.72. Following these transactions, he directly held 41,188 shares of Associated Banc-Corp common stock and indirectly held 5,461.07 shares through a 401(k) plan. The options exercised related to grants vesting in four equal annual installments beginning on 2/8/2019 and 2/8/2020.
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