Welcome to our dedicated page for Liberty All-Star Growth SEC filings (Ticker: ASG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page is dedicated to SEC-related information for Liberty All-Star Growth Fund, Inc. (NYSE: ASG), a diversified, closed-end management investment company that seeks long-term capital appreciation through an all-cap growth equity strategy. While no specific SEC filings are listed in the available data, the fund’s public communications describe key elements that investors typically review in regulatory documents, such as portfolio composition, sector allocations, distribution policies, and risk disclosures.
For a closed-end fund like Liberty All-Star Growth Fund, formal SEC filings generally provide detail on topics such as investment objectives, how net asset value (NAV) is calculated, the relationship between NAV and market price, and the circumstances under which the fund’s shares may trade at a premium or discount. They also usually discuss the role of the investment advisor—in this case, ALPS Advisors, Inc.—and affiliated service providers, including distribution and fund services entities.
On Stock Titan, this SEC filings section is designed to work with real-time updates from the EDGAR system when filings are available, and to pair those documents with AI-powered summaries. These summaries can help explain lengthy regulatory texts by highlighting how Liberty All-Star Growth Fund describes its all-cap growth strategy, use of multiple external managers for small-, mid-, and large-cap mandates, and the structure of its distribution policy that targets annual payments totaling approximately 8 percent of net asset value.
As filings such as annual and semiannual reports, registration statements, or other required documents become accessible, users can rely on this page to quickly locate them and use AI-generated insights to interpret technical language. This can assist in understanding the fund’s risk factors, fee structure, and the mechanics of its dividend reinvestment and distribution practices within the closed-end fund framework.
Liberty All-Star Growth Fund, Inc. filed its Form N-CSR presenting its certified shareholder report for the period
The Fund reported
Liberty All-Star Growth Fund Inc. officer Erich Rettinger, who serves as Treasurer, reported buying common stock of the fund. On February 6, 2026, he purchased 250 shares of common stock at a price of $5.12 per share, and directly held 250 shares after this transaction.
Liberty All-Star Growth Fund, Inc. (ASG) received an amended Schedule 13G/A showing that First Trust Portfolios L.P., First Trust Advisors L.P. and The Charger Corporation together report beneficial ownership of 9,174,488 common shares, representing 14.59% of the fund’s outstanding shares as of the event date 12/31/2025.
The filing states these entities have no sole or shared voting power over the shares, but report shared dispositive power over 9,174,488 shares, largely held in unit investment trusts sponsored by First Trust Portfolios L.P. The firms explain that no individual unit investment trust holds more than 3% of any registered investment company’s shares, and that the trustee, not the reporting persons, votes the units. The reporting entities certify the holdings are in the ordinary course of business and not for the purpose of changing or influencing control of ASG, and they each disclaim beneficial ownership of the reported shares.
Liberty All-Star Growth Fund Inc. insider share purchase disclosed
The president of Liberty All-Star Growth Fund Inc. reported buying 2,000 shares of common stock on 12/30/2025. The shares were purchased at a price of $5.345 per share. Following this transaction, the reporting person directly beneficially owns 142,641.602 shares of the fund's common stock.
Liberty All Star Growth Fund Inc. (ASG)
Insider purchase by Liberty All-Star Growth Fund officer. Mark T. Haley, President of Liberty All-Star Growth Fund (ASG), reported a purchase of 1,000 shares on 10/01/2025 at a price of $5.5464 per share, increasing his beneficial ownership to 140,641.602 shares. The Form 4 shows a direct acquisition and is signed by Mr. Haley.
Mark T. Haley, President of Liberty All-Star Growth Fund Inc. (ASG), reported a purchase of the fund's common stock. On 09/09/2025 Mr. Haley acquired 1,500 shares at a price of $5.65 per share, bringing his reported beneficial ownership to 139,641.602 shares. The filing notes that the total shares reported include dividend reinvestment. No derivative transactions were reported.