Welcome to our dedicated page for Ashland SEC filings (Ticker: ASH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ashland Inc. filings document formal disclosures for a public specialty ingredients company, including Form 8-K reports furnished for quarterly and annual results, outlook updates and Regulation FD materials. These filings connect reported operating performance to segment conditions, cost pressures, productivity issues and cash-flow measures used in company financial releases.
The filing record also includes governance and compensation disclosures, including definitive proxy materials, annual meeting voting results, director elections, auditor ratification, advisory executive-compensation votes, board-composition changes and equity-award arrangements under the company’s incentive compensation plan.
Ashland Inc. reported second-quarter fiscal 2026 results and cut its full-year outlook. Sales were $482 million, up one percent from the prior-year quarter, with generally flat volumes and a two percent pricing decline partly offset by favorable currency.
Net income was $16 million and income from continuing operations was $15 million, or $0.32 per diluted share. Adjusted income from continuing operations excluding intangibles amortization was $42 million, or $0.91 per diluted share.
Adjusted EBITDA was $98 million, down nine percent from $108 million, reflecting operational issues at the Hopewell facility, the Calvert City startup delay, weather disruptions and softer pricing. Operating cash flow improved to $50 million and ongoing free cash flow reached $29 million.
For full-year fiscal 2026, Ashland now guides sales to $1,835–$1,870 million and Adjusted EBITDA to $385–$400 million, citing slower-than-expected productivity ramp-up at Hopewell and softer energy-related demand, partly offset by resilient Life Sciences and Personal Care demand and ongoing pricing actions.
Ashland Inc Schedule 13G: Dimensional Fund Advisors reports beneficial ownership of 2,496,021 shares of Ashland common stock, representing 5.5% of the class. The filing shows sole voting power over 2,448,150 shares and sole dispositive power over 2,496,021 shares.
The filing states these shares are owned by investment funds advised or sub-advised by Dimensional Fund Advisors LP and that Dimensional disclaims beneficial ownership; the report is signed by the Global Chief Compliance Officer.
Chattopadhyay Sanat reported acquisition or exercise transactions in this Form 4 filing.
Ashland Inc. director Sanat Chattopadhyay received a grant of 258 Common Stock Units as equity compensation. The units were awarded at a reference price of $55.61 per unit under Ashland's Deferred Compensation Plan for Non-Employee Directors.
Each Common Stock Unit is equivalent to one share of Ashland common stock and is generally payable in common stock when the director separates from board service, subject to any deferral elections under the plan. Following this grant and additional units previously credited in lieu of cash dividends, the director holds a total of 1,952 Common Stock Units.
Bishop Steven D reported acquisition or exercise transactions in this Form 4 filing.
Ashland Inc. director Steven D. Bishop received a grant of 450 Common Stock Units as deferred board compensation. The units were awarded at a reference price of $55.61 per unit under Ashland's Deferred Compensation Plan for Non-Employee Directors and are exempt under Rule 16b-3. Each unit is equivalent to one share of Ashland common stock and is generally payable in shares when he leaves the board. Following this grant, Bishop holds a total of 5,307 Common Stock Units, a balance that also reflects additional units credited in lieu of cash dividends.
The Vanguard Group filed Amendment No. 11 to a Schedule 13G reporting 0 shares (0%) of Ashland Inc common stock. The filing explains an internal realignment on January 12, 2026 that disaggregated reporting among Vanguard subsidiaries and states those subsidiaries pursue the same investment strategies as before.
Ashland Inc. received an updated ownership report from AQR Capital Management Holdings, LLC and its subsidiary AQR Capital Management, LLC. As of December 31, 2025, the AQR entities reported beneficial ownership of 2,266,824 shares of Ashland common stock, representing 4.95% of the outstanding class.
The filing shows AQR has shared voting and dispositive power over all 2,266,824 shares and no sole voting or dispositive power. The reporting persons certify the shares were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of Ashland.
Ashland Inc. reported that Chair of the Board and CEO Guillermo Novo received a grant of 32,096 Restricted Stock Units (RSUs) on February 6, 2026 under Ashland's shareholder-approved incentive plan. Each RSU equals one share of ASH common stock and was granted at $0 per unit.
The RSUs are scheduled to vest on December 31, 2028, as long as Novo remains in continuous employment with Ashland through that date. Following this grant, Novo beneficially owns 32,096 RSUs directly.
Ashland Inc. reported a small net loss of $12 million for the quarter ended December 31, 2025, a sharp improvement from a $165 million loss a year earlier, when results were hit by a large divestiture impairment. Quarterly sales were $386 million, down from $405 million, with modest declines across most segments.
Operating loss narrowed to $6 million from $179 million, while diluted loss per share improved to $(0.26) from $(3.50). Cash flow from continuing operations strengthened to $125 million versus a $30 million outflow, lifting cash and equivalents to $304 million. Long-term debt stood at $1.387 billion, and the company continued restructuring and manufacturing optimization efforts, incurring related costs but realizing initial savings.
Ashland Inc. furnished a current report to share that it has announced preliminary results for its first fiscal quarter. The company refers investors to a separate news release, attached as Exhibit 99.1, for the detailed financial and operating information.
The same news release is being made available in the Investor Center on Ashland’s website. Ashland states that this information is being furnished, not filed, which limits how it is treated under securities laws and how it can be incorporated into other regulatory documents.
Ashland Inc. approved a one-time equity award for Chair and CEO Guillermo Novo with an award value of $2,000,000. The award is entirely in time-based restricted stock units that cliff-vest on December 31, 2028, if he remains employed through that date.
The grant will occur on the first business day two days after Ashland files its Form 10-Q for the first quarter of fiscal 2026, with the number of RSUs based on the 25-day average closing price on the grant date. The award is made under Ashland’s 2021 Omnibus Incentive Compensation Plan.
The RSUs will not accelerate upon Mr. Novo’s retirement before the vesting date, and he has waived any right to such acceleration. Pro-rated vesting can still apply if his employment is terminated without cause. Both Mr. Novo and Ashland agreed to give at least 180 days’ notice of a resignation without good reason or a termination without cause, with different notice rules applying after a change in control.