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AmeriServ officer acquires 11 shares at $3.01, Form 4 filed

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AmeriServ Financial, Inc. (ASRV) insider transaction: David A. Finui, President of ASRV Wealth & Capital Management and an officer of the company, acquired 11 shares of AmeriServ common stock on 08/18/2025 through dividend reinvestment at a reported price of $3.0109 per share. After the transaction, Mr. Finui beneficially owned 2,214 shares in a direct capacity. The Form 4 was signed by an attorney-in-fact on 08/27/2025.

Positive

  • Insider acquisition disclosed: An officer acquired 11 shares via dividend reinvestment, increasing direct holdings to 2,214 shares.
  • Complete disclosure: Form 4 includes transaction date, price ($3.0109), acquisition method, and signature by attorney-in-fact.

Negative

  • None.

Insights

TL;DR: Officer purchased a very small number of shares via dividend reinvestment, increasing direct holdings to 2,214 shares.

The Form 4 discloses a routine non-derivative acquisition of 11 common shares by an officer, executed through dividend reinvestment at $3.0109 per share. The filing provides clear transaction date, acquisition method, and resulting beneficial ownership. The size of the purchase is immaterial relative to typical institutional or insider transactions, and no derivatives or dispositions were reported.

TL;DR: Filing documents a standard insider reinvestment; disclosures appear complete for the reported event.

The document identifies the reporting person, relationship to the issuer, transaction type (A), acquisition method (dividend reinvestment), price, and resulting direct ownership. The signature by an attorney-in-fact is included, and no amendments or additional transactions are indicated. This is a routine disclosure consistent with Section 16 requirements.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
FINUI DAVID A

(Last) (First) (Middle)
216 FRANKLIN STREET

(Street)
JOHNSTOWN PA 15901

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AMERISERV FINANCIAL INC /PA/ [ ASRV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Pres. ASRV Wealth & Cap. Mgmt.
3. Date of Earliest Transaction (Month/Day/Year)
08/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/18/2025 A(1) 11 A $3.0109 2,214 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares acquired through dividend reinvestment.
Sharon M. Callihan - Attorney-in-Fact 08/27/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did ASRV officer David A. Finui report on Form 4?

He acquired 11 shares of AmeriServ common stock on 08/18/2025 through dividend reinvestment at a price of $3.0109 per share.

How many AmeriServ (ASRV) shares does David A. Finui own after the reported transaction?

He beneficially owned 2,214 shares following the transaction.

What method was used for the share acquisition reported on the ASRV Form 4?

The shares were acquired through dividend reinvestment, as explained in the filing.

When was the transaction executed and when was the Form 4 signed?

The transaction date is 08/18/2025 and the Form 4 was signed by an attorney-in-fact on 08/27/2025.

Was the Form 4 filed jointly or by one reporting person for ASRV?

The filing was made by one reporting person (Form filed by One Reporting Person is checked).
Ameriserv Finl

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