[144] Asset Entities Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 notice for ASST (Asset Entities Inc.) reports proposed sales of 20,567 Class B common shares through A.G.P. / Alliance Global Partners on 08/27/2025 on Nasdaq, with an aggregate market value of $80,005.63. The filer acquired 67 shares on 02/07/2023 and 20,500 shares on 12/30/2024 as equity compensation for services rendered. The filing also discloses a recent sale by the same person of 30,000 Class B shares on 06/04/2025 generating gross proceeds of $223,216.00. The notice includes the standard certification that the seller is not aware of undisclosed material adverse information.

Positive

• Disclosure Compliance: The filer provided required details including acquisition dates, nature of acquisition, broker name, and certification under Rule 144
• Limited Market Impact: Proposed sale (~20,567 shares, ~$80k) is small relative to the reported outstanding shares (15,624,395), suggesting limited dilution or market pressure

Negative

• Insider Selling: The filing and a prior sale (30,000 shares on 06/04/2025 for $223,216) indicate insider monetization which investors may view negatively
• Concentration of Sales by One Person: Multiple recent sales by the same individual could increase available supply of restricted shares

Insights

Securities Analyst

TL;DR Large insider sale planned and recent sale executed could increase free float; materiality depends on overall share count and context.

The Form 144 shows a proposed sale of 20,567 Class B shares valued at approximately $80k and a prior sale of 30,000 shares generating $223k. Relative to the reported outstanding shares of 15,624,395, the proposed sale represents roughly 0.13% of outstanding shares, and the prior sale roughly 0.19%. These transactions appear driven by equity compensation liquidations rather than market-sensitive disclosures; they are routine but notable for monitoring short-term supply and insider liquidity trends.

Corporate Governance Expert

TL;DR The filing documents insider monetization of equity compensation; procedural compliance appears intact.

The filer discloses acquisition dates and that securities were granted as compensation for services, and certifies absence of undisclosed material adverse information. The use of a broker and filing of Form 144 are consistent with Rule 144 requirements. No governance issues, litigation, or stop-transfer remarks are disclosed in the submission. Impact is procedural and compliance-oriented rather than indicating operational distress.

08/27/2025 - 04:00 PM

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class B Common Stock	A.G.P. / Alliance Global Partners 590 Madison Avenue, 28th Floor New York NY 10022	20567	80005.63	15624395	08/27/2025	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class B Common Stock	02/07/2023	Equity Compensation	Issuer			67	02/07/2023	Services Rendered
Class B Common Stock	12/30/2024	Equity Compensation	Issuer			20500	12/30/2024	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Michael Gaubert 100 Crescent Ct, 7th Floor Dallas TX 75201	Class B Common Stock	06/04/2025	30000	223216.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does ASST Form 144 disclose about the planned sale on 08/27/2025?

The filing states the sale of 20,567 Class B shares through A.G.P. / Alliance Global Partners on 08/27/2025 with an aggregate market value of $80,005.63 on Nasdaq.

How many shares has the filer acquired and when?

The filer acquired 67 shares on 02/07/2023 and 20,500 shares on 12/30/2024, both as equity compensation for services rendered.

Has the filer sold any shares recently for ASST?

Yes; the filing discloses a sale of 30,000 Class B shares on 06/04/2025 that produced gross proceeds of $223,216.00.

What proportion of outstanding shares does the proposed sale represent?

Based on the filing's outstanding share count of 15,624,395, the proposed sale of 20,567 shares represents approximately 0.13% of outstanding shares.

Was consideration for the acquired shares paid in cash?

The filing indicates the shares were received as equity compensation for services rendered; no cash purchase terms are disclosed.