Strive, Inc. filings document the company’s structured finance and asset management business, bitcoin treasury operations, preferred stock structure, and public-company governance. Its 8-K reports disclose business updates such as bitcoin, cash, investment and capital stock balances, dividend actions for the Variable Rate Series A Perpetual Preferred Stock, and quarterly operating and financial results.
Strive’s SEC record also includes proxy materials for annual meeting matters, including auditor ratification, and disclosures identifying the company as a Nevada corporation and emerging growth company. Filing subjects include Class A and Class B common stock, SATA preferred stock, advisory activities through Strive Asset Management, LLC, forward-looking risk language, and material-event reporting tied to capital allocation and treasury strategy.
Strive, Inc. (ASST) Chief Financial Officer Benjamin Pham reported a sale of 4,209 shares of Class A Common Stock at $31.3343 per share on October 5, 2026, to cover tax withholding obligations connected with vesting and settlement of Restricted Stock Units. Pham did not voluntarily sell the reported shares. His direct holdings following the transaction were 17,365 shares. A footnote states that one share was added to the direct holdings to offset rounding from the October 2, 2026 filing. No Rule 10b5-1 plan is reported.
Strive, Inc. CEO Matthew Ryan Cole reported a sale of 58,789 shares of Class A Common Stock on October 5, 2026, at $31.3343 per share to cover tax withholding obligations tied to vesting and settlement of Restricted Stock Units; he did not voluntarily sell shares in the reported transactions. No Rule 10b5-1 plan is reported for the sale. He also gifted 81,783 shares of Class A Common Stock to a charitable organization directly controlled by him and his spouse. They received no consideration and no longer beneficially own the gifted shares.
Strive, Inc. director Jonathan R. Macey sold 6,700 shares of Class A Common Stock on October 5, 2026, at $30.32 per share. The reported purpose was to cover estimated taxes on the vesting of Restricted Stock Units. He directly held 8,115 shares after the sale. No Rule 10b5-1 plan is reported.
Strive, Inc. (ASST) director James Lavish reported selling 6,000 shares of Class A Common Stock on October 5, 2026, at $30.7550 per share. A footnote states that the shares were sold to cover estimated taxes on the vesting of Restricted Stock Units. He held 8,815 shares directly after the sale.
Strive, Inc. (ASST) Chief Legal Officer and director Brian Logan Beirne reported a sale of 20,077 Class A common shares on October 5, 2026, at $31.3343 per share. The shares were sold to cover tax withholding obligations tied to restricted stock unit vesting and settlement; Beirne did not voluntarily sell shares. His reported direct holdings after the transaction were 41,425 shares. A footnote says two shares were added to direct holdings to offset rounding from the October 2, 2026 filing.
Strive, Inc. Chief Marketing Officer Arshia Sarkhani reported selling 5,634 shares of Class A common stock on October 5, 2026, at $31.3343 per share. The shares were sold to cover tax withholding obligations related to the vesting and settlement of Restricted Stock Units; Sarkhani did not voluntarily sell shares in the reported transactions. Direct holdings after the transaction were 11,795 shares. A footnote says one share was added to direct holdings to offset rounding from the October 2, 2026 filing.
James Lavish, a director of Strive, Inc. (ASST), reported a proposed sale of 6,000 Class A shares with an aggregate market value of $184,530.00. The notice lists October 5, 2026 as the approximate sale date and identifies Fidelity Brokerage Services LLC as broker. The shares are listed as acquired from the issuer through restricted stock vesting on October 1, 2026.
Strive, Inc. director Jonathan R. Macey filed notice of a proposed sale of 6,700 Class A shares, with a listed aggregate market value of $203,144.67. The notice lists October 5, 2026, as the approximate sale date and Fidelity Brokerage Services LLC as the broker. It also reports that 6,700 Class A shares were acquired from Strive on October 1, 2026, through restricted stock vesting, classified as compensation. Jennifer Ruchti signed as Fidelity Brokerage Services LLC’s duly authorized representative and as attorney-in-fact for Macey.
Strive, Inc. (ASST) purchased 2,000 bitcoin from September 28 through October 2, 2026, at an average price of approximately $84,422 per bitcoin, inclusive of fees and expenses. It reported 29,462 bitcoin held as of October 2, up from 27,462 as of September 25.
As of September 30, Strive held 28,000 bitcoin, with a fair value of $2,340.192 million and an average acquisition cost of $90,170 per bitcoin; cash and cash equivalents were $284.722 million. It acquired 8,137 bitcoin in the three months ended September 30, at an average cost of $78,885 per bitcoin. Strive reported a 55.3% Amplification Ratio and said that, while bitcoin remains below $100,000, its current objective is to increase and maintain the ratio above 60%. These quarter-end financial figures are preliminary, unaudited estimates, and closing procedures were not complete.
Strive implemented a facility of up to $500 million to repurchase SATA preferred stock, if management determines a repurchase would be in the best long-term interests of the company and its shareholders. Its September 30 balance sheet lists $1,294.062 million in SATA stated amount and an annualized interest obligation of $168.228 million. Strive says Bitcoin Yield and related per-share metrics supplement, rather than replace, financial statements and are not financial performance, valuation, or liquidity measures.
Strive, Inc. Chief Marketing Officer Arshia Sarkhani reported an exercise/conversion involving 11,111 restricted stock units, recorded as disposed, and the acquisition of 15,432 Class A common shares on September 30, 2026. Reported direct holdings afterward were 25,926 restricted stock units and 17,428 Class A common shares. The notes state that restricted stock unit vesting converts shares to Class A common stock by default, rather than constituting a securities sale. A subsequent Form 4 is anticipated to disclose a sale of Class A shares to pay taxes resulting from vesting.