Welcome to our dedicated page for Strive SEC filings (Ticker: ASST), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Strive, Inc. filings document the company’s structured finance and asset management business, bitcoin treasury operations, preferred stock structure, and public-company governance. Its 8-K reports disclose business updates such as bitcoin, cash, investment and capital stock balances, dividend actions for the Variable Rate Series A Perpetual Preferred Stock, and quarterly operating and financial results.
Strive’s SEC record also includes proxy materials for annual meeting matters, including auditor ratification, and disclosures identifying the company as a Nevada corporation and emerging growth company. Filing subjects include Class A and Class B common stock, SATA preferred stock, advisory activities through Strive Asset Management, LLC, forward-looking risk language, and material-event reporting tied to capital allocation and treasury strategy.
Form 3 filed for Strive, Inc. (ASST) shows Vivek Ramaswamy reported initial beneficial ownership following a 09/12/2025 event. He directly holds 113,877,916 Class B shares and indirectly holds 28,378,826 Class B shares through the Ramaswamy 2021 Irrevocable Trust, which is managed for the benefit of Apoorva Ramaswamy and descendants. The reporting person disclaims beneficial ownership except to the extent of pecuniary interest. The filing was signed by Stephen Roberts as attorney-in-fact on 09/16/2025.
Vivek Ramaswamy, a director of Strive, Inc. (ASST), reported transactions dated 09/12/2025 on Form 4. The filing shows a disposition of 113,877,916 shares of Class B common stock that were directly held by the reporting person, and reports 28,378,826 Class B shares held indirectly by the Ramaswamy 2021 Irrevocable Trust for the benefit of Apoorva Ramaswamy and descendants. The reporting person disclaims beneficial ownership of the trust-held shares except to the extent of pecuniary interest. The form is signed by an attorney-in-fact on behalf of Mr. Ramaswamy on 09/16/2025.
Matthew Krueger, who serves as CFO, Treasurer and Secretary and is identified as a director, filed a Form 4 reporting changes in his holdings of Strive, Inc. (ASST) on 09/12/2025. The filing shows an acquisition of 1,000,000 shares of Class B common stock at a reported price of $0, resulting in 1,250,000 Class B shares reported as beneficially owned indirectly through Asset Entities Holdings, LLC. The report also records transactions coded as reclassifications and conversions under Rule 16b-7 that redesignated the issuer’s original Class A and Class B shares between classes, and reflects related dispositions and new holdings in Class A shares. The reporting person disclaims direct beneficial ownership except to the extent of pecuniary interest.
Fairbanks Kyle, identified as a director, ex Vice-Chairman & CMO and a >10% owner, reported changes in beneficial ownership of Strive, Inc. (ASST). On 09/12/2025 the filing shows an acquisition of 1,000,000 shares of Class B common stock (coded C) at a $0 price and a deemed beneficial ownership of 1,250,000 shares held indirectly through Asset Entities Holdings, LLC. The report also documents reclassification transactions (code J) that redesignated original Class A and Class B shares under a Rule 16b-7 exempt reclassification and records corresponding disposals and additions: 1,250,000 Class B shares disposed of and 1,250,000 Class A shares acquired indirectly by Asset Entities Holdings, LLC, plus smaller direct transfers of 36,667 shares between classes. The reporting person disclaims beneficial ownership except to the extent of a pecuniary interest in shares held of record by Asset Entities Holdings, LLC.
Strive, Inc. (ASST) insider Form 4: The reporting person, Fairbanks Jackson, filed transactions dated 09/12/2025 showing a mix of acquisitions and dispositions recorded on Form 4 and reported on 09/16/2025. The filing shows an acquisition of 1,000,000 shares of Class B Common Stock at $0 and subsequent entries showing 1,250,000 shares of Class B and 1,250,000 shares of Class A held indirectly by Asset Entities Holdings, LLC. The report also records dispositions of 1,250,000 and 31,734 shares in certain classes. The filer disclaims direct beneficial ownership except for pecuniary interest and notes a share reclassification under Rule 16b-7 that redesignated original Class A and Class B shares.
Insider reclassification updated following corporate share redesignation. Director Scott Kelley reported a reclassification on 09/12/2025 that converted his 10,000 shares of Class B Common Stock into 10,000 shares of Class A Common Stock under a Rule 16b-7 exempt reclassification. After the transaction the reporting person shows 0 shares of Class B and 10,000 shares of Class A beneficially owned, filed on 09/16/2025 by attorney-in-fact.
Burton Richard Alfred, a director of Strive, Inc. (ticker: ASST), reported a securities reclassification and related change in beneficial ownership dated 09/12/2025. The filing shows 10,000 shares of the issuer's Class B Common Stock were disposed (reported as D) leaving 0 Class B shares beneficially owned following the transaction, and 10,000 shares of Class A Common Stock were acquired (reported as A), resulting in 10,000 Class A shares beneficially owned. The report states these changes occurred pursuant to a reclassification exempt under Rule 16b-7 that redesignated Original Class B shares as Class A and Original Class A as Class B. The Form 4 was signed by an attorney-in-fact on 09/16/2025 for the reporting person.
Jack John A II, a director of Strive, Inc. (ASST), reported a change in beneficial ownership tied to a share reclassification. On 09/12/2025 the filing shows 10,000 shares of Class B Common Stock were disposed and the reporter holds 0 Class B shares after the transaction. On the same date the reporter is shown as acquiring 10,000 shares of Class A Common Stock and owning 10,000 Class A shares following the transaction. The filing explains these entries result from a corporate reclassification under Rule 16b-7 that redesignated the issuer's original Class A and Class B common stock into new classes with revised par values. The form is signed by an attorney-in-fact on 09/16/2025.
Strive, Inc. (ASST) Schedule 13D discloses that Vivek Ramaswamy and a group of affiliated reporting persons acquired Class B and Class A common stock in connection with a merger and a PIPE transaction, resulting in the group controlling a majority of the company’s voting power and the ability to designate a majority of the board. The filing reports specific holdings including 113,877,916 shares held by Vivek Ramaswamy (about 17.92% of the Class A equivalent), and other holdings such as Ramaswamy 2021 Irrevocable Trust 28,378,826 shares (4.47%). The PIPE raised $750,329,019 for 345,487,794 Class A shares plus pre-funded warrants and warrants. The group states the issuer will operate as an asset management Bitcoin treasury corporation focused on accumulating Bitcoin, increasing Bitcoin-per-share and seeking to outperform Bitcoin, and expects to file a Form S-3 and issue additional securities to finance Bitcoin accumulation.
Lee Jason Youngsuk, Chief Technology Officer of Strive, Inc. (ticker: ASST), reported a change in beneficial ownership related to a share class reclassification. On 09/12/2025 the reporting person had 31,218 shares of Class B common stock reported as disposed and 31,218 shares of Class A common stock reported as acquired, resulting in 0 Class B shares and 31,218 Class A shares beneficially owned after the transaction. The Form 4 was signed by an attorney-in-fact on 09/16/2025 and was filed by a single reporting person. The filing states the trades reflect a reclassification under Rule 16b-7 that redesignated original Class B shares as Class A and original Class A shares as Class B.