Welcome to our dedicated page for Strive SEC filings (Ticker: ASST), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Strive, Inc. filings document the company’s structured finance and asset management business, bitcoin treasury operations, preferred stock structure, and public-company governance. Its 8-K reports disclose business updates such as bitcoin, cash, investment and capital stock balances, dividend actions for the Variable Rate Series A Perpetual Preferred Stock, and quarterly operating and financial results.
Strive’s SEC record also includes proxy materials for annual meeting matters, including auditor ratification, and disclosures identifying the company as a Nevada corporation and emerging growth company. Filing subjects include Class A and Class B common stock, SATA preferred stock, advisory activities through Strive Asset Management, LLC, forward-looking risk language, and material-event reporting tied to capital allocation and treasury strategy.
Arman Sarkhani, reporting as Chief Operating Officer and director of Strive, Inc. (ASST), reported Section 16 transactions dated 09/12/2025. The filing shows a deemed acquisition of 1,000,000 Class B shares at $0 and that, following the transactions, 1,250,000 Class B shares are beneficially owned indirectly by Asset Entities Holdings, LLC. The report also records a reclassification under Rule 16b-7 that redesignated original Class B shares as Class A and original Class A shares as Class B, and shows corresponding entries reflecting 1,250,000 Class A shares beneficially owned indirectly and smaller direct dispositions/holdings of 31,734 shares in each class. The reporting person disclaims beneficial ownership except to the extent of pecuniary interest.
Michael Gaubert, Executive Chairman and director of Strive, Inc. (ticker: ASST), reported transactions dated 09/12/2025 showing a mix of acquisitions, dispositions and a corporate reclassification recorded on Form 4. The report shows an indirect acquisition of 1,000,000 Class B shares held by Asset Entities Holdings, LLC at $0 and an indirect beneficial ownership of 1,250,000 Class B shares following the transaction. The filing also records a reclassification under Rule 16b-7 that redesignated Original Class B shares to Class A and Original Class A to Class B, with entries reflecting 1,250,000 shares reclassified and smaller direct movements of 20,567 shares between classes. The reporting person disclaims beneficial ownership except for pecuniary interest; the form is signed by an attorney-in-fact on 09/16/2025.
Reynolds David Livingston, a director of Strive, Inc. (ASST), reported a non-economic reclassification of his shares on 09/12/2025. The filing shows 5,000 shares of Class B Common Stock were reclassified and disposed of, and 5,000 shares of Class A Common Stock were acquired, leaving him with 5,000 shares of Class A Common Stock beneficially owned. The filer states this occurred pursuant to a reclassification exempt under Rule 16b-7, which redesignated the issuer's Class A and Class B shares with adjusted par values. The report was signed by an attorney-in-fact on 09/16/2025.
Strive, Inc. (formerly Asset Entities Inc.) reported a joint Schedule 13G/A disclosing beneficial ownership by Asset Entities Holdings, LLC and six individual reporting persons. The filing states the Merger Agreement dated June 27, 2025 was consummated on September 12, 2025, after which the issuer changed its name to Strive, Inc., changed its CUSIP to 862945102, and redesignated its previous Class A and Class B common stock as described.
The cover pages show AEH directly holds 1,250,000 shares and each individual reporting person is deemed to beneficially own those shares in addition to their individually held shares, with reported ownership percentages ranging from 0.3% to 0.4% of the Class A common stock.
Asset Entities Holdings, LLC filed a Form 4 reporting changes in its beneficial ownership of Strive, Inc. (ticker ASST). On 09/12/2025 the reporting person recorded multiple transactions and reclassifications: a reported acquisition (transaction code C) of 1,000,000 shares of Class B Common Stock at a price of $0, and transactions using code J(1) affecting 1,250,000 shares in each class. Following the reported activity the filing shows 1,250,000 shares of Class A Common Stock beneficially owned by the reporting person. The filing explains these entries reflect a reclassification that redesignated the issuer's Class A and Class B shares and notes conversion attributes of the original Class A shares. The Form 4 is signed by Matthew Krueger, Attorney-In-Fact, dated 09/16/2025.
Strive, Inc. (ASST) filed an S-8 registering employee equity awards and describing how outstanding Old Strive awards convert at the Merger Effective Time. The filing states that outstanding Old Strive restricted stock units and restricted stock awards convert into awards for New Strive Class B common stock equal to the number of Old Strive Class B shares subject to the award multiplied by the Exchange Ratio, and that Old Strive available shares convert into New Strive Class A common stock by the same Exchange Ratio. The filing includes an Amended and Restated 2022 Equity Incentive Plan and related legal and auditor consents as exhibits.
Strive, Inc. entered into a Controlled Equity Offering Sales Agreement with Cantor Fitzgerald & Co. that allows it to sell Class A common stock from time to time in an at-the-market program of up to $450 million. Cantor Fitzgerald will act as principal or sales agent and may earn a commission of up to 3.0% of the aggregate gross proceeds, with certain related expenses reimbursed by Strive. These ATM shares will be offered under Strive’s automatic shelf registration statement on Form S-3 filed the same day.
Strive also disclosed plans to raise additional capital over the next 12 months through other equity or equity-linked offerings, preferred stock and fixed income financings, with intended use of proceeds to acquire additional Bitcoin and Bitcoin-related products and for general corporate purposes. Separately, the company authorized a share repurchase program for up to $500 million of its Class A common stock, with potential purchases in the open market, privately negotiated transactions, or under Rule 10b5-1 plans.
Strive, Inc. filed a shelf prospectus registering an indeterminate amount of Class A common stock, preferred stock, debt securities, depositary shares, warrants and/or units for issuance from time to time. The prospectus discloses a broad set of risk factors including reliance on a bitcoin treasury strategy and custody partners, cybersecurity and technology risks, regulatory and legal risks, significant transaction costs and integration risks related to a Merger governed by an Agreement and Amended and Restated Agreement dated May 6, 2025 and June 27, 2025 respectively.
The filing specifies authorized share counts of 444,000,000,000 Class A shares, 21,000,000,000 Class B shares and 21,000,000,000 preferred shares. It discloses securities related to a PIPE financing: 209,771,462 Class A shares underlying pre-funded warrants and 555,259,256 Class A shares underlying warrants, plus 31,500 legacy warrants. The prospectus lists underwriting and offering mechanics, indenture terms for senior and subordinated debt, and various exhibits and agreements incorporated by reference. Management and the board members signed the filing on September 15, 2025.
Strive, Inc. disclosed executive severance and post-termination benefits for certain named executives. The package guarantees (i) a cash severance equal to two times the sum of base salary and target bonus for Messrs. Pham, Beirne and Sarkhani and a single-year equivalent for Mr. Cole, (ii) the Prior Year Bonus and a Prorata Bonus, (iii) Service-Based Equity Acceleration and vesting of performance-based awards at the greater of target or actual performance for open periods, and (iv) reimbursement of COBRA premiums for the executive and dependents. The COBRA reimbursement period is 36 months for Mr. Cole and 24 months for Messrs. Pham, Beirne and Sarkhani. The disclosure is limited to compensation terms and does not quantify cash amounts, outstanding equity counts, or estimated costs.
Asset Entities Inc. (ASST) filed an 8-K reporting a material event related to a proposed merger with Strive. The filing includes a press release dated September 9, 2025, and a Rule 425/14a-12/14d-2(b)/13e-4(c) style disclosure describing risks tied to the transaction.
The company lists potential outcomes that could prevent closing, including unsatisfied closing conditions, litigation, integration challenges, higher-than-expected costs or delays, diversion of management attention, adverse customer or employee reactions, and share-price volatility. The filing is signed by Arshia Sarkhani, CEO and President.