STOCK TITAN

[Form 4] Strive, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Burton Richard Alfred, a director of Strive, Inc. (ticker: ASST), reported a securities reclassification and related change in beneficial ownership dated 09/12/2025. The filing shows 10,000 shares of the issuer's Class B Common Stock were disposed (reported as D) leaving 0 Class B shares beneficially owned following the transaction, and 10,000 shares of Class A Common Stock were acquired (reported as A), resulting in 10,000 Class A shares beneficially owned. The report states these changes occurred pursuant to a reclassification exempt under Rule 16b-7 that redesignated Original Class B shares as Class A and Original Class A as Class B. The Form 4 was signed by an attorney-in-fact on 09/16/2025 for the reporting person.

Burton Richard Alfred, un amministratore di Strive, Inc. (ticker: ASST), ha riferito una rivalutazione dei titoli e una relativa modifica della proprietà beneficiaria risalente al 09/12/2025. La pratica mostra che sono state discusse 10.000 azioni della Classe B Ordinaria dell’emittente (segnalate come D) lasciando 0 azioni Classe B di proprietà beneficiaria a seguito della transazione, e che sono state acquisite 10.000 azioni Classe A Ordinaria (segnate come A), con conseguente possesso di 10.000 azioni Classe A beneficiarie. Il rapporto afferma che tali cambiamenti sono avvenuti ai sensi di una reclassificazione esente ai sensi della Rule 16b-7 che riposiziona le azioni Original Class B come Classe A e Original Class A come Classe B. Il Form 4 è stato firmato da un procuratore il 16/09/2025 per la persona riportante.

Burton Richard Alfred, director de Strive, Inc. (ticker: ASST), informó una reclasificación de valores y un cambio relacionado en la titularidad beneficiosa con fecha 09/12/2025. El registro muestra que se dispusieron 10,000 acciones de las acciones comunes de Clase B del emisor (informadas como D) dejando 0 acciones Clase B beneficiosas tras la operación, y se adquirieron 10,000 acciones Clase A Comunes (informadas como A), resultando en 10,000 acciones Clase A beneficiarias. El informe indica que estos cambios se realizaron conforme a una reclasificación exempt bajo la Regla 16b-7 que redesignó las acciones Original Class B como Clase A y Original Class A como Clase B. El Form 4 fue firmado por un apoderado (attorney-in-fact) el 16/09/2025 para la persona reportante.

Burton Richard Alfred는 Strive, Inc.의 이사이며(티커: ASST), 2025년 9월 12일로 날짜가 기재된 증권 재분류 및 관련 수익자 변동을 보고했습니다. 공시는 발행사의 B클래스 보통주 10,000주가 처분(D로 보고)되어 재거주 후 0주 B클래스의 수익적 보유가 남고, A클래스 보통주 10,000주가 취득(A로 보고)되어 10,000주 A클래스의 수익적 보유가 발생했다고 합니다. 보고서는 이 변화가 Rule 16b-7에 따른 면제된 재분류에 따라 Original Class B를 Class A로, Original Class A를 Class B로 재지정했다는 내용을 명시합니다. Form 4는 보고자를 위해 2025년 9월 16일에 대리인(attorney-in-fact)에 의해 서명되었습니다.

Burton Richard Alfred, un administrateur de Strive, Inc. (ticker: ASST), a signalé une reclassement des valeurs et un changement connexe de la propriété bénéficiaire daté du 12/09/2025. Le dépôt indique que 10 000 actions de la Classe B Ordinaire de l’émetteur ont été cédées (signalées comme D) laissant 0 actions Classe B détenues bénéficiaires à la suite de la transaction, et que 10 000 actions Classe A Ordinaires ont été acquises (signalées comme A), entraînant la détention bénéficiaire de 10 000 actions Classe A. Le rapport précise que ces changements ont été effectués en vertu d’une reclassement exonéré sous la Rule 16b-7 qui a redésigné les actions Original Class B en Classe A et Original Class A en Classe B. Le Form 4 a été signé par un mandataire le 16/09/2025 pour la personne déclarant.

Burton Richard Alfred, ein Direktor von Strive, Inc. (Wertpapierkürzel: ASST), meldete eine Wertpapier-Neuklassifizierung und eine damit verbundene Änderung des begünstigten Eigentums datiert 09/12/2025. Die Einreichung zeigt, dass 10.000 Stück Stammaktien der Klasse B des Emittenten (als D gemeldet) veräußert wurden, wodurch 0 Class B-Aktien begünstigt gehalten wurden, und dass 10.000 Stück Class A Stammaktien (als A gemeldet) erworben wurden, was zu einer begünstigten Eigentümerschaft von 10.000 Class A Aktien führte. Der Bericht erklärt, dass diese Änderungen gemäß einer unter Rule 16b-7 befreiten Neustrukturierung vorgenommen wurden, die Original Class B-Aktien in Class A und Original Class A in Class B umgestaltet. Das Formular 4 wurde am 16/09/2025 von einem Bevollmächtigten (attorney-in-fact) für die meldende Person unterschrieben.

بيرتون ريتشارد ألفريد، مدير في شركة Strive, Inc. (الرمز: ASST)، أبلغ عن إعادة تصنيف للأوراق المالية وتغير ذي صلة في الملكية المستفيدة مؤرّخ 09/12/2025. يظهر الملف أن 10,000 سهم من أسهم Class B العادية للمصدر تم التصرف بها (موضَّحة كـ D)، وبالتالي امتلاك فعلي لـ0 سهم Class B بعد الصفقة، وأن 10,000 سهم من Class A العادية تمAcquireها (موضّحة كـ A)، مما أسفر عن امتلاك فعلي لـ10,000 سهم Class A. وتفيد القاعدة بأن هذه التغييرات تمت وفق إعادة تصنيف معفاة بموجب القاعدة 16b-7 والتي حولت أسهم Original Class B إلى Class A وOriginal Class A إلى Class B. وقد تم توقيع النموذج 4 من قبل وكيل نيابة (attorney-in-fact) في 16/09/2025 للشخص المبلّغ عنه.

Burton Richard Alfred,Strive, Inc. 的董事(股票代码:ASST)报告了证券重新分类及相关的受益所有权变动,日期为2025/09/12。文件显示发行人之
10,000股B类普通股已被处置(记为D),交易后0股的B类股被受益所有权持有;同时买入10,000股A类普通股(记为A),由此持有10,000股A类股的受益所有权。报告称这些变动是依据按规则16b-7豁免的再分类所致,该再分类将Original Class B重新划为Class A,将Original Class A重新划为Class B。该Form 4由代表人(attorney-in-fact)于2025/09/16签署,代表申报人。

Positive
  • Transparent disclosure of the reclassification and resulting share counts for the reporting director
  • Clear dates and quantities: 10,000 Class B shares disposed and 10,000 Class A shares acquired on 09/12/2025
  • Compliance with Section 16 filing requirements, signed by attorney-in-fact on 09/16/2025
Negative
  • None.

Insights

TL;DR: Routine, non-economic reclassification converted 10,000 Class B shares into 10,000 Class A shares for a director.

The filing documents a mechanical reclassification under Rule 16b-7 rather than an open-market purchase or sale. The director ended with 10,000 Class A shares and 0 Class B shares after the transaction dated 09/12/2025. Because the change arises from a corporate reclassification, there is no disclosed cash consideration or change in aggregate share count attributable to the reporting person. Impact to financial metrics or ownership percentage is not provided in the Form 4 and appears routine.

TL;DR: Compliance filing shows transparent reporting of a reclassification-driven ownership shift by a director.

The Form 4 identifies the reporting person as a director and discloses the conversion of holdings between share classes pursuant to an exempt reclassification. The filing was executed by an attorney-in-fact on 09/16/2025. From a governance perspective, the disclosure meets Section 16 requirements by reporting the class-level movement and resulting beneficial ownership. The form does not disclose any transfers outside the reclassification, cash proceeds, or additional context.

Burton Richard Alfred, un amministratore di Strive, Inc. (ticker: ASST), ha riferito una rivalutazione dei titoli e una relativa modifica della proprietà beneficiaria risalente al 09/12/2025. La pratica mostra che sono state discusse 10.000 azioni della Classe B Ordinaria dell’emittente (segnalate come D) lasciando 0 azioni Classe B di proprietà beneficiaria a seguito della transazione, e che sono state acquisite 10.000 azioni Classe A Ordinaria (segnate come A), con conseguente possesso di 10.000 azioni Classe A beneficiarie. Il rapporto afferma che tali cambiamenti sono avvenuti ai sensi di una reclassificazione esente ai sensi della Rule 16b-7 che riposiziona le azioni Original Class B come Classe A e Original Class A come Classe B. Il Form 4 è stato firmato da un procuratore il 16/09/2025 per la persona riportante.

Burton Richard Alfred, director de Strive, Inc. (ticker: ASST), informó una reclasificación de valores y un cambio relacionado en la titularidad beneficiosa con fecha 09/12/2025. El registro muestra que se dispusieron 10,000 acciones de las acciones comunes de Clase B del emisor (informadas como D) dejando 0 acciones Clase B beneficiosas tras la operación, y se adquirieron 10,000 acciones Clase A Comunes (informadas como A), resultando en 10,000 acciones Clase A beneficiarias. El informe indica que estos cambios se realizaron conforme a una reclasificación exempt bajo la Regla 16b-7 que redesignó las acciones Original Class B como Clase A y Original Class A como Clase B. El Form 4 fue firmado por un apoderado (attorney-in-fact) el 16/09/2025 para la persona reportante.

Burton Richard Alfred는 Strive, Inc.의 이사이며(티커: ASST), 2025년 9월 12일로 날짜가 기재된 증권 재분류 및 관련 수익자 변동을 보고했습니다. 공시는 발행사의 B클래스 보통주 10,000주가 처분(D로 보고)되어 재거주 후 0주 B클래스의 수익적 보유가 남고, A클래스 보통주 10,000주가 취득(A로 보고)되어 10,000주 A클래스의 수익적 보유가 발생했다고 합니다. 보고서는 이 변화가 Rule 16b-7에 따른 면제된 재분류에 따라 Original Class B를 Class A로, Original Class A를 Class B로 재지정했다는 내용을 명시합니다. Form 4는 보고자를 위해 2025년 9월 16일에 대리인(attorney-in-fact)에 의해 서명되었습니다.

Burton Richard Alfred, un administrateur de Strive, Inc. (ticker: ASST), a signalé une reclassement des valeurs et un changement connexe de la propriété bénéficiaire daté du 12/09/2025. Le dépôt indique que 10 000 actions de la Classe B Ordinaire de l’émetteur ont été cédées (signalées comme D) laissant 0 actions Classe B détenues bénéficiaires à la suite de la transaction, et que 10 000 actions Classe A Ordinaires ont été acquises (signalées comme A), entraînant la détention bénéficiaire de 10 000 actions Classe A. Le rapport précise que ces changements ont été effectués en vertu d’une reclassement exonéré sous la Rule 16b-7 qui a redésigné les actions Original Class B en Classe A et Original Class A en Classe B. Le Form 4 a été signé par un mandataire le 16/09/2025 pour la personne déclarant.

Burton Richard Alfred, ein Direktor von Strive, Inc. (Wertpapierkürzel: ASST), meldete eine Wertpapier-Neuklassifizierung und eine damit verbundene Änderung des begünstigten Eigentums datiert 09/12/2025. Die Einreichung zeigt, dass 10.000 Stück Stammaktien der Klasse B des Emittenten (als D gemeldet) veräußert wurden, wodurch 0 Class B-Aktien begünstigt gehalten wurden, und dass 10.000 Stück Class A Stammaktien (als A gemeldet) erworben wurden, was zu einer begünstigten Eigentümerschaft von 10.000 Class A Aktien führte. Der Bericht erklärt, dass diese Änderungen gemäß einer unter Rule 16b-7 befreiten Neustrukturierung vorgenommen wurden, die Original Class B-Aktien in Class A und Original Class A in Class B umgestaltet. Das Formular 4 wurde am 16/09/2025 von einem Bevollmächtigten (attorney-in-fact) für die meldende Person unterschrieben.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Burton Richard Alfred

(Last) (First) (Middle)
C/O ASSET ENTITIES HOLDINGS, LLC,
100 CRESCENT CT, 7TH FLOOR

(Street)
DALLAS TX 75201

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Strive, Inc. [ ASST ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/12/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class B Common Stock 09/12/2025 J(1) 10,000 D (1) 0 D
Class A Common Stock 09/12/2025 J(1) 10,000 A (1) 10,000 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Pursuant to a reclassification exempt under Rule 16b-7, each share of the issuer's Class B Common Stock, $0.0001 par value per share (the "Original Class B Common Stock"), was redesignated as Class A Common Stock, $0.001 par value per share, and each share of the issuer's Class A Common Stock, $0.0001 par value per share (the "Original Class A Common Stock"), was redesignated as Class B Common Stock, $0.001 par value per share.
/s/ Matthew Krueger, Attorney-In-Fact 09/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Burton Richard Alfred report on Form 4 for ASST?

The Form 4 reports that on 09/12/2025 he had 10,000 Class B shares disposed (resulting in 0 Class B) and 10,000 Class A shares acquired, with the filing signed on 09/16/2025.

Why were the shares converted between classes in the ASST filing?

The filing states the change occurred pursuant to a reclassification exempt under Rule 16b-7, redesignating Original Class B as Class A and Original Class A as Class B.

Did the Form 4 disclose any cash proceeds or market trades for ASST?

No. The Form 4 shows a reclassification-driven disposal and acquisition of share classes and does not disclose any cash price or open-market sale proceeds.

How many shares does the reporting person beneficially own after the transaction?

After the reported transaction the reporting person beneficially owns 10,000 Class A shares and 0 Class B shares.

Who signed the Form 4 for the reporting person?

The Form 4 was signed by Matthew Krueger, Attorney-In-Fact on 09/16/2025.
Asset Entities Inc.

NASDAQ:ASST

ASST Rankings

ASST Latest News

ASST Latest SEC Filings

ASST Stock Data

1.75B
362.93M
4.49%
144.01%
38.58%
Internet Content & Information
Finance Services
Link
United States
DALLAS