Welcome to our dedicated page for Strive SEC filings (Ticker: ASST), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Strive, Inc. filings document the company’s structured finance and asset management business, bitcoin treasury operations, preferred stock structure, and public-company governance. Its 8-K reports disclose business updates such as bitcoin, cash, investment and capital stock balances, dividend actions for the Variable Rate Series A Perpetual Preferred Stock, and quarterly operating and financial results.
Strive’s SEC record also includes proxy materials for annual meeting matters, including auditor ratification, and disclosures identifying the company as a Nevada corporation and emerging growth company. Filing subjects include Class A and Class B common stock, SATA preferred stock, advisory activities through Strive Asset Management, LLC, forward-looking risk language, and material-event reporting tied to capital allocation and treasury strategy.
Strive, Inc. filed an 8-K reporting a material event: an Agreement and Plan of Merger dated September 22, 2025 between Strive and Semler Scientific, Inc. The filing explains where investors can obtain the registration statement, proxy/information statement/prospectus and related SEC filings for both companies. It also lists several specific risks disclosed in connection with the proposed transaction, including the possibility the deal may not close, potential dilution from issuance of Class A shares, integration challenges, diversion of management attention, adverse customer or employee reactions, legal proceedings, and risks tied to implementation of Bitcoin treasury strategies and other macroeconomic factors. Item 9.01 notes the Agreement and Plan of Merger is included as an exhibit; schedules and exhibits were omitted but Semler Sci will furnish them to the SEC on request.
Strive, Inc. (ASST) disclosed a proposed merger with Semler Scientific and filed related disclosure materials describing the transaction, registration of Strive Class A common stock to be issued, and plans to deliver a combined Information Statement/Proxy Statement/Prospectus to Semler stockholders. The filing lists forward-looking statements about expected strategic and financial benefits, timing of closing, integration and dilution, and identifies specific risks including possible termination events, regulatory and legal outcomes, integration difficulties, Bitcoin treasury strategy risks, and potential customer or share-price impacts. The filing directs investors to forthcoming SEC filings and each company’s investor websites for full documents.
Jane Street entities disclosed a passive Schedule 13G stake in Strive, Inc. (ASST) representing 9.9% of Class A common stock on a shared basis. The filing shows Jane Street Group, LLC and affiliates collectively report shared voting and dispositive power over 37,024,026 shares, equal to 9.9% of the class based on an adjusted outstanding share count of 370,610,872 that includes 5,785,290 warrants convertible subject to a blocker preventing conversion above 9.99%. Individual Jane Street entities report varying smaller holdings, including 36,896,510 and 17,916 shares. The statement affirms the position is not held to influence control of the issuer and lists New York addresses for the filers.
Millennium Management LLC, Millennium Group Management LLC and Israel A. Englander report shared beneficial ownership of 22,421,052 shares of Strive, Inc. Class A common stock, representing 6.0% of the class. The filing states the reported shares are held with shared voting power and shared dispositive power and that none of the reporting persons claim sole voting or dispositive power. The cover pages reflect Delaware organization for the two Millennium entities and U.S. citizenship for Mr. Englander. A Joint Filing Agreement among the three reporting persons is attached as Exhibit I.
Arshia Sarkhani, listed as Chief Marketing Officer and a director of Strive, Inc. (ASST), reported multiple stock-class transactions on 09/12/2025 and a restricted stock unit grant on 09/15/2025. The filing shows an acquisition of 1,000,000 Class B shares and a parallel entry converting or reclassifying shares that results in 1,250,000 Class A shares beneficially owned by Asset Entities Holdings, LLC following the transactions. The report also records a 1,000,000 share derivative entry and a grant of 740,740 Restricted Stock Units that vest over time (33% after one year, then quarterly thereafter), subject to continued employment. The filer disclaims beneficial ownership of shares held of record by Asset Entities Holdings, LLC except for any pecuniary interest. The form is signed by an attorney-in-fact on behalf of the reporting person.
Matthew Ryan Cole, a director and Chief Executive Officer of Strive, Inc. (ASST), reported transactions tied to the companys merger on 09/12/2025. Under the Merger Agreement, Mr. Coles Old Strive shares and restricted stock units were converted into New Strive Class B common stock at an Exchange Ratio of 70.9470650. The filing reports acquisition entries showing 18,459,504 Class B shares delivered from converted holdings and 57,183 Class B shares held indirectly via spouse, with the time-vesting and performance vesting conditions deemed achieved at closing. The filing also notes conversion mechanics that could convert Class B into Class A stock upon certain transfers or by election.
Benjamin Pham, CFO and Director of Strive, Inc. (ASST), reported changes in beneficial ownership following the closing of a merger on 09/12/2025. The filing shows conversion and issuance of equity awards: 2,981,018 Class B shares were acquired (reported as underlying Class A shares after conversion), 425,860 restricted Class B shares, 3,625,324 restricted stock units converting into Class B shares, and an additional 555,555 restricted stock units granted 09/15/2025. Pham also has indirect ownership of 74,074 Class A shares through 2025-10 INVESTMENTS LLC, where he is managing member. Several equity items remain subject to standard vesting schedules and conversion rules described in the filing.
Strive, Inc. (ASST) insider Brian Logan Beirne reported changes in beneficial ownership related to the companys merger and equity awards. On 09/12/2025 Mr. Beirne disposed of 74,074 shares of Class A Common Stock and received conversion of Old Strive shares and Old Strive restricted stock units into New Strive shares and New Strive RSUs under the Merger Agreement using an exchange ratio of 70.9470650. Multiple restricted stock unit awards were reported as acquired on 09/12/2025 (totaling 747,143 RSUs) and on 09/15/2025 (an additional 2,222,222 RSUs). The RSUs include awards that were fully vested on 06/15/2025 but have not yet settled into shares and others that vest over defined schedules subject to continued employment.
Matthew Ryan Cole, serving as Chief Executive Officer and a director of Strive, Inc. (ticker: ASST), filed an initial Form 3 reporting his beneficial ownership on the event date 09/12/2025. He directly holds 55,555 shares of Class A common stock and indirectly holds 129,630 shares through LT&C LLC, an entity over which his spouse is the managing member and has sole voting and dispositive power (the reporting person disclaims beneficial ownership except for pecuniary interest). The filing also reports warrants exercisable for the same share amounts (55,555 direct; 129,630 indirect) at an exercise price of $1.35. Each warrant is fully exercisable and will expire on the first anniversary of the effectiveness date of the registration statement covering the resale of the underlying registrable securities. The form is signed by an attorney-in-fact on behalf of Mr. Cole on 09/16/2025.
Brian Logan Beirne, Chief Legal Officer and a director of Strive, Inc. (ticker: ASST), filed an initial Form 3 disclosing direct ownership of 74,074 shares of Class A common stock and warrants to purchase 74,074 shares exercisable immediately at an exercise price of $1.35. The transaction date triggering the filing was 09/12/2025 and the form was signed on 09/16/2025. The filing notes each warrant is fully exercisable and will expire one year after effectiveness of the related resale registration statement.