ASST Form 3 — Chief Legal Officer Reports 74,074 Shares and $1.35 Warrants

Rhea-AI Filing Summary

Brian Logan Beirne, Chief Legal Officer and a director of Strive, Inc. (ticker: ASST), filed an initial Form 3 disclosing direct ownership of 74,074 shares of Class A common stock and warrants to purchase 74,074 shares exercisable immediately at an exercise price of $1.35. The transaction date triggering the filing was 09/12/2025 and the form was signed on 09/16/2025. The filing notes each warrant is fully exercisable and will expire one year after effectiveness of the related resale registration statement.

Insights

Financial Analyst

TL;DR: Routine insider disclosure showing modest equity stake and immediately exercisable warrants; no material change to capital structure.

The Form 3 documents an insider's initial report of beneficial ownership: 74,074 Class A shares and matching warrants exercisable at $1.35. For investors, this is a standard Section 16 filing that notifies the market of an executive's holdings; amounts disclosed are small relative to typical public company floats and do not indicate dilution until warrants are exercised and resale registration conditions are met.

Corporate Governance Expert

TL;DR: Compliance-focused filing that meets Section 16 disclosure requirements; no governance red flags in the filing itself.

The report identifies the signer as both Chief Legal Officer and a director, and includes a signed power of attorney exhibit reference. The filing states warrant expiration is tied to a resale registration statement, which is a common condition for private investment resale arrangements. There are no indications of undisclosed indirect holdings or unusual ownership structures in this submission.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Beirne Brian Logan

(Last) (First) (Middle)

C/O STRIVE, INC.

200 CRESCENT COURT SUITE 1400

(Street)

DALLAS TX 75201

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/12/2025

3. Issuer Name and Ticker or Trading Symbol
Strive, Inc. [ ASST ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock	74,074	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Warrant (Right to Buy)	(1)	(2)	Class A Common Stock	74,074	$1.35	D

Explanation of Responses:

1. Each warrant is fully exercisable.

2. The warrants will expire on the first anniversary of the effectiveness date of the registration statement relating to the resale of the registrable private investment in public equity securities underlying such warrant.

Remarks:

Exhibit List - Exhibit 24 - Power of Attorney

	/s/ Brian Logan Beirne	09/16/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 3 filed by Brian Logan Beirne for ASST disclose?

The Form 3 discloses direct ownership of 74,074 Class A common shares and warrants to buy 74,074 shares exercisable at $1.35.

When was the event requiring the Form 3 filing for ASST reported?

The event date reported on the Form 3 is 09/12/2025, and the form was signed on 09/16/2025.

What is the exercise and expiration condition for the warrants listed on the Form 3?

Each warrant is fully exercisable at an exercise price of $1.35 and will expire one year after the effectiveness date of the related resale registration statement.

What roles does the reporting person hold at Strive, Inc. (ASST)?

The reporting person, Brian Logan Beirne, is listed as a Director and the company's Chief Legal Officer.

Does the Form 3 indicate indirect ownership or complex holdings?

No. The Form 3 shows direct (D) ownership for both the shares and the warrants; no indirect holdings are reported.