STOCK TITAN

Strive, Inc. (ASST) director Eric Semler granted 14,815 Restricted Stock Units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SEMLER ERIC reported acquisition or exercise transactions in this Form 4 filing.

Strive, Inc. director Eric Semler reported receiving a grant of 14,815 Restricted Stock Units, each representing one share of Class A Common Stock upon settlement. The award was granted at no cash cost per unit and is held as a direct ownership position.

According to the terms, these Restricted Stock Units will fully vest on the first anniversary of December 31, 2025, as long as Semler continues to provide service through that vesting date. Following this compensation-related grant, his reported derivative holdings tied to this award total 14,815 units.

Positive

  • None.

Negative

  • None.

Insights

Director receives time-based RSU grant as standard equity compensation.

Director Eric Semler was granted 14,815 Restricted Stock Units, each convertible into one share of Class A Common Stock. The grant carries a zero exercise price, indicating a typical equity-based compensation award rather than a market purchase.

The footnote states the RSUs fully vest on the first anniversary of December 31, 2025, contingent on continuous service. This creates a time-based retention incentive but does not involve any open-market buying or selling activity, so the signal for outside investors is largely routine.

Insider SEMLER ERIC
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 14,815 $0.00 --
Holdings After Transaction: Restricted Stock Units — 14,815 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSUs granted 14,815 units Grant to director Eric Semler
Price per RSU $0.0000 per unit Grant/acquisition price
Underlying shares 14,815 shares Class A Common Stock underlying RSUs
Holdings after transaction 14,815 units Total RSUs following grant
Restricted Stock Units financial
"Each Restricted Stock Unit represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A Common Stock financial
"one share of the Issuer's Class A Common Stock upon settlement"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
contingent right financial
"represents a contingent right to receive one share"
continuous service financial
"subject to the Reporting Person's continuous service through such vesting date"
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SEMLER ERIC

(Last)(First)(Middle)
200 CRESCENT COURT
SUITE 1400

(Street)
DALLAS TEXAS 75201

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Strive, Inc. [ ASST ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/30/2026A14,815 (1) (1)Class A Common Stock14,815(1)14,815D
Explanation of Responses:
1. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The Restricted Stock Units will fully vest on the first anniversary of December 31, 2025, subject to the Reporting Person's continuous service through such vesting date.
Remarks:
Brian Logan Beirne, attorney-in-fact for Eric Semler07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Strive, Inc. (ASST) director Eric Semler report on this Form 4?

Eric Semler reported a grant of 14,815 Restricted Stock Units. Each unit represents a contingent right to receive one share of Strive, Inc.’s Class A Common Stock upon settlement, reflecting stock-based compensation rather than an open-market trade.

How many Restricted Stock Units did Eric Semler receive from Strive, Inc. (ASST)?

He received 14,815 Restricted Stock Units. The filing states that each RSU corresponds to one share of Class A Common Stock, and that 14,815 units will be outstanding for him following this grant as part of his equity compensation.

Are Eric Semler’s new Strive, Inc. (ASST) RSUs immediately vested?

No, the RSUs are not immediately vested. The footnote explains they will fully vest on the first anniversary of December 31, 2025, and only if Eric Semler maintains continuous service with the company through that specified vesting date.

Does the Strive, Inc. (ASST) Form 4 show any stock being bought or sold?

The Form 4 does not show open-market buying or selling. It reports an acquisition coded as a grant or award of 14,815 Restricted Stock Units, a compensation event without any listed purchase price or sale proceeds in the transaction data.

What type of security was granted to Eric Semler by Strive, Inc. (ASST)?

He was granted Restricted Stock Units tied to Class A Common Stock. The filing specifies that each Restricted Stock Unit is a contingent right to receive one share of the issuer’s Class A Common Stock when the units settle after vesting conditions are met.