STOCK TITAN
  1. Home
  2. Sec-filings
  3. ASST
  4. [Form 4] Strive, Inc. Insider Trading Activity

Strive (NASDAQ: ASST) CFO settles RSUs with routine tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Strive, Inc. director and CFO Benjamin Pham reported compensation-related equity activity, not open-market trading. On June 30, he exercised 11,329 Restricted Stock Units into an equal number of shares of Class B Common Stock, reflecting routine vesting.

To cover tax obligations from this vesting, 4,267 shares were withheld by the company, a non-market “F” code tax-withholding disposition. After these transactions, he directly held 236,558 shares of Class B Common Stock and 79,305 Restricted Stock Units, indicating he retains a substantial equity position.

Positive

  • None.

Negative

  • None.
Insider Pham Benjamin
Role Chief Financial Officer
Type Security Shares Price Value
Exercise Restricted Stock Units 11,329 $0.00 --
Exercise Class B Common Stock 11,329 $0.00 --
Tax Withholding Class B Common Stock 4,267 $10.91 $47K
Holdings After Transaction: Restricted Stock Units — 79,305 shares (Direct, null); Class B Common Stock — 236,558 shares (Direct, null)
Footnotes (1)
  1. The Restricted Stock Units vest as follows: 25% vests on the first anniversary of the applicable vesting commencement date and the remainder vests in 12 substantially equal installments on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date. Each share of Class B Common Stock of the Registrant, automatically and without further action by the Reporting Person, is converted into one share of Class A Common Stock, upon the occurrence of a Transfer, other than a Permitted Transfer (each as defined in the Registrant's Amended and Restated Articles of Incorporation) or all shares of Class B Common Stock, automatically and without further action by the Reporting Person, shall be converted into an identical number of shares of Class A Common Stock at such date and time, or the occurrence of an event, specified by the affirmative vote (or written consent if action by written consent of stockholders is permitted at such time under the Registrant's Amended and Restated Articles of Incorporation) of the holders of a majority of the total voting power of the outstanding Class B Common Stock, voting as a separate class. The Class B Common Stock may also be converted into Class A Common Stock at the election of the Reporting Person. Represents the settlement of Restricted Stock Units into shares of Class B Common Stock. The Reporting Person did not voluntarily sell any shares of Class A Common Stock or Class B Common Stock in connection with the transactions reported herein. Represents the withholding of shares by the Registrant solely to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of the Restricted Stock Units. The Reporting Person did not voluntarily sell any shares of Class B Common Stock or Class A Common Stock in connection with the transactions reported herein.
RSUs vested and settled 11,329 units Restricted Stock Units converted into Class B Common Stock on June 30
Shares withheld for taxes 4,267 shares Withholding to satisfy tax obligations on RSU vesting
Class B shares held after 236,558 shares Direct holdings of Class B Common Stock following transactions
RSUs remaining after 79,305 units Restricted Stock Units outstanding after June 30 activity
Total derivative exercises 22,658 units Aggregate derivative exercise shares from two M-code transactions
Tax-withholding transaction price $10.91 per share Value used for tax-withholding disposition of 4,267 shares
Restricted Stock Units financial
"The Restricted Stock Units vest as follows: 25% vests on the first anniversary..."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class B Common Stock financial
"Each share of Class B Common Stock of the Registrant, automatically and without further action..."
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
Class A Common Stock financial
"is converted into one share of Class A Common Stock, upon the occurrence of a Transfer..."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
tax withholding obligations financial
"Represents the withholding of shares by the Registrant solely to satisfy the Reporting Person's tax withholding obligations..."
derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pham Benjamin
(Last)(First)(Middle)
200 CRESCENT COURT
SUITE 1400
(Street)
DALLAS TEXAS 75201
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Strive, Inc. [ ASST ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)(2)06/30/2026M11,329(1)(2)(3) (1) (1)(2)Class B Common Stock11,329(1)(2)79,305D
Class B Common Stock(1)(2)06/30/2026M11,329(1)(2) (1) (1)(2)Class A Common Stock11,329(1)(2)236,558D
Class B Common Stock(2)(4)06/30/2026F4,267(2)(4) (4) (2)(4)Class A Common Stock4,267$10.91232,291D
Explanation of Responses:
1. The Restricted Stock Units vest as follows: 25% vests on the first anniversary of the applicable vesting commencement date and the remainder vests in 12 substantially equal installments on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date.
2. Each share of Class B Common Stock of the Registrant, automatically and without further action by the Reporting Person, is converted into one share of Class A Common Stock, upon the occurrence of a Transfer, other than a Permitted Transfer (each as defined in the Registrant's Amended and Restated Articles of Incorporation) or all shares of Class B Common Stock, automatically and without further action by the Reporting Person, shall be converted into an identical number of shares of Class A Common Stock at such date and time, or the occurrence of an event, specified by the affirmative vote (or written consent if action by written consent of stockholders is permitted at such time under the Registrant's Amended and Restated Articles of Incorporation) of the holders of a majority of the total voting power of the outstanding Class B Common Stock, voting as a separate class. The Class B Common Stock may also be converted into Class A Common Stock at the election of the Reporting Person.
3. Represents the settlement of Restricted Stock Units into shares of Class B Common Stock. The Reporting Person did not voluntarily sell any shares of Class A Common Stock or Class B Common Stock in connection with the transactions reported herein.
4. Represents the withholding of shares by the Registrant solely to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of the Restricted Stock Units. The Reporting Person did not voluntarily sell any shares of Class B Common Stock or Class A Common Stock in connection with the transactions reported herein.
Remarks:
Brian Logan Beirne, attorney-in-fact for Benjamin Pham07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider equity activity did ASST CFO Benjamin Pham report?

Benjamin Pham reported routine compensation-related equity activity, including vesting of 11,329 Restricted Stock Units into Class B Common Stock and associated tax withholding. These transactions involved no open-market buying or selling and reflect standard equity compensation mechanics tied to his employment.

Did the ASST CFO buy or sell Strive, Inc. shares on the open market?

No open-market trades occurred. The Form 4 shows settlement of Restricted Stock Units into Class B Common Stock and withholding of 4,267 shares solely for tax obligations. Footnotes state he did not voluntarily sell any Class A or Class B Common Stock in these transactions.

How many Strive (ASST) shares does the CFO hold after these transactions?

Following the reported June 30 transactions, Benjamin Pham directly held 236,558 shares of Class B Common Stock and 79,305 Restricted Stock Units. These figures show he maintains a significant ongoing equity stake aligned with shareholders, despite shares withheld to satisfy tax liabilities.

What was the size of the tax withholding in the ASST CFO’s equity event?

The company withheld 4,267 shares of Class B Common Stock to satisfy Benjamin Pham’s tax obligations arising from Restricted Stock Unit vesting. This is coded as an “F” transaction, meaning a tax-withholding disposition, not an open-market sale initiated by the insider.

How many Restricted Stock Units vested for Strive (ASST) CFO Benjamin Pham?

A total of 11,329 Restricted Stock Units vested and were settled into the same number of Class B Common shares. Vesting follows a schedule where 25% vests after one year and the remainder in 12 quarterly installments, contingent on continued employment.