Welcome to our dedicated page for Strive SEC filings (Ticker: ASST), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Strive, Inc. filings document the company’s structured finance and asset management business, bitcoin treasury operations, preferred stock structure, and public-company governance. Its 8-K reports disclose business updates such as bitcoin, cash, investment and capital stock balances, dividend actions for the Variable Rate Series A Perpetual Preferred Stock, and quarterly operating and financial results.
Strive’s SEC record also includes proxy materials for annual meeting matters, including auditor ratification, and disclosures identifying the company as a Nevada corporation and emerging growth company. Filing subjects include Class A and Class B common stock, SATA preferred stock, advisory activities through Strive Asset Management, LLC, forward-looking risk language, and material-event reporting tied to capital allocation and treasury strategy.
Strive, Inc. filed an 8-K reporting material disclosures tied to its proposed merger with Semler Scientific. The filing lists specific risks that could affect completion and expected benefits of the transaction, including the right of one or both parties to terminate the merger agreement, potential failure to satisfy closing conditions, and pending or possible litigation that could influence the outcome. The company warns that anticipated benefits such as cost savings and strategic gains may not be realized, and highlights risks from implementing Bitcoin treasury strategies, integration challenges, dilution from additional Class A share issuance, customer or employee reactions, and market or macroeconomic factors.
Strive, Inc. filed a current report to provide additional financial information related to its pending all-stock acquisition of Semler Scientific, Inc.. The report states that Strive and Semler previously entered into a Merger Agreement unanimously approved by both boards of directors, with Semler to be acquired by Strive upon specified terms and conditions.
Strive is furnishing Semler’s audited consolidated financial statements for 2023 and 2024, interim unaudited financial statements for the six months ended June 30, 2025, and unaudited pro forma combined condensed financial information for the two companies, including a pro forma income statement as if the merger had occurred on January 1, 2024 and a pro forma balance sheet as if it had occurred on June 30, 2025. The report emphasizes that these pro formas are illustrative only and not predictions of future results.
The filing also notes that Strive plans to file a Form S-4 registration statement to register Class A common stock to be issued in the merger, which will include an information statement/proxy statement/prospectus for Semler stockholders, and urges Semler investors to review those materials when available before making any voting or investment decisions.
Strive, Inc. received a joint Schedule 13G disclosing that Graham-related reporting persons and Kenneth Tropin beneficially own a combined 37,037,038 shares of Class A common stock, representing 9.66% of the outstanding class on a basis that assumes exercise of warrants for 18,518,519 shares. The filing breaks ownership across entities: Graham Macro Strategic Ltd. holds 15,740,741 shares (plus warrants for the same amount), Graham Credit Opportunities Ltd. holds 2,777,778 shares (plus identical warrants), and the aggregate positions are reported as shared voting and dispositive power. The filers certify the holdings were not acquired to influence control. The statement lists issuer headquarters in Dallas and is signed on September 22, 2025 by authorized parties.
Benjamin Werkman, identified as a director of Strive, Inc. (ASST), submitted an initial Form 3 reporting that he does not beneficially own any securities of the issuer. The filing indicates it is an initial ownership statement under Section 16 and includes a power of attorney exhibit. The form was signed by an attorney-in-fact on behalf of the reporting person, and no non-derivative or derivative securities are listed on the statement.
Roy Avik, identified as a director of Strive, Inc. (ticker: ASST), filed an initial Form 3 reporting the event dated 09/12/2025. The filing states that no securities are beneficially owned by the reporting person. The submission includes an Exhibit 24 power of attorney and was signed by Brian Logan Beirne as attorney-in-fact on 09/22/2025. The form lists the reporting person’s business address as C/O Strive, Inc., 200 Crescent Court Suite 1400, Dallas, TX 75201. No derivative or non-derivative securities, ownership amounts, or exercise details are reported.
Pierre Rochard filed an Initial Statement of Beneficial Ownership (Form 3) reporting his relationship to Strive, Inc. (ticker ASST) as a Director. The event date is 09/12/2025 and the filing is signed by an attorney-in-fact on 09/22/2025. The form discloses no securities beneficially owned and includes Exhibit 24 (Power of Attorney). No derivative or non-derivative holdings are listed.
Strive, Inc. (ASST) Form 3: This is an initial Section 16 filing for Mahesh Ramakrishnan listing his relationship as a director. The form indicates no securities are beneficially owned by the reporting person at the time of the filing. The filing was signed by an attorney-in-fact on behalf of Mr. Ramakrishnan and includes an Exhibit 24 power of attorney.
Jonathan R. Macey filed an SEC Form 3 for Strive, Inc. (ASST) reporting the 09/12/2025 event date. The filing identifies Mr. Macey as a director and shows no securities beneficially owned at the time of filing. The submission was signed by an attorney-in-fact and includes an exhibit listing a power of attorney.
Lavish James filed an Initial Statement of Beneficial Ownership (Form 3) reporting indirect ownership of 1,111,111 Class A common shares through three funds he co-manages: Bitcoin Opportunity Fund, LP (759,259 shares), Bitcoin Opportunity Fund II QP, LP (231,852 shares), and Bitcoin Opportunity Fund II, LP (120,000 shares). Each holding is paired with fully exercisable warrants to buy the same number of shares at an exercise price of $1.35. The holdings are reported as indirect and the filer disclaims beneficial ownership except to the extent of pecuniary interest.
Strive, Inc. (ASST) Form 3 filed as an initial ownership statement for Shirish Jajodia, who is identified as a director. The filing states that no shares or derivative securities are beneficially owned by the reporting person at the time of this statement. The form includes an exhibit referencing a power of attorney and is signed by an attorney-in-fact on behalf of the reporting person.