Every Form 4 that Strive, Inc. (ASST) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow ASST and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full ASST filings page.
Strive, Inc. (ASST) Chief Financial Officer Benjamin Pham reported a sale of 4,209 shares of Class A Common Stock at $31.3343 per share on October 5, 2026, to cover tax withholding obligations connected with vesting and settlement of Restricted Stock Units. Pham did not voluntarily sell the reported shares. His direct holdings following the transaction were 17,365 shares. A footnote states that one share was added to the direct holdings to offset rounding from the October 2, 2026 filing. No Rule 10b5-1 plan is reported.
Strive, Inc. CEO Matthew Ryan Cole reported a sale of 58,789 shares of Class A Common Stock on October 5, 2026, at $31.3343 per share to cover tax withholding obligations tied to vesting and settlement of Restricted Stock Units; he did not voluntarily sell shares in the reported transactions. No Rule 10b5-1 plan is reported for the sale. He also gifted 81,783 shares of Class A Common Stock to a charitable organization directly controlled by him and his spouse. They received no consideration and no longer beneficially own the gifted shares.
Strive, Inc. director Jonathan R. Macey sold 6,700 shares of Class A Common Stock on October 5, 2026, at $30.32 per share. The reported purpose was to cover estimated taxes on the vesting of Restricted Stock Units. He directly held 8,115 shares after the sale. No Rule 10b5-1 plan is reported.
Strive, Inc. (ASST) director James Lavish reported selling 6,000 shares of Class A Common Stock on October 5, 2026, at $30.7550 per share. A footnote states that the shares were sold to cover estimated taxes on the vesting of Restricted Stock Units. He held 8,815 shares directly after the sale.
Strive, Inc. (ASST) Chief Legal Officer and director Brian Logan Beirne reported a sale of 20,077 Class A common shares on October 5, 2026, at $31.3343 per share. The shares were sold to cover tax withholding obligations tied to restricted stock unit vesting and settlement; Beirne did not voluntarily sell shares. His reported direct holdings after the transaction were 41,425 shares. A footnote says two shares were added to direct holdings to offset rounding from the October 2, 2026 filing.
Strive, Inc. Chief Marketing Officer Arshia Sarkhani reported selling 5,634 shares of Class A common stock on October 5, 2026, at $31.3343 per share. The shares were sold to cover tax withholding obligations related to the vesting and settlement of Restricted Stock Units; Sarkhani did not voluntarily sell shares in the reported transactions. Direct holdings after the transaction were 11,795 shares. A footnote says one share was added to direct holdings to offset rounding from the October 2, 2026 filing.
Strive, Inc. Chief Marketing Officer Arshia Sarkhani reported an exercise/conversion involving 11,111 restricted stock units, recorded as disposed, and the acquisition of 15,432 Class A common shares on September 30, 2026. Reported direct holdings afterward were 25,926 restricted stock units and 17,428 Class A common shares. The notes state that restricted stock unit vesting converts shares to Class A common stock by default, rather than constituting a securities sale. A subsequent Form 4 is anticipated to disclose a sale of Class A shares to pay taxes resulting from vesting.
Strive, Inc. Chief Legal Officer Brian Logan Beirne converted 46,296 Restricted Stock Units into 46,296 shares of Class A Common Stock on September 30, 2026. Vesting converted the units into shares by default and did not constitute a sale of securities. After the transaction, his reported direct holdings were 61,500 Class A shares and 64,816 Restricted Stock Units. Vesting is subject to continued employment; a later Form 4 is anticipated to disclose a share sale specifically to pay taxes resulting from vesting.
Strive, Inc. director Mahesh Ramakrishnan was granted 9,878 restricted stock units on October 1, 2026, subject to continuous service through the vesting date. On September 30, 2026, 14,815 restricted stock units vested and converted into 14,815 shares of Class A Common Stock. The common-stock entry showed 14,815 shares following the transaction.
Strive, Inc. director Pierre Rochard reported that 14,815 restricted stock units vested on September 30, 2026 and converted by default into Class A common stock, bringing his direct holdings to 30,715 shares. On October 1, 2026, he received an award of 9,878 restricted stock units, which will fully vest on the first anniversary of September 30, 2026, subject to his continuous service through that date.
Strive, Inc. director Eric Semler received an award of 7,009 restricted stock units on October 1, 2026. Each unit represents a contingent right to receive one share of Class A Common Stock upon settlement. The units will fully vest on the first anniversary of September 30, 2026, subject to his continuous service through that date. His direct position after the award was 21,824 restricted stock units.
Strive, Inc. Chief Executive Officer Matthew Ryan Cole reported the conversion of 140,571 restricted stock units into 140,571 shares of Class A common stock on September 30, 2026. After the transaction, he directly held 562,285 restricted stock units and 903,583 Class A common shares. Each restricted stock unit represents a contingent right to one share, with vesting subject to continued employment through each applicable vesting date. A subsequent Form 4 is anticipated to disclose a share sale to pay taxes resulting from vesting.
Strive, Inc. Chief Financial Officer Benjamin Pham reported restricted stock unit vesting and share conversions on September 30, 2026. The vesting converted 11,574 Restricted Stock Units into Class A Common Stock and 11,329 into Class B Common Stock; 11,329 Class B shares were converted into Class A shares. Direct Class A holdings following the 11,574-share acquisition were reported as 21,573 shares.
The issuer withheld 4,387 Class B shares to satisfy tax withholding obligations related to vesting and settlement. A later Form 4 was anticipated to disclose a separate sale of Class A shares to pay taxes resulting from the vesting.
Strive, Inc. director Jonathan R. Macey reported that 14,815 restricted stock units vested on September 30, 2026, and converted by default into 14,815 Class A common shares; he reported direct holdings of 14,815 shares afterward. On October 1, 2026, he received 9,878 RSUs, which will fully vest on the first anniversary of September 30, 2026, subject to continuous service through that date.
Strive, Inc. director James Lavish’s 14,815 restricted stock units vested on September 30, 2026, converting by default into 14,815 Class A common shares; his direct holdings after conversion were 14,815 shares. The RSU vesting itself was a conversion to shares, not a sale. Lavish also received 9,878 restricted stock units on October 1, 2026, each a contingent right to one Class A share upon settlement; they will fully vest on the first anniversary of September 30, 2026, subject to continuous service through that date. A subsequent Form 4 was anticipated to disclose a sale of shares specifically to pay taxes resulting from the vesting.
Strive, Inc. director Shirish Jajodia reported that 14,815 Restricted Stock Units vested and converted by default into 14,815 shares of Class A Common Stock on September 30, 2026. The reported direct position after conversion was 14,815 shares. He also acquired 9,878 Restricted Stock Units on October 1, 2026; they will fully vest on the first anniversary of September 30, 2026, subject to continuous service through that date.
Strive, Inc. (ASST) director Rochard Pierre purchased 15,900 shares of Class A Common Stock on 2026-08-14 in an open market transaction at $12.54 per share. Following this purchase, he directly owns 15,900 shares. The transaction was not made under a Rule 10b5-1 trading plan.
Sarkhani Arshia reported acquisition or exercise transactions in this Form 4 filing.
Strive, Inc. reported that Chief Marketing Officer and director Arshia Sarkhani received a grant of 9,191 Performance Stock Units (PSUs) on August 7, 2026. Each PSU represents a contingent right to receive one share of Class A common stock, depending on achieving predetermined levels of total shareholder return relative to the return of Bitcoin and the Russell 3000 over the three-year performance period from January 1, 2026 through December 31, 2028. The 9,191 PSUs represent a target amount, and the number of shares ultimately earned may range from 0% to 200% of this target.
Beirne Brian Logan reported acquisition or exercise transactions in this Form 4 filing.
Strive, Inc. reported that Chief Legal Officer Brian Logan Beirne received a grant of 87,535 Performance Stock Units (PSUs). Each PSU represents a contingent right to receive one share of Class A common stock based on total shareholder return versus Bitcoin and the Russell 3000 over a three-year period from January 1, 2026 through December 31, 2028. The 87,535 PSUs are a target amount, and the number ultimately earned may range from 0% to 200% of this target, depending on performance.
Pham Benjamin reported acquisition or exercise transactions in this Form 4 filing.
Strive, Inc. reported that Chief Financial Officer Benjamin Pham received a grant of 87,535 Performance Stock Units (PSUs). Each PSU represents a contingent right to receive one share of Class A common stock based on total shareholder return relative to Bitcoin and the Russell 3000 over a three-year period from January 1, 2026 through December 31, 2028. The 87,535 PSUs are a target amount, and the number ultimately earned may range from 0% to 200% of this target.
Cole Matthew Ryan reported acquisition or exercise transactions in this Form 4 filing.
Strive, Inc. reported that Chief Executive Officer Cole Matthew Ryan received a grant of 280,112 Performance Stock Units (PSUs). Each PSU is a contingent right to one share of Class A common stock, earned based on total shareholder return versus Bitcoin and the Russell 3000 over the three-year period from January 1, 2026 through December 31, 2028. The 280,112 PSUs represent a target; the CEO may ultimately earn between 0% and 200% of this amount, or between zero and 560,224 shares, depending on performance.
SEMLER ERIC reported acquisition or exercise transactions in this Form 4 filing.
Strive, Inc. director Eric Semler reported receiving a grant of 14,815 Restricted Stock Units, each representing one share of Class A Common Stock upon settlement. The award was granted at no cash cost per unit and is held as a direct ownership position.
According to the terms, these Restricted Stock Units will fully vest on the first anniversary of December 31, 2025, as long as Semler continues to provide service through that vesting date. Following this compensation-related grant, his reported derivative holdings tied to this award total 14,815 units.
Strive, Inc. director and CFO Benjamin Pham reported compensation-related equity activity, not open-market trading. On June 30, he exercised 11,329 Restricted Stock Units into an equal number of shares of Class B Common Stock, reflecting routine vesting.
To cover tax obligations from this vesting, 4,267 shares were withheld by the company, a non-market “F” code tax-withholding disposition. After these transactions, he directly held 236,558 shares of Class B Common Stock and 79,305 Restricted Stock Units, indicating he retains a substantial equity position.
Strive, Inc. director and CFO Benjamin Pham reported routine equity compensation activity involving restricted stock units and related tax withholding. On March 31, 2026, 11,329 restricted stock units settled into an equal number of Class B Common Stock shares, and derivative transactions reflected conversion mechanics between share classes.
To cover tax obligations from this vesting and settlement, 4,250 shares of Class B Common Stock were withheld by the company at a price of $10.02 per share. The filing notes that Pham did not voluntarily sell any Class A or Class B Common Stock in connection with these transactions and continues to hold a substantial direct position after the activity.
Cole Matthew Ryan reported acquisition or exercise transactions in this Form 4 filing.
Strive, Inc. director and Chief Executive Officer Cole Matthew Ryan reported receiving a grant of 702,856 Restricted Stock Units, each representing one share of Class A common stock. These RSUs vest in five equal 20% installments on September 12 of each year, starting from the applicable vesting commencement date, as long as he remains employed through each vesting date. Following this award, he holds 702,856 RSUs directly.
Strive, Inc. director and Chief Financial Officer Benjamin Pham reported indirect open-market purchases of Class A Common Stock. According to the transaction summary, he bought a total of 14,114.123 shares across two transactions.
Shares were acquired on February 17 and 18, 2026 through his IRA and 401(k) plan at weighted average prices of $8.2275 and $8.0619 per share, respectively, in multiple trades within stated price ranges. The filing also notes 3,704 indirectly held shares through 2025-10 INVESTMENTS LLC, where he has sole voting and dispositive power but disclaims beneficial ownership except for his pecuniary interest. Column 5 amounts reflect a one-for-twenty reverse stock split effective February 6, 2026, with fractional shares rounded up.
Strive, Inc.’s Chief Legal Officer and director Brian Logan Beirne reported an open-market purchase of 11,500 shares of Class A common stock at a weighted average price of $8.7293 per share on February 13, 2026. Following this transaction, he directly owns 15,204 Class A shares.
The reported post-transaction share amount reflects a one-for-twenty reverse stock split that Strive, Inc. effected on February 6, 2026, in which any fractional shares were rounded up to the nearest whole share.
Strive, Inc. Chief Financial Officer Benjamin Pham, who is also a director, reported several equity award events dated January 16, 2026. The filing shows conversions and settlements of derivative securities, rather than open-market stock sales.
Restricted Class B Common Stock awards covering 212,930 shares were reported with transaction code M and are tied to Class A Common Stock on a one-for-one basis under the company’s charter. Restricted Stock Units covering 226,583 units also vested and settled into Class B Common Stock, which can convert into Class A Common Stock.
The report indicates that 95,816 shares of Class B Common Stock, reported under transaction code F at $0.97 per share, were withheld by Strive, Inc. solely to satisfy Pham’s tax withholding obligations. Footnotes specify that Pham did not voluntarily sell any shares of Class A Common Stock or Class B Common Stock in connection with these transactions. Following these events, Pham held 4,362,988 shares of Class B Common Stock and 2,039,245 Restricted Stock Units directly.
Strive, Inc. Chief Legal Officer Brian Logan Beirne, who is also a director, reported equity compensation activity on January 16, 2026. He settled 164,810 Restricted Stock Units into the same number of shares of Class B Common Stock, with no cash exercise price. The filing explains that this reflects settlement of RSUs rather than a voluntary sale of either Class A or Class B shares.
On the same date, 83,178 shares of Class B Common Stock were withheld by Strive, Inc. solely to cover required tax withholding obligations at a price of $0.97 per share, leaving Beirne with 435,572 shares of Class B Common Stock held directly. The company’s Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis in certain circumstances or at the reporting person’s election.
Strive, Inc. director Eric Semler reported large equity awards tied to the closing of the company’s merger with Semler Scientific, Inc. On January 16, 2026, each share of Semler common stock he held was cancelled and converted into the right to receive 21.05 shares of Strive Class A common stock.
As a result, he acquired 13,395,083 shares of Class A common stock directly and 1,637,079 shares indirectly through TCS Capital Advisors, LLC, at a reported price of $0 per share as merger consideration. The filing also shows several fully vested stock options converted into rights to buy Strive Class A shares, including 260,493 options at $1.11, 3,157,500 at $2.80, and additional blocks at exercise prices of $1.72 and $0.85. Indirectly held shares are owned by TCS Capital Advisors, with Semler disclaiming beneficial ownership beyond his pecuniary interest.
Strive, Inc. Chief Executive Officer and director Matthew Ryan Cole reported an open-market purchase of 500,000 shares of Class A common stock on January 13, 2026. The filing states a volume-weighted average purchase price of $0.9187 per share, with individual trade prices ranging from $0.9111 to $0.9200 per share. Following this transaction, he directly holds 763,012 shares of Class A common stock.
The filing also lists indirect holdings of Class A shares: 366,709 shares held by LT&C LLC, where his spouse, as managing member, has sole voting and dispositive power and he disclaims beneficial ownership except for any pecuniary interest; 11,920 shares in his spouse’s IRA, also disclaimed except for pecuniary interest; and 58,739.194 shares held in his 401(k) plan account.
Strive, Inc. disclosed insider buying by Chief Executive Officer and director Matthew Ryan Cole on 12/15/2025. He purchased 207,457 shares of Class A Common Stock in open-market transactions at a volume-weighted average price of $0.8152 per share.
Additional Class A shares were bought through related accounts, including 237,079 shares purchased by LT&C LLC at a volume-weighted average price of $0.8007, 11,920 shares through his spouse’s IRA at a volume-weighted average purchase price of $0.8020, and 58,739.194 shares through his 401(k) plan at a price of $0.8085.
Strive, Inc. (ASST) director Avik Roy reported receiving a grant of 296,296 Restricted Stock Units on 11/13/2025, according to a Form 4 insider filing. Each Restricted Stock Unit represents a contingent right to receive one share of Strive’s Class A common stock upon settlement. The award will fully vest on the first anniversary of September 12, 2024, the date Roy was appointed as a director, so long as he continues to serve through that vesting date. Following this grant, Roy beneficially owns 296,296 derivative securities directly in the form of these Restricted Stock Units.
Strive, Inc. (ASST) reported an equity award to director James Lavish. On 11/13/2025, he received 296,296 Restricted Stock Units (RSUs) reported in Table II as derivative securities directly owned. Each RSU represents a contingent right to receive one share of the company’s Class A common stock upon settlement. According to the disclosure, these RSUs will fully vest on the first anniversary of September 12, 2024, the date he was appointed as a director, provided he continues to serve through that vesting date. After this grant, the filing shows Lavish beneficially owning 296,296 derivative securities in the form of RSUs, all held directly.
Strive, Inc. (ASST) reported an insider purchase. Director and 10% owner Vivek Ramaswamy bought 15,625 shares of the company’s Variable Rate Series A Perpetual Preferred Stock at $80 per share on 11/05/2025.
Following the transaction, holdings include 15,625 preferred shares (direct). The filing also lists Class B Common Stock holdings of 113,877,916 shares (direct) and 28,378,826 shares (indirect) held by the Ramaswamy 2021 Irrevocable Trust.