Strive Inc. Form 4 shows 296,296 RSUs to director Avik Roy

Rhea-AI Filing Summary

Strive, Inc. (ASST) director Avik Roy reported receiving a grant of 296,296 Restricted Stock Units on 11/13/2025, according to a Form 4 insider filing. Each Restricted Stock Unit represents a contingent right to receive one share of Strive’s Class A common stock upon settlement. The award will fully vest on the first anniversary of September 12, 2024, the date Roy was appointed as a director, so long as he continues to serve through that vesting date. Following this grant, Roy beneficially owns 296,296 derivative securities directly in the form of these Restricted Stock Units.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Roy Avik

(Last) (First) (Middle)

C/O STRIVE, INC.

200 CRESCENT COURT SUITE 1400

(Street)

DALLAS TX 75201

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Strive, Inc. [ ASST ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
11/13/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	11/13/2025		A		296,296		(1)	(1)	Class A Common Stock	296,296	(1)	296,296	D

Explanation of Responses:

1. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The Restricted Stock Units will fully vest on the first anniversary of September 12, 2024 (the date on which the Reporting Person was appointed as a director of the Issuer), subject to the Reporting Person's continuous service through such vesting date.

	/s/ Brian Logan Beirne, attorney-in-fact for Avik Roy	11/14/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What insider transaction did Strive, Inc. (ASST) report for Avik Roy?

The filing reports that director Avik Roy received an equity award of 296,296 Restricted Stock Units tied to Strive, Inc.’s Class A common stock.

How many Restricted Stock Units did Avik Roy receive from Strive, Inc. (ASST)?

Avik Roy received 296,296 Restricted Stock Units, each representing a contingent right to receive one share of Strive’s Class A common stock upon settlement.

What is the vesting schedule for Avik Roy’s Strive (ASST) Restricted Stock Units?

The Restricted Stock Units will fully vest on the first anniversary of September 12, 2024, provided Avik Roy maintains continuous service as a director through that vesting date.

What class of stock underlies the Restricted Stock Units reported for Strive (ASST)?

The Restricted Stock Units are settled in Class A common stock of Strive, Inc., with one share underlying each unit.

How many derivative securities does Avik Roy beneficially own after this Strive (ASST) transaction?

Following the reported transaction, Avik Roy beneficially owns 296,296 derivative securities, all in the form of Restricted Stock Units, held directly.

On what date was the Strive, Inc. (ASST) equity transaction for Avik Roy reported as occurring?

The transaction date reported for the equity award to Avik Roy is 11/13/2025.