Strive CFO sells 4,209 shares to cover vesting taxes

Strive, Inc. (ASST) Chief Financial Officer Benjamin Pham reported a sale of 4,209 shares of Class A Common Stock at $31.3343 per share on October 5, 2026, to cover tax withholding obligations connected with vesting and settlement of Restricted Stock Units.

Rhea-AI Filing Summary

Strive, Inc. (ASST) Chief Financial Officer Benjamin Pham reported a sale of 4,209 shares of Class A Common Stock at $31.3343 per share on October 5, 2026, to cover tax withholding obligations connected with vesting and settlement of Restricted Stock Units. Pham did not voluntarily sell the reported shares. His direct holdings following the transaction were 17,365 shares. A footnote states that one share was added to the direct holdings to offset rounding from the October 2, 2026 filing. No Rule 10b5-1 plan is reported.

Insider Trade Summary

Net Seller: 4,209 shares

Net Sell 1 txn

Insider Pham Benjamin

Role Chief Financial Officer

Sold 4,209 shs ($132K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock F1, F2	4,209	$31.3343	$132K

Holdings After Transaction: Class A Common Stock — 17,365 shares (Direct)

Footnotes (2)

1. F1. The shares reported were sold to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The Reporting Person did not voluntarily sell any shares of Class A Common Stock in connection with the transactions reported herein.
2. F2. One share was added to the direct holdings to offset rounding from the October 2, 2026 filing.

Key Figures

Shares sold: 4,209 shares Sale price: $31.3343 per share Direct holdings after transaction: 17,365 shares +1 more

4 metrics

Shares sold 4,209 shares Sale on October 5, 2026 to cover tax withholding obligations

Sale price $31.3343 per share Sale on October 5, 2026

Direct holdings after transaction 17,365 shares Reported following the October 5, 2026 transaction

Holdings adjustment 1 share Added to direct holdings to offset rounding from the October 2, 2026 filing

Key Terms

Class A Common Stock, Restricted Stock Units, tax withholding obligations

3 terms

Class A Common Stock financial

"the reported sale of 4,209 shares of Class A Common Stock"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Restricted Stock Units financial

"vesting and settlement of Restricted Stock Units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligations financial

"shares sold to cover tax withholding obligations"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did ASST Chief Financial Officer Benjamin Pham sell, and at what price?

Benjamin Pham sold 4,209 shares of Class A Common Stock at $31.3343 per share on October 5, 2026. The shares were sold to cover tax withholding obligations connected with vesting and settlement of Restricted Stock Units, and Pham did not voluntarily sell the reported shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 10/05/2026 - 09:36 PM Accepted by SEC EDGAR 10/05/2026 - 09:35 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Pham Benjamin

(Last) (First) (Middle)

200 CRESCENT COURT

SUITE 1400

(Street)

DALLAS TEXAS 75201

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Strive, Inc. [ ASST ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	10/05/2026		S(1)		4,209	D	$31.3343(1)	17,365(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares reported were sold to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The Reporting Person did not voluntarily sell any shares of Class A Common Stock in connection with the transactions reported herein.

2. One share was added to the direct holdings to offset rounding from the October 2, 2026 filing.

Remarks:

	Brian Logan Beirne, attorney-in-fact for Benjamin Pham	10/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)