Strive director Pierre Rochard receives 14,815 shares

Q: How many ASST shares did Pierre Rochard receive from vested RSUs?

On September 30, 2026, 14,815 restricted stock units vested and converted by default into 14,815 shares of Strive, Inc. Class A common stock. Pierre Rochard's direct holdings following that transaction were 30,715 shares.

Q: When do Pierre Rochard's 9,878 ASST RSUs vest?

The 9,878 RSUs awarded on October 1, 2026 will fully vest on the first anniversary of September 30, 2026, subject to Pierre Rochard's continuous service through the vesting date. Each RSU represents a contingent right to receive one share of Class A common stock upon settlement.

The 9,878 newly awarded RSUs will fully vest subject to Pierre Rochard's continuous service through the stated vesting date.

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Filing Sentiment

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Form Type

Rhea-AI Filing Summary

Strive, Inc. director Pierre Rochard reported that 14,815 restricted stock units vested on September 30, 2026 and converted by default into Class A common stock, bringing his direct holdings to 30,715 shares. On October 1, 2026, he received an award of 9,878 restricted stock units, which will fully vest on the first anniversary of September 30, 2026, subject to his continuous service through that date.

Insider Trade Summary

14,815 shares exercised/converted

Exercise 3 txns

Insider Rochard Pierre

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units ^F2	9,878	--	--
Exercise	Restricted Stock Units ^F1	14,815	--	--
Exercise	Class A Common Stock ^F1	14,815	--	--

Holdings After Transaction: Restricted Stock Units — 9,878 contracts (Direct); Class A Common Stock — 30,715 shares (Direct)

Footnotes (2)

F1. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The Restricted Stock Units vested on the first anniversary of September 30, 2025. Vesting of Restricted Stock Units does not constitute a sale of securities, but rather a conversion to shares of Issuer's Class A Common Stock by default.
F2. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The Restricted Stock Units will fully vest on the first anniversary of September 30, 2026, subject to the Reporting Person's continuous service through such vesting date

Key Figures

Vested restricted stock units: 14,815 RSUs Class A common shares received: 14,815 shares Direct holdings after transaction: 30,715 shares +1 more

4 metrics

Vested restricted stock units 14,815 RSUs Vested September 30, 2026

Class A common shares received 14,815 shares Received upon RSU conversion on September 30, 2026

Direct holdings after transaction 30,715 shares Following the September 30, 2026 transaction

Restricted stock units awarded 9,878 RSUs Awarded October 1, 2026

Key Terms

Restricted Stock Units, vesting, settlement

3 terms

Restricted Stock Units financial

"Each Restricted Stock Unit represents a contingent right"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vesting financial

"The Restricted Stock Units vested on the first anniversary"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

settlement financial

"one share of the Issuer's Class A Common Stock upon settlement"

Settlement is the process of completing a financial transaction, like buying or selling a stock, by transferring money and ownership between parties. It ensures that both the buyer gets the asset and the seller gets paid, making the deal official. Without settlement, the transaction wouldn't be finalized or legally recognized.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many ASST shares did Pierre Rochard receive from vested RSUs?

On September 30, 2026, 14,815 restricted stock units vested and converted by default into 14,815 shares of Strive, Inc. Class A common stock. Pierre Rochard's direct holdings following that transaction were 30,715 shares.

When do Pierre Rochard's 9,878 ASST RSUs vest?

The 9,878 RSUs awarded on October 1, 2026 will fully vest on the first anniversary of September 30, 2026, subject to Pierre Rochard's continuous service through the vesting date. Each RSU represents a contingent right to receive one share of Class A common stock upon settlement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/02/2026 - 08:10 PM Accepted by SEC EDGAR 10/02/2026 - 08:09 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rochard Pierre

(Last)

(First)

(Middle)

200 CRESCENT COURT

SUITE 1400

(Street)

DALLAS

TEXAS

75201

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Strive, Inc. [ ASST ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	09/30/2026		M		14,815⁽¹⁾	A	⁽¹⁾	30,715	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	09/30/2026		M			14,815	⁽¹⁾	⁽¹⁾	Class A Common Stock	14,815	⁽¹⁾	0	D
Restricted Stock Units	⁽²⁾	10/01/2026		A		9,878		⁽²⁾	⁽²⁾	Class A Common Stock	9,878	⁽²⁾	9,878	D

Explanation of Responses:

1. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The Restricted Stock Units vested on the first anniversary of September 30, 2025. Vesting of Restricted Stock Units does not constitute a sale of securities, but rather a conversion to shares of Issuer's Class A Common Stock by default.

2. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The Restricted Stock Units will fully vest on the first anniversary of September 30, 2026, subject to the Reporting Person's continuous service through such vesting date

Remarks:

	/s/ Brian Logan Beirne, attorney-in-fact for Pierre Rochard	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR