Strive legal chief acquires 46.3K shares on vesting

The remaining RSUs vest quarterly after the first grant anniversary, subject to continued employment.

Rhea-AI Filing Summary

Strive, Inc. Chief Legal Officer Brian Logan Beirne converted 46,296 Restricted Stock Units into 46,296 shares of Class A Common Stock on September 30, 2026. Vesting converted the units into shares by default and did not constitute a sale of securities. After the transaction, his reported direct holdings were 61,500 Class A shares and 64,816 Restricted Stock Units. Vesting is subject to continued employment; a later Form 4 is anticipated to disclose a share sale specifically to pay taxes resulting from vesting.

Insider Trade Summary

46,296 shares exercised/converted

Exercise 2 txns

Insider Beirne Brian Logan

Role Chief Legal Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F1	46,296	--	--
Exercise	Class A Common Stock F1, F2	46,296	--	--

Holdings After Transaction: Restricted Stock Units — 64,816 contracts (Direct); Class A Common Stock — 61,500 shares (Direct)

Footnotes (2)

1. F1. The Restricted Stock Units vest as follows: 33% vests on the first anniversary of the grant date and the remainder vests as to 8.33% on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date. Vesting of Restricted Stock Units does not constitute a sale of securities, but rather a conversion to shares of the Issuer's Class A Common Stock by default.
2. F2. Subsequent to this filing, it is anticipated that a Form 4 will be filed to disclose the sale of shares of Issuer's Class A Common Stock for the specific purpose of paying taxes resulting from the vesting of the Restricted Stock Units.

Key Figures

Restricted Stock Units converted: 46,296 Restricted Stock Units Class A Common Stock acquired on conversion: 46,296 shares Direct Class A Common Stock holdings after transaction: 61,500 shares +3 more

6 metrics

Restricted Stock Units converted 46,296 Restricted Stock Units September 30, 2026

Class A Common Stock acquired on conversion 46,296 shares September 30, 2026

Direct Class A Common Stock holdings after transaction 61,500 shares After the September 30, 2026 transaction

Direct Restricted Stock Units after transaction 64,816 Restricted Stock Units After the September 30, 2026 transaction

First-anniversary vesting 33% Of the Restricted Stock Units

Quarterly vesting 8.33% Of the remainder, on applicable quarterly vesting dates

Key Terms

Restricted Stock Units, vest, conversion to shares

3 terms

Restricted Stock Units financial

"The Restricted Stock Units vest as follows"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vest financial

"subject to the Reporting Person's continued employment"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

conversion to shares financial

"conversion to shares of the Issuer's Class A Common Stock"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How do Strive ASST restricted stock units vest?

The Restricted Stock Units vest 33% on the first anniversary of the grant date, with the remainder vesting 8.33% on a quarterly basis on March 31, June 30, September 30 or December 31, subject to continued employment through each applicable vesting date.

Will Brian Logan Beirne sell Strive ASST shares to pay taxes?

A later Form 4 is anticipated to disclose a sale of Class A Common Stock for the specific purpose of paying taxes resulting from the vesting of the Restricted Stock Units.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Available on EDGAR 10/02/2026 - 08:10 PM Accepted by SEC EDGAR 10/02/2026 - 08:09 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Beirne Brian Logan

(Last) (First) (Middle)

200 CRESCENT COURT

SUITE 1400

(Street)

DALLAS TEXAS 75201

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Strive, Inc. [ ASST ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	09/30/2026		M		46,296	A	(1)	61,500(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	09/30/2026		M			46,296	(1)	(1)	Class A Common Stock	46,296	(1)	64,816	D

Explanation of Responses:

1. The Restricted Stock Units vest as follows: 33% vests on the first anniversary of the grant date and the remainder vests as to 8.33% on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date. Vesting of Restricted Stock Units does not constitute a sale of securities, but rather a conversion to shares of the Issuer's Class A Common Stock by default.

2. Subsequent to this filing, it is anticipated that a Form 4 will be filed to disclose the sale of shares of Issuer's Class A Common Stock for the specific purpose of paying taxes resulting from the vesting of the Restricted Stock Units.

Remarks:

	Brian Logan Beirne	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)