Strive: Shirish Jajodia receives 14,815 shares

Q: How many ASST shares did Shirish Jajodia receive from RSUs?

On September 30, 2026, 14,815 Restricted Stock Units vested and converted by default into 14,815 shares of Strive, Inc. Class A Common Stock. The reported direct position after the conversion was 14,815 shares.

Q: How many RSUs did ASST director Shirish Jajodia receive?

On October 1, 2026, Shirish Jajodia acquired 9,878 Restricted Stock Units. They will fully vest on the first anniversary of September 30, 2026, subject to his continuous service through that date.

The 9,878 Restricted Stock Units will fully vest on the first anniversary of September 30, 2026, subject to continuous service through that date.

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Rhea-AI Filing Summary

Strive, Inc. director Shirish Jajodia reported that 14,815 Restricted Stock Units vested and converted by default into 14,815 shares of Class A Common Stock on September 30, 2026. The reported direct position after conversion was 14,815 shares. He also acquired 9,878 Restricted Stock Units on October 1, 2026; they will fully vest on the first anniversary of September 30, 2026, subject to continuous service through that date.

Insider Trade Summary

14,815 shares exercised/converted

Exercise 3 txns

Insider Jajodia Shirish

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units ^F2	9,878	--	--
Exercise	Restricted Stock Units ^F1	14,815	--	--
Exercise	Class A Common Stock ^F1	14,815	--	--

Holdings After Transaction: Restricted Stock Units — 9,878 contracts (Direct); Class A Common Stock — 14,815 shares (Direct)

Footnotes (2)

F1. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The Restricted Stock Units vested on the first anniversary of September 30, 2025. Vesting of Restricted Stock Units does not constitute a sale of securities, but rather a conversion to shares of Issuer's Class A Common Stock by default.
F2. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The Restricted Stock Units will fully vest on the first anniversary of September 30, 2026, subject to the Reporting Person's continuous service through such vesting date.

Key Figures

Restricted Stock Units vested and converted: 14,815 units Class A Common Stock received: 14,815 shares Direct holdings after conversion: 14,815 shares +1 more

4 metrics

Restricted Stock Units vested and converted 14,815 units September 30, 2026

Class A Common Stock received 14,815 shares Conversion on September 30, 2026

Direct holdings after conversion 14,815 shares Following the September 30, 2026 transaction

Restricted Stock Units acquired 9,878 units October 1, 2026 grant

Key Terms

Restricted Stock Units, vesting, settlement

3 terms

Restricted Stock Units financial

"Each Restricted Stock Unit represents a contingent right"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vesting financial

"will fully vest on the first anniversary"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

settlement financial

"upon settlement"

Settlement is the process of completing a financial transaction, like buying or selling a stock, by transferring money and ownership between parties. It ensures that both the buyer gets the asset and the seller gets paid, making the deal official. Without settlement, the transaction wouldn't be finalized or legally recognized.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many ASST shares did Shirish Jajodia receive from RSUs?

On September 30, 2026, 14,815 Restricted Stock Units vested and converted by default into 14,815 shares of Strive, Inc. Class A Common Stock. The reported direct position after the conversion was 14,815 shares.

How many RSUs did ASST director Shirish Jajodia receive?

On October 1, 2026, Shirish Jajodia acquired 9,878 Restricted Stock Units. They will fully vest on the first anniversary of September 30, 2026, subject to his continuous service through that date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/02/2026 - 08:09 PM Accepted by SEC EDGAR 10/02/2026 - 08:08 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jajodia Shirish

(Last)

(First)

(Middle)

200 CRESCENT COURT

SUITE 1400

(Street)

DALLAS

TEXAS

75201

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Strive, Inc. [ ASST ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	09/30/2026		M		14,815⁽¹⁾	A	⁽¹⁾	14,815	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	09/30/2026		M			14,815	⁽¹⁾	⁽¹⁾	Class A Common Stock	14,815	⁽¹⁾	0	D
Restricted Stock Units	⁽²⁾	10/01/2026		A		9,878		⁽²⁾	⁽²⁾	Class A Common Stock	9,878	⁽²⁾	9,878	D

Explanation of Responses:

1. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The Restricted Stock Units vested on the first anniversary of September 30, 2025. Vesting of Restricted Stock Units does not constitute a sale of securities, but rather a conversion to shares of Issuer's Class A Common Stock by default.

2. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The Restricted Stock Units will fully vest on the first anniversary of September 30, 2026, subject to the Reporting Person's continuous service through such vesting date.

Remarks:

	Brian Logan Beirne, attorney-in-fact for Shirish Jajodia	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR