ASST Form 4: Brian Beirne settles 582,333 RSUs; 228,393 shares withheld

Q: Who filed Form 4 for Strive, Inc. (ASST)?

Brian Logan Beirne , the company's Chief Legal Officer and a Director, signed the Form 4 dated 10/03/2025 .

Q: How many restricted stock units vested and were settled for ASST insider?

The filing reports settlement of 87,903 RSUs and 494,430 RSUs, totaling 582,333 shares settled into Class A common stock on 10/01/2025 .

Q: Were any shares sold by the reporting person in this transaction?

No. The filing explicitly states the reporting person did not voluntarily sell any Class A or Class B shares in connection with these transactions.

Q: Why were 228,393 shares reported separately in the Form 4?

Footnote 6 states 228,393 Class B shares were withheld by the registrant solely to satisfy required tax withholding obligations related to the RSU settlement.

Q: When did the RSUs originally vest?

The RSUs time‑vested on June 15, 2025 and were settled into shares on October 1, 2025 , per the filing.

Filing Impact

(Very High)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Brian Logan Beirne, Chief Legal Officer and Director of Strive, Inc. (ASST), reported the settlement of time‑vested restricted stock units into common stock on October 1, 2025. The filing discloses the conversion/settlement of 87,903 RSUs that yielded 87,903 Class A shares and an additional 494,430 RSUs that yielded 494,430 Class A shares, resulting in a reported total of 582,333 Class A shares beneficially owned following the transactions. The filing also shows 228,393 shares of Class B common stock were withheld by the registrant to satisfy tax withholding obligations in connection with RSU settlement. The RSUs originally time‑vested on June 15, 2025, and were settled on the October date; the report states the reporter did not voluntarily sell any shares in these transactions.

Positive

Time‑vested RSUs settled, converting 582,333 RSUs into Class A shares on 10/01/2025
No voluntary sale reported by the insider in connection with the RSU settlement

Negative

228,393 shares were withheld by the registrant to cover tax withholding, reducing net received shares

Insights

RSU vesting materially increased insider shareholdings and triggered tax withholding.

The filing confirms the time‑vesting and settlement of a total of 582,333 Class A shares from RSUs that vested on June 15, 2025 and were settled on October 1, 2025. This is a compensation realization event rather than an open‑market purchase or sale, and the report explicitly states the reporting person did not voluntarily sell shares.

The registrant withheld 228,393 shares to cover tax obligations, as stated in the filing, which reduced the net increase in outstanding shares delivered to the reporting person.

The reporter is a dual role insider: Chief Legal Officer and Director.

The Form 4 lists Brian Logan Beirne as both a director and an officer (Chief Legal Officer), indicating these equity events are part of executive compensation governance. The filing includes conversion mechanics between Class B and Class A shares described in the registrant's charter language, quoted in the footnotes.

The document states conversions occur automatically on certain transfers or by holder election and explains the tax‑withholding share treatment; there are no voluntary sales reported by the insider.

Insider Trade Summary

1,164,666 shares exercised/converted

Mixed 5 txns

Insider Beirne Brian Logan

Role Chief Legal Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	87,903	$0.00	--
Exercise	Class B Common Stock	87,903	$0.00	--
Exercise	Restricted Stock Units	494,430	$0.00	--
Exercise	Class B Common Stock	494,430	$0.00	--
Tax Withholding	Class B Common Stock	228,393	$2.50	$571K

Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Class B Common Stock — 87,903 shares (Direct)

Footnotes (1)

Each share of Class B Common Stock of the Registrant, automatically and without further action by the Reporting Person, is converted into one share of Class A Common Stock, upon the occurrence of a Transfer, other than a Permitted Transfer (each as defined in the Registrant's Amended and Restated Articles of Incorporation) or all shares of Class B Common Stock, automatically and without further action by the Reporting Person, shall be converted into an identical number of shares of Class A Common Stock at such date and time, or the occurrence of an event, specified by the affirmative vote (or written consent if action by written consent of stockholders is permitted at such time under the Registrant's Amended and Restated Articles of Incorporation) of the holders of a majority of the total voting power of the outstanding Class B Common Stock, voting as a separate class. (Footnote 1 continued) The Class B Common Stock may also be converted into Class A Common Stock at the election of the Reporting Person. The Restricted Stock Units time-vested on June 15, 2025 and settled into shares of Class B Common Stock on October 1, 2025. Represents the settlement of Restricted Stock Units into shares of Class B Common Stock. The Reporting Person did not voluntarily sell any shares of Class A Common Stock or Class B Common Stock in connection with the transactions reported herein. The Restricted Stock Units vest over one year in four substantially equal installments on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through the applicable vesting date. Represents shares of Class B Common Stock withheld by the Registrant solely to cover required tax withholding obligations in connection with the settlement of Restricted Stock Units. The Reporting Person did not voluntarily sell any shares of Class B Common Stock or Class A Common Stock in connection with the transactions reported herein.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 10/03/2025 - 09:27 PM

FAQ

Who filed Form 4 for Strive, Inc. (ASST)?

Brian Logan Beirne, the company's Chief Legal Officer and a Director, signed the Form 4 dated 10/03/2025.

How many restricted stock units vested and were settled for ASST insider?

The filing reports settlement of 87,903 RSUs and 494,430 RSUs, totaling 582,333 shares settled into Class A common stock on 10/01/2025.

Were any shares sold by the reporting person in this transaction?

No. The filing explicitly states the reporting person did not voluntarily sell any Class A or Class B shares in connection with these transactions.

Why were 228,393 shares reported separately in the Form 4?

Footnote 6 states 228,393 Class B shares were withheld by the registrant solely to satisfy required tax withholding obligations related to the RSU settlement.

When did the RSUs originally vest?

The RSUs time‑vested on June 15, 2025 and were settled into shares on October 1, 2025, per the filing.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Beirne Brian Logan

(Last)

(First)

(Middle)

C/O STRIVE, INC.

200 CRESCENT COURT SUITE 1400

(Street)

DALLAS

75201

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Strive, Inc. [ ASST ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Legal Officer

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾⁽²⁾⁽³⁾	10/01/2025		M			87,903⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	⁽³⁾	⁽¹⁾⁽²⁾⁽³⁾	Class B Common Stock	87,903	⁽¹⁾⁽²⁾⁽³⁾	0	D
Class B Common Stock	⁽¹⁾⁽²⁾⁽³⁾	10/01/2025		M		87,903⁽¹⁾⁽²⁾⁽³⁾		⁽³⁾	⁽¹⁾⁽²⁾⁽³⁾	Class A Common Stock	87,903	⁽¹⁾⁽²⁾⁽³⁾	87,903	D
Restricted Stock Units	⁽¹⁾⁽²⁾⁽⁵⁾	10/01/2025		M			494,430⁽¹⁾⁽²⁾⁽⁴⁾⁽⁵⁾	⁽⁵⁾	⁽¹⁾⁽²⁾⁽⁵⁾	Class B Common Stock	494,430	⁽¹⁾⁽²⁾⁽⁵⁾	164,810	D
Class B Common Stock	⁽¹⁾⁽²⁾⁽⁵⁾	10/01/2025		M		494,430⁽¹⁾⁽²⁾⁽⁵⁾		⁽⁵⁾	⁽¹⁾⁽²⁾⁽⁵⁾	Class A Common Stock	494,430	⁽¹⁾⁽²⁾⁽⁵⁾	582,333	D
Class B Common Stock	⁽¹⁾⁽²⁾⁽⁶⁾	10/01/2025		F			228,393⁽⁶⁾	⁽⁶⁾	⁽¹⁾⁽²⁾⁽⁶⁾	Class A Common Stock	228,393	$2.5	353,940	D

Explanation of Responses:

1. Each share of Class B Common Stock of the Registrant, automatically and without further action by the Reporting Person, is converted into one share of Class A Common Stock, upon the occurrence of a Transfer, other than a Permitted Transfer (each as defined in the Registrant's Amended and Restated Articles of Incorporation) or all shares of Class B Common Stock, automatically and without further action by the Reporting Person, shall be converted into an identical number of shares of Class A Common Stock at such date and time, or the occurrence of an event, specified by the affirmative vote (or written consent if action by written consent of stockholders is permitted at such time under the Registrant's Amended and Restated Articles of Incorporation) of the holders of a majority of the total voting power of the outstanding Class B Common Stock, voting as a separate class.

2. (Footnote 1 continued) The Class B Common Stock may also be converted into Class A Common Stock at the election of the Reporting Person.

3. The Restricted Stock Units time-vested on June 15, 2025 and settled into shares of Class B Common Stock on October 1, 2025.

4. Represents the settlement of Restricted Stock Units into shares of Class B Common Stock. The Reporting Person did not voluntarily sell any shares of Class A Common Stock or Class B Common Stock in connection with the transactions reported herein.

5. The Restricted Stock Units vest over one year in four substantially equal installments on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through the applicable vesting date.

6. Represents shares of Class B Common Stock withheld by the Registrant solely to cover required tax withholding obligations in connection with the settlement of Restricted Stock Units. The Reporting Person did not voluntarily sell any shares of Class B Common Stock or Class A Common Stock in connection with the transactions reported herein.

	/s/ Brian Logan Beirne	10/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR