Strive director Macey receives 14,815 shares as awards vest

Q: How many shares did ASST director Jonathan R. Macey receive when his RSUs vested?

Jonathan R. Macey's 14,815 RSUs vested on September 30, 2026, and converted by default into 14,815 Class A common shares. He reported direct holdings of 14,815 shares afterward.

Q: What are the vesting terms for Jonathan R. Macey's 9,878 ASST RSUs?

The 9,878 RSUs reported on October 1, 2026, will fully vest on the first anniversary of September 30, 2026, subject to his continuous service through that date. Each RSU represents a contingent right to receive one Class A common share upon settlement.

The 9,878 RSUs are subject to continuous service through their stated vesting date.

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Form Type

Rhea-AI Filing Summary

Strive, Inc. director Jonathan R. Macey reported that 14,815 restricted stock units vested on September 30, 2026, and converted by default into 14,815 Class A common shares; he reported direct holdings of 14,815 shares afterward. On October 1, 2026, he received 9,878 RSUs, which will fully vest on the first anniversary of September 30, 2026, subject to continuous service through that date.

Insider Trade Summary

14,815 shares exercised/converted

Exercise 3 txns

Insider MACEY JONATHAN R

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units ^F3	9,878	--	--
Exercise	Restricted Stock Units ^F1	14,815	--	--
Exercise	Class A Common Stock ^{F1, F2}	14,815	--	--

Holdings After Transaction: Restricted Stock Units — 9,878 contracts (Direct); Class A Common Stock — 14,815 shares (Direct)

Footnotes (3)

F1. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The Restricted Stock Units vested on the first anniversary of September 30, 2025. Vesting of Restricted Stock Units does not constitute a sale of securities, but rather a conversion to shares of Issuer's Class A Common Stock by default.
F2. Subsequent to this filing, it is anticipated that a Form 4 will be filed to disclose the sale of shares of Issuer's Class A Common Stock for the specific purpose of paying taxes resulting from the vesting of the Restricted Stock Units.
F3. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The Restricted Stock Units will fully vest on the first anniversary of September 30, 2026, subject to the Reporting Person's continuous service through such vesting date.

Key Figures

Restricted stock units vested and converted: 14,815 RSUs Direct Class A common shares held after conversion: 14,815 shares Restricted stock units awarded: 9,878 RSUs

3 metrics

Restricted stock units vested and converted 14,815 RSUs September 30, 2026

Direct Class A common shares held after conversion 14,815 shares After the September 30, 2026 transaction

Restricted stock units awarded 9,878 RSUs October 1, 2026; subject to the stated vesting condition

Key Terms

Restricted Stock Unit, contingent right, settlement, continuous service

4 terms

Restricted Stock Unit financial

"Each Restricted Stock Unit represents a contingent right"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

contingent right financial

"a contingent right to receive one share"

settlement financial

"upon settlement"

Settlement is the process of completing a financial transaction, like buying or selling a stock, by transferring money and ownership between parties. It ensures that both the buyer gets the asset and the seller gets paid, making the deal official. Without settlement, the transaction wouldn't be finalized or legally recognized.

continuous service financial

"subject to the Reporting Person's continuous service"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did ASST director Jonathan R. Macey receive when his RSUs vested?

Jonathan R. Macey's 14,815 RSUs vested on September 30, 2026, and converted by default into 14,815 Class A common shares. He reported direct holdings of 14,815 shares afterward.

What are the vesting terms for Jonathan R. Macey's 9,878 ASST RSUs?

The 9,878 RSUs reported on October 1, 2026, will fully vest on the first anniversary of September 30, 2026, subject to his continuous service through that date. Each RSU represents a contingent right to receive one Class A common share upon settlement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/02/2026 - 08:09 PM Accepted by SEC EDGAR 10/02/2026 - 08:09 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

MACEY JONATHAN R

(Last)

(First)

(Middle)

200 CRESCENT COURT

SUITE 1400

(Street)

DALLAS

TEXAS

75201

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Strive, Inc. [ ASST ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	09/30/2026		M		14,815⁽¹⁾	A	⁽¹⁾	14,815⁽²⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	09/30/2026		M			14,815	⁽¹⁾	⁽¹⁾	Class A Common Stock	14,815	⁽¹⁾	0	D
Restricted Stock Units	⁽³⁾	10/01/2026		A		9,878		⁽³⁾	⁽³⁾	Class A Common Stock	9,878	⁽³⁾	9,878	D

Explanation of Responses:

1. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The Restricted Stock Units vested on the first anniversary of September 30, 2025. Vesting of Restricted Stock Units does not constitute a sale of securities, but rather a conversion to shares of Issuer's Class A Common Stock by default.

2. Subsequent to this filing, it is anticipated that a Form 4 will be filed to disclose the sale of shares of Issuer's Class A Common Stock for the specific purpose of paying taxes resulting from the vesting of the Restricted Stock Units.

3. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The Restricted Stock Units will fully vest on the first anniversary of September 30, 2026, subject to the Reporting Person's continuous service through such vesting date.

Remarks:

	Brian Logan Beirne, attorney-in-fact for Jonathan Macey	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR