ASST Form 4 shows 296,296 RSUs awarded to Strive director

Rhea-AI Filing Summary

Strive, Inc. (ASST) reported an equity award to director James Lavish. On 11/13/2025, he received 296,296 Restricted Stock Units (RSUs) reported in Table II as derivative securities directly owned. Each RSU represents a contingent right to receive one share of the company’s Class A common stock upon settlement. According to the disclosure, these RSUs will fully vest on the first anniversary of September 12, 2024, the date he was appointed as a director, provided he continues to serve through that vesting date. After this grant, the filing shows Lavish beneficially owning 296,296 derivative securities in the form of RSUs, all held directly.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lavish James

(Last) (First) (Middle)

C/O STRIVE, INC.

200 CRESCENT COURT SUITE 1400

(Street)

DALLAS TX 75201

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Strive, Inc. [ ASST ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
11/13/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	11/13/2025		A		296,296		(1)	(1)	Class A Common Stock	296,296	(1)	296,296	D

Explanation of Responses:

1. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The Restricted Stock Units will fully vest on the first anniversary of September 12, 2024 (the date on which the Reporting Person was appointed as a director of the Issuer), subject to the Reporting Person's continuous service through such vesting date.

	/s/ Brian Logan Beirne, attorney-in-fact for James Lavish	11/14/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What equity award did Strive (ASST) director James Lavish receive?

The filing shows that director James Lavish received 296,296 Restricted Stock Units (RSUs), each representing a right to one share of Strive’s Class A common stock upon settlement.

When was the earliest transaction date reported in this Strive (ASST) Form 4?

The earliest transaction date reported is 11/13/2025, when the Restricted Stock Units were granted and recorded in the Form 4.

How and when do James Lavish’s RSUs in Strive (ASST) vest?

The RSUs will fully vest on the first anniversary of September 12, 2024, the date he was appointed as a director, subject to his continuous service through that vesting date.

What type of security underlies the RSUs reported for Strive (ASST)?

The RSUs are settled in Class A common stock of Strive, Inc., with each Restricted Stock Unit corresponding to one share of Class A common stock.

How many derivative securities does James Lavish beneficially own after this Strive (ASST) transaction?

Following the reported transaction, the Form 4 indicates that James Lavish beneficially owns 296,296 derivative securities in the form of Restricted Stock Units, held directly.

What is James Lavish’s relationship to Strive, Inc. (ASST)?

The filing identifies James Lavish as a director of Strive, Inc., and the reported equity grant relates to his service on the company’s board.