Strive (ASST) insider buys 15,625 Series A preferred at $80/share

Strive, Inc. (ASST) reported an insider purchase.

Accepted by SEC EDGAR 11/07/2025 - 06:50 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Strive, Inc. (ASST) reported an insider purchase. Director and 10% owner Vivek Ramaswamy bought 15,625 shares of the company’s Variable Rate Series A Perpetual Preferred Stock at $80 per share on 11/05/2025.

Following the transaction, holdings include 15,625 preferred shares (direct). The filing also lists Class B Common Stock holdings of 113,877,916 shares (direct) and 28,378,826 shares (indirect) held by the Ramaswamy 2021 Irrevocable Trust.

Insider Trade Summary

Net Buyer: 15,625 shares

Net Buy 1 txn

Insider Ramaswamy Vivek

Role 10% Owner

Bought 15,625 shs ($1.25M)

Type	Security	Shares	Price	Value
Purchase	Variable Rate Series A Perpetual Preferred Stock	15,625	$80.00	$1.25M
Holding	Class B Common Stock	--	--	--
Holding	Class B Common Stock	--	--	--

Holdings After Transaction: Variable Rate Series A Perpetual Preferred Stock — 15,625 shares (Direct); Class B Common Stock — 113,877,916 shares (Direct); Class B Common Stock — 28,378,826 shares (Indirect, By Ramaswamy 2021 Irrevocable Trust)

Footnotes (1)

1. F1. Represents shares purchased in connection with the underwritten public offering of Variable Rate Series A Perpetual Preferred Stock, $0.001 par value per share, of the Issuer (the "SATA Stock"). The shares of SATA Stock were purchased at the public offering price of $80.00 per share.

FAQ

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What did Strive (ASST) disclose in this Form 4?

An insider purchase by Vivek Ramaswamy of 15,625 shares of Variable Rate Series A Perpetual Preferred Stock at $80 per share.

When did the ASST insider transaction occur?

The transaction took place on 11/05/2025.

Who is the reporting person in the ASST Form 4?

Vivek Ramaswamy, identified as a Director and 10% Owner of Strive, Inc.

How many preferred shares were purchased and at what price?

Purchased 15,625 preferred shares at $80 per share.

What are the reporting person’s post-transaction preferred holdings?

Post-transaction direct holdings include 15,625 shares of the preferred stock.

What Class B Common Stock holdings are listed?

The filing lists 113,877,916 Class B shares (direct) and 28,378,826 (indirect) held by the Ramaswamy 2021 Irrevocable Trust.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ramaswamy Vivek

(Last) (First) (Middle)

C/O STEVE ROBERTS

853 NEW JERSEY AVE., SE STE. 200-231

(Street)

WASHINGTON DC 20003

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Strive, Inc. [ ASST ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
11/05/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Variable Rate Series A Perpetual Preferred Stock	11/05/2025		P		15,625	A	$80(1)	15,625	D
Class B Common Stock								113,877,916	D
Class B Common Stock								28,378,826	I	By Ramaswamy 2021 Irrevocable Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares purchased in connection with the underwritten public offering of Variable Rate Series A Perpetual Preferred Stock, $0.001 par value per share, of the Issuer (the "SATA Stock"). The shares of SATA Stock were purchased at the public offering price of $80.00 per share.

	/s/ Stephen Roberts, as Attorney-in-Fact for Vivek Ramaswamy	11/07/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.