Asset Entities Inc. SEC Filings

Strive, Inc. (ASST) Form 3: This is an initial Section 16 filing for Mahesh Ramakrishnan listing his relationship as a director. The form indicates no securities are beneficially owned by the reporting person at the time of the filing. The filing was signed by an attorney-in-fact on behalf of Mr. Ramakrishnan and includes an Exhibit 24 power of attorney.

Jonathan R. Macey filed an SEC Form 3 for Strive, Inc. (ASST) reporting the 09/12/2025 event date. The filing identifies Mr. Macey as a director and shows no securities beneficially owned at the time of filing. The submission was signed by an attorney-in-fact and includes an exhibit listing a power of attorney.

Lavish James filed an Initial Statement of Beneficial Ownership (Form 3) reporting indirect ownership of 1,111,111 Class A common shares through three funds he co-manages: Bitcoin Opportunity Fund, LP (759,259 shares), Bitcoin Opportunity Fund II QP, LP (231,852 shares), and Bitcoin Opportunity Fund II, LP (120,000 shares). Each holding is paired with fully exercisable warrants to buy the same number of shares at an exercise price of $1.35. The holdings are reported as indirect and the filer disclaims beneficial ownership except to the extent of pecuniary interest.

Strive, Inc. (ASST) Form 3 filed as an initial ownership statement for Shirish Jajodia, who is identified as a director. The filing states that no shares or derivative securities are beneficially owned by the reporting person at the time of this statement. The form includes an exhibit referencing a power of attorney and is signed by an attorney-in-fact on behalf of the reporting person.

Strive, Inc. filed an 8-K reporting a material event: an Agreement and Plan of Merger dated September 22, 2025 between Strive and Semler Scientific, Inc. The filing explains where investors can obtain the registration statement, proxy/information statement/prospectus and related SEC filings for both companies. It also lists several specific risks disclosed in connection with the proposed transaction, including the possibility the deal may not close, potential dilution from issuance of Class A shares, integration challenges, diversion of management attention, adverse customer or employee reactions, legal proceedings, and risks tied to implementation of Bitcoin treasury strategies and other macroeconomic factors. Item 9.01 notes the Agreement and Plan of Merger is included as an exhibit; schedules and exhibits were omitted but Semler Sci will furnish them to the SEC on request.

Strive, Inc. (ASST) disclosed a proposed merger with Semler Scientific and filed related disclosure materials describing the transaction, registration of Strive Class A common stock to be issued, and plans to deliver a combined Information Statement/Proxy Statement/Prospectus to Semler stockholders. The filing lists forward-looking statements about expected strategic and financial benefits, timing of closing, integration and dilution, and identifies specific risks including possible termination events, regulatory and legal outcomes, integration difficulties, Bitcoin treasury strategy risks, and potential customer or share-price impacts. The filing directs investors to forthcoming SEC filings and each company’s investor websites for full documents.

Jane Street entities disclosed a passive Schedule 13G stake in Strive, Inc. (ASST) representing 9.9% of Class A common stock on a shared basis. The filing shows Jane Street Group, LLC and affiliates collectively report shared voting and dispositive power over 37,024,026 shares, equal to 9.9% of the class based on an adjusted outstanding share count of 370,610,872 that includes 5,785,290 warrants convertible subject to a blocker preventing conversion above 9.99%. Individual Jane Street entities report varying smaller holdings, including 36,896,510 and 17,916 shares. The statement affirms the position is not held to influence control of the issuer and lists New York addresses for the filers.

Millennium Management LLC, Millennium Group Management LLC and Israel A. Englander report shared beneficial ownership of 22,421,052 shares of Strive, Inc. Class A common stock, representing 6.0% of the class. The filing states the reported shares are held with shared voting power and shared dispositive power and that none of the reporting persons claim sole voting or dispositive power. The cover pages reflect Delaware organization for the two Millennium entities and U.S. citizenship for Mr. Englander. A Joint Filing Agreement among the three reporting persons is attached as Exhibit I.

Arshia Sarkhani, listed as Chief Marketing Officer and a director of Strive, Inc. (ASST), reported multiple stock-class transactions on 09/12/2025 and a restricted stock unit grant on 09/15/2025. The filing shows an acquisition of 1,000,000 Class B shares and a parallel entry converting or reclassifying shares that results in 1,250,000 Class A shares beneficially owned by Asset Entities Holdings, LLC following the transactions. The report also records a 1,000,000 share derivative entry and a grant of 740,740 Restricted Stock Units that vest over time (33% after one year, then quarterly thereafter), subject to continued employment. The filer disclaims beneficial ownership of shares held of record by Asset Entities Holdings, LLC except for any pecuniary interest. The form is signed by an attorney-in-fact on behalf of the reporting person.