Welcome to our dedicated page for Strive SEC filings (Ticker: ASST), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Strive, Inc. (Nasdaq: ASST) SEC filings page on Stock Titan provides direct access to the company’s official disclosures as filed with the U.S. Securities and Exchange Commission. Strive uses these filings to report on its Bitcoin treasury activities, capital structure decisions, preferred equity terms, and material corporate events, giving investors a primary source of regulatory information about ASST.
As an asset management Bitcoin treasury company, Strive’s filings often focus on digital asset holdings and financing. Form 8-K current reports describe large Bitcoin purchases funded through PIPE proceeds, warrant exercises, and the issuance of its Variable Rate Series A Perpetual Preferred Stock (SATA). These filings disclose aggregate Bitcoin holdings, acquisition costs, and the company’s view of its position among corporate Bitcoin holders.
Strive’s SEC documents also explain the detailed terms of the SATA Stock. Through 8-Ks and related exhibits, the company outlines the variable dividend structure, liquidation preference, seniority relative to common stock, compounded dividends on unpaid amounts, redemption features, and investor protections that apply if certain events occur. Additional filings report monthly dividend declarations on SATA and discuss the expected return-of-capital tax treatment of these distributions, including the company’s statement that it does not have accumulated earnings and profits.
Investors can also use Strive’s filings to review quarterly and transactional disclosures. Form 8-Ks reference quarterly financial results, the consummation of a reverse acquisition of Asset Entities Inc., and the registration of large blocks of Class A common stock for resale. Other filings describe amendments to Strive’s articles of incorporation and bylaws, changes in board composition, and the registration statements related to its proposed all-stock merger with Semler Scientific, Inc.
On Stock Titan, these filings are supplemented with AI-powered summaries that highlight key points from lengthy documents such as registration statements, 8-Ks, and prospectus supplements. Users can quickly see what each filing covers—whether it is a Bitcoin purchase disclosure, a SATA dividend update, or a merger-related communication—while retaining the ability to read the full text for deeper analysis. This makes the ASST filings page a practical starting point for understanding Strive’s regulatory history, capital markets activity, and Bitcoin-focused strategy.
Strive, Inc. is issuing 1,320,000 shares of its Variable Rate Series A Perpetual Preferred Stock (SATA Stock) at $90 per share in an underwritten offering. The company expects gross proceeds of approximately $118.8 million before fees and expenses.
Strive plans to use the net proceeds, together with cash on hand and potentially cash from terminating capped call transactions, primarily to redeem, repurchase or otherwise repay all or part of Semler Scientific’s 4.250% Convertible Senior Notes due 2030 and its borrowings under a master loan agreement with Coinbase Credit Inc., and to pay accrued interest. Additional uses include acquiring bitcoin and bitcoin-related products and funding working capital and general corporate purposes.
Separately, Strive announced it expects to enter privately negotiated exchange agreements with certain holders of the Semler Convertible Notes, under which $90 million aggregate principal amount of notes would be exchanged for approximately 930,000 newly issued shares of SATA Stock. The offering is scheduled to settle on January 27, 2026 and is not conditioned on completion of these exchanges.
Strive, Inc. is offering a new series of Variable Rate Series A Perpetual Preferred Stock, called SATA Stock, with a stated amount and initial liquidation preference of
Strive intends to use net proceeds, along with cash on hand and potential capped call terminations, to refinance outstanding Semler Convertible Notes and a Coinbase loan, purchase bitcoin and bitcoin-related products, and for working capital and general corporate purposes. The SATA Stock is redeemable at Strive’s option, generally at
Strive, Inc. plans a
Strive, Inc. Chief Financial Officer Benjamin Pham, who is also a director, reported several equity award events dated January 16, 2026. The filing shows conversions and settlements of derivative securities, rather than open-market stock sales.
Restricted Class B Common Stock awards covering 212,930 shares were reported with transaction code M and are tied to Class A Common Stock on a one-for-one basis under the company’s charter. Restricted Stock Units covering 226,583 units also vested and settled into Class B Common Stock, which can convert into Class A Common Stock.
The report indicates that 95,816 shares of Class B Common Stock, reported under transaction code F at $0.97 per share, were withheld by Strive, Inc. solely to satisfy Pham’s tax withholding obligations. Footnotes specify that Pham did not voluntarily sell any shares of Class A Common Stock or Class B Common Stock in connection with these transactions. Following these events, Pham held 4,362,988 shares of Class B Common Stock and 2,039,245 Restricted Stock Units directly.
Strive, Inc. Chief Legal Officer Brian Logan Beirne, who is also a director, reported equity compensation activity on January 16, 2026. He settled 164,810 Restricted Stock Units into the same number of shares of Class B Common Stock, with no cash exercise price. The filing explains that this reflects settlement of RSUs rather than a voluntary sale of either Class A or Class B shares.
On the same date, 83,178 shares of Class B Common Stock were withheld by Strive, Inc. solely to cover required tax withholding obligations at a price of $0.97 per share, leaving Beirne with 435,572 shares of Class B Common Stock held directly. The company’s Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis in certain circumstances or at the reporting person’s election.
Strive, Inc. director Eric Semler reported large equity awards tied to the closing of the company’s merger with Semler Scientific, Inc. On January 16, 2026, each share of Semler common stock he held was cancelled and converted into the right to receive 21.05 shares of Strive Class A common stock.
As a result, he acquired 13,395,083 shares of Class A common stock directly and 1,637,079 shares indirectly through TCS Capital Advisors, LLC, at a reported price of $0 per share as merger consideration. The filing also shows several fully vested stock options converted into rights to buy Strive Class A shares, including 260,493 options at $1.11, 3,157,500 at $2.80, and additional blocks at exercise prices of $1.72 and $0.85. Indirectly held shares are owned by TCS Capital Advisors, with Semler disclaiming beneficial ownership beyond his pecuniary interest.
Strive, Inc. filed an initial insider ownership report for director Eric Semler showing no securities currently beneficially owned. The Form 3 identifies Semler as a director of Strive, Inc. but lists no holdings in either non-derivative or derivative securities. The filing is submitted by attorney-in-fact Brian Logan Beirne under a power of attorney, indicating that the reporting obligations are being handled on Semler’s behalf.
Strive, Inc. reports that holders of about 52.1% of its voting power approved, by written consent, two key actions: electing a 10‑member, staggered board and ratifying the 2026 Omnibus Equity Incentive Plan. The plan authorizes 118,459,736 shares of Class A common stock for equity awards, plus an annual “evergreen” increase capped at 46,162,200 shares or 5% of fully diluted shares, or a smaller amount set by the compensation committee. Strive is a Nasdaq “controlled company” and intends to use related governance exemptions. The filing also details sizeable executive and director pay, including potential future restricted stock unit grants to the CEO with a stated grant date value of $17,000,000, along with robust severance and change‑in‑control protections for senior management.
Strive, Inc. completed its merger with Semler Scientific, making Semler a wholly owned subsidiary and adjusting Semler’s 4.25% Convertible Senior Notes due 2030 so they now convert into Strive Class A common stock. Each $1,000 principal amount of Notes is initially convertible into 275.3887 shares of Strive stock, with a maximum initial rate of 344.2348 shares, and $100 million principal amount of Notes remains outstanding, representing up to 34,423,480 Strive shares if fully converted at the maximum rate. Former Semler stockholders received 21.05 shares of Strive Class A common stock for each Semler share. Strive also adopted a 2026 Omnibus Equity Incentive Plan that adds 110,789,280 shares to those remaining under the prior plan, with an annual “evergreen” increase tied to up to 5% of fully diluted shares. Governance changes include Avik Roy becoming Chief Strategy Officer and board observer, Eric Semler joining the board, and committee and director slates being reconstituted and approved by majority written consent.
Millennium Management LLC, Millennium Group Management LLC and Israel A. Englander report a passive ownership stake in Strive, Inc. They disclose beneficial ownership of 11,502,411 shares of Strive’s Class A common stock, representing 1.6% of the outstanding class as of the event date. The shares are held through entities over which Millennium Management and related managers have voting control and investment discretion, while the filers state this should not itself be seen as an admission of beneficial ownership. The filing also certifies that the securities were not acquired to change or influence control of Strive, Inc.