Form 3 Filed for Strive Inc. Director Roy Avik — Nil Holdings Reported

Rhea-AI Filing Summary

Roy Avik, identified as a director of Strive, Inc. (ticker: ASST), filed an initial Form 3 reporting the event dated 09/12/2025. The filing states that no securities are beneficially owned by the reporting person. The submission includes an Exhibit 24 power of attorney and was signed by Brian Logan Beirne as attorney-in-fact on 09/22/2025. The form lists the reporting person’s business address as C/O Strive, Inc., 200 Crescent Court Suite 1400, Dallas, TX 75201. No derivative or non-derivative securities, ownership amounts, or exercise details are reported.

Positive

• Form 3 discloses no securities beneficially owned, providing a clear, explicit ownership statement
• Exhibit 24 (Power of Attorney) is included and the form is signed by an attorney-in-fact, showing executed authorization

Negative

• None.

Insights

Securities Compliance Analyst

TL;DR: Form 3 filed for a director disclosing no beneficial ownership, with a power of attorney exhibit and attorney-in-fact signature.

The filing is an initial Section 16 report for a director-level reporting person and contains only administrative disclosures: reporting person identity, relationship to issuer, address, event date, and an Exhibit 24 power of attorney. Critically, it states no securities are beneficially owned, so there are no share counts, option grants, or derivative positions to assess. For investors, this filing does not change ownership stakes or signal insider transactions because no holdings or transfers are reported.

Corporate Governance Specialist

TL;DR: Administrative Form 3 with nil ownership reported; includes attorney-in-fact signature and POA exhibit, indicating proper proxy execution.

The presence of Exhibit 24 and an attorney-in-fact signature suggests the filing was executed through a designated representative rather than directly by the reporting individual. The form otherwise provides no governance or compensation details and reports no securities beneficially owned. As a governance disclosure, it is routine and conveys no change in insider holdings or control.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Roy Avik

(Last) (First) (Middle)

C/O STRIVE, INC.

200 CRESCENT COURT SUITE 1400

(Street)

DALLAS TX 75201

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/12/2025

3. Issuer Name and Ticker or Trading Symbol
Strive, Inc. [ ASST ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List - Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Brian Logan Beirne, attorney-in-fact for Avik Roy	09/22/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 3 filed for Strive, Inc. (ASST) report about Roy Avik's holdings?

The Form 3 states no securities are beneficially owned by Roy Avik.

What is Roy Avik's relationship to Strive, Inc. as reported on the Form 3?

The filing lists Roy Avik as a Director of Strive, Inc.

What event date is listed on the Form 3 for Roy Avik's report?

The Date of Event Requiring Statement is 09/12/2025.

Was the Form 3 signed directly by Roy Avik?

No; the form is signed by Brian Logan Beirne, attorney-in-fact for Avik Roy on 09/22/2025.

Does the filing include any derivative or option holdings for the reporting person?

No. The filing contains no entries in Table I or Table II and states no securities are owned.