Astec CFO granted 37 dividend-equivalent shares

Astec Industries’ chief financial officer received a small common-stock award tied to dividend equivalents on prior RSU grants, modestly increasing his direct holdings.

Rhea-AI Filing Summary

ASTEC INDUSTRIES INC (ASTE) reported that its Chief Financial Officer, Brian James Harris, received a grant of 37 shares of common stock on August 28, 2026 as a grant/award acquisition. A footnote explains these shares represent dividend equivalents earned on prior RSU grant awards, bringing his directly held common shares to 15,770 after the transaction.

Insider Trade Summary

Grant/Award: 37 shares

Grant/Award 1 txn

Insider Harris Brian James

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	37	$0.00	$0.00

Holdings After Transaction: Common Stock — 15,770 shares (Direct)

Footnotes (1)

1. F1. Represents dividend equivalents earned on the prior RSU grant awards.

Key Figures

Shares granted: 37 shares Price per share for award: $0.00 per share Holdings after transaction: 15,770 shares

3 metrics

Shares granted 37 shares Common stock grant/award acquisition on August 28, 2026

Price per share for award $0.00 per share Reported for the 37-share grant classified as a grant/award acquisition

Holdings after transaction 15,770 shares CFO’s directly held Astec Industries common stock after the August 28, 2026 award

Key Terms

dividend equivalents, RSU grant awards, grant/award acquisition

3 terms

dividend equivalents financial

"Represents dividend equivalents earned on the prior RSU grant awards"

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

RSU grant awards financial

"Represents dividend equivalents earned on the prior RSU grant awards"

grant/award acquisition financial

"classified as a grant/award acquisition of common stock"

FAQ

What insider transaction did ASTE’s CFO report on August 28, 2026?

Astec Industries’ CFO, Brian James Harris, reported a grant of 37 shares of common stock on August 28, 2026, classified as a grant/award acquisition and not a market purchase or sale.

How many ASTE shares does the CFO hold after this reported transaction?

After the August 28, 2026 award, CFO Brian James Harris directly holds 15,770 shares of Astec Industries common stock, according to the Form 4 disclosure.

What is the nature of the 37 ASTE shares granted to the CFO?

The 37 shares of Astec Industries common stock represent dividend equivalents earned on the CFO’s prior RSU grant awards, rather than a new cash-funded purchase in the open market.

Was there a purchase price for the 37 ASTE shares awarded to the CFO?

The filing reports a price per share of $0.00 for the 37 shares, consistent with a grant or award of dividend-equivalent shares rather than a cash purchase.

Was the ASTE CFO’s Form 4 transaction under a Rule 10b5-1 trading plan?

No. The Form 4’s Rule 10b5-1 checkbox is not marked as an affirmative plan, and there is no footnote indicating that the August 28, 2026 award was made under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 09/02/2026 - 04:16 PM Accepted by SEC EDGAR 09/02/2026 - 04:15 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Harris Brian James

(Last) (First) (Middle)

1725 SHEPHERD RD

(Street)

CHATTANOOGA TENNESSEE 37421

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ASTEC INDUSTRIES INC [ ASTE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/28/2026		A		37(1)	A	$0.00	15,770	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents dividend equivalents earned on the prior RSU grant awards.

Remarks:

	/s/ Edward Terrell Gilbert, JR as attorney in fact for Brian Harris	09/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)