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[Form 4] Astec Industries Inc Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

William D. Gehl, a director of Astec Industries, reported two non-derivative acquisitions of Common Stock (ASTE) on 08/29/2025. The filing shows these shares were recorded at a $0.00 price because they represent dividend equivalents credited on prior RSU awards and deferred stock units reinvested from dividend rights. Following the reported transactions the Form 4 lists beneficial ownership balances of 40,451 and 40,503 shares (direct ownership). The Form 4 was signed by an attorney-in-fact on behalf of Mr. Gehl on 09/02/2025. The filing discloses no cash purchase, no disposals, and no derivative transactions.

Positive
  • Insider increased equity stake through credited dividend equivalents and reinvested deferred stock units
  • Clear disclosure of transaction dates, amounts, ownership form (direct), and explanatory remarks consistent with compensation plan activity
Negative
  • None.

Insights

TL;DR: Director acquired shares via dividend equivalents and deferred units, increasing direct common stock balances without cash outlay.

The transactions are routine compensation-related adjustments rather than open-market purchases. The shares were credited at $0.00 because they derive from dividend equivalents on restricted stock units and reinvested deferred stock units, which is common for equity compensation plans. The reported beneficial ownership balances (40,451 and 40,503 shares) appear to reflect updated holdings after the crediting events. This disclosure has minimal immediate impact on company valuation but provides transparency on insider equity accumulation.

TL;DR: Insider equity increased through in-plan mechanisms; disclosure complies with Section 16 reporting norms.

The Form 4 properly identifies Mr. Gehl as a director and reports acquisitions tied to equity compensation mechanics (dividend equivalents and reinvestment into deferred stock units). The filing includes the preparer/attorney-in-fact signature and transaction dates, satisfying standard governance and disclosure controls. There are no indications of related-party transactions, option exercises, or unexpected disposals that would raise governance concerns.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GEHL WILLIAM D

(Last) (First) (Middle)
1725 SHEPHERD RD

(Street)
CHATTANOOGA TN 37421

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ASTEC INDUSTRIES INC [ ASTE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/29/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/29/2025 A 10(1) A $0.00 40,451 D
Common Stock 08/29/2025 A 52(2) A $0.00 40,503 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents dividend equivalents earned on the prior RSU grant awards.
2. Reflects acquisition of deferred stock units pursuant to reinvestment of dividend equivalent rights.
Remarks:
/s/ Edward Terrell Gilbert, JR, as attorney in fact for William D Gehl 09/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Astec Industries director William D. Gehl report on Form 4 (ASTE)?

Mr. Gehl reported two acquisitions of Common Stock on 08/29/2025 tied to dividend equivalents and reinvested deferred stock units, recorded at $0.00.

Why are the reported share acquisitions priced at $0.00 on the ASTE Form 4?

The filing states these shares result from dividend equivalents on prior RSU grants and the reinvestment of dividend equivalent rights into deferred stock units, which are credited without a cash purchase price.

How many shares did William D. Gehl show as beneficially owned after the transactions?

The Form 4 lists beneficial ownership balances of 40,451 and 40,503 shares (direct ownership) following the reported credits.

When were the Form 4 transactions and when was the form signed?

Transactions are dated 08/29/2025 and the Form 4 was signed by an attorney-in-fact on behalf of Mr. Gehl on 09/02/2025.

Do these Form 4 entries indicate any derivative transactions or dispositions by Mr. Gehl?

No. The filing shows only non-derivative acquisitions via compensation mechanisms and does not report any dispositions or derivative securities.
Astec Inds Inc

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1.04B
22.61M
1.19%
97.86%
2.22%
Farm & Heavy Construction Machinery
Construction Machinery & Equip
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United States
CHATTANOOGA