Astec's Michael Norris granted 23 dividend shares

Group President Michael Paul Norris received 23 additional ASTE shares as dividend equivalents on prior RSU grants, bringing his direct holdings to 22,448 shares.

Rhea-AI Filing Summary

ASTEC INDUSTRIES INC (symbol: ASTE) is the issuer of record for a Form 4 filing submitted to the SEC. NORRIS MICHAEL PAUL reported acquisition or exercise transactions in this Form 4 filing.

ASTEC INDUSTRIES INC (ASTE) reported that Group President Michael Paul Norris received a compensation-related award of 23 shares of Common Stock on August 28, 2026. The award represents dividend equivalents earned on prior restricted stock unit grants and was received at no cash cost, increasing his direct holdings to 22,448 shares. No Rule 10b5-1 trading plan is reported in connection with this award.

Insider Trade Summary

Grant/Award: 23 shares

Grant/Award 1 txn

Insider NORRIS MICHAEL PAUL

Role GROUP PRESIDENT

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	23	$0.00	$0.00

Holdings After Transaction: Common Stock — 22,448 shares (Direct)

Footnotes (1)

1. F1. Represents dividend equivalents earned on the prior RSU grant awards.

Key Figures

Shares acquired: 23 shares Price per share: $0.00 per share Shares owned after transaction: 22,448 shares +1 more

4 metrics

Shares acquired 23 shares Compensation-related award of Common Stock on August 28, 2026

Price per share $0.00 per share Reported for the 23-share award on August 28, 2026

Shares owned after transaction 22,448 shares Direct holdings of Michael Paul Norris after the August 28, 2026 award

Transactions acquiring shares 1 transaction Non-derivative award reported on this Form 4

Key Terms

dividend equivalents, RSU grant awards

2 terms

dividend equivalents financial

"Represents dividend equivalents earned on the prior RSU grant awards."

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

RSU grant awards financial

"Represents dividend equivalents earned on the prior RSU grant awards."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ASTE report for Michael Paul Norris?

ASTEC INDUSTRIES INC reported that Group President Michael Paul Norris received a grant of 23 shares of Common Stock on August 28, 2026 as dividend equivalents on prior RSU awards, raising his direct ownership to 22,448 shares.

Was the August 28, 2026 ASTE insider share award an open-market purchase?

No. The 23 shares reported for August 28, 2026 were a compensation-related award representing dividend equivalents on prior RSU grants, received at a stated price of $0.00 per share, not an open-market purchase.

How many ASTE shares does Michael Paul Norris hold after this Form 4 transaction?

After the August 28, 2026 award, Group President Michael Paul Norris directly holds 22,448 shares of ASTEC INDUSTRIES INC Common Stock as reported in the filing.

Was the ASTE Form 4 transaction under a Rule 10b5-1 trading plan?

No. The filing indicates that no Rule 10b5-1 trading plan applies to the August 28, 2026 award of 23 dividend-equivalent shares to Michael Paul Norris.

What is the nature of the 23 ASTE shares awarded to Michael Paul Norris?

The 23 shares of ASTE Common Stock reported for August 28, 2026 represent dividend equivalents earned on prior RSU grant awards, effectively crediting him with additional shares tied to earlier restricted stock unit grants.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/02/2026 - 04:16 PM EDT Accepted by SEC EDGAR 09/02/2026 - 04:15 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

NORRIS MICHAEL PAUL

(Last) (First) (Middle)

1725 SHEPHERD RD

(Street)

CHATTANOOGA TENNESSEE 37421

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ASTEC INDUSTRIES INC [ ASTE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	GROUP PRESIDENT

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/28/2026		A		23(1)	A	$0.00	22,448	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents dividend equivalents earned on the prior RSU grant awards.

Remarks:

	/s/ Edward Terrell Gilbert, JR as attorney in fact for Michael Paul Norris	09/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)