[Form 4] Astec Industries Inc Insider Trading Activity

Rhea-AI Filing Summary

Nalin Jain, a director of Astec Industries, reported a non-cash acquisition of common stock on 08/29/2025. The Form 4 shows the reporting person acquired shares through dividend equivalents earned on prior restricted stock unit awards, with a reported price of $0.00. Following the transaction the filing reports 10,542 shares beneficially owned in a direct ownership form. The filing was submitted as a single-reporting-person Form 4 and was signed by an attorney-in-fact on behalf of Mr. Jain.

Positive

• Timely disclosure: The Form 4 records the transaction and filing details, fulfilling Section 16 reporting obligations.
• Non-cash acquisition from RSU dividend equivalents: Shares were received as dividend equivalents, priced at $0.00, indicating equity compensation settlement rather than a market purchase.
• Direct beneficial ownership disclosed: Filing reports 10,542 shares beneficially owned following the transaction.

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: Routine insider receipt of dividend-equivalent shares from prior RSUs; standard disclosure, no cash purchase.

The Form 4 documents a non-cash issuance of common stock to a director resulting from dividend equivalents on previously granted RSUs. This is a customary equity compensation settlement that increases reported direct ownership to 10,542 shares. From a governance perspective, the disclosure is timely and follows Section 16 reporting requirements. There are no indications in the filing of unusual timing, option exercises, or dispositions that would raise governance concerns.

Securities Analyst

TL;DR: Administrative equity accrual for a director; immaterial to company capital structure in isolation.

The transaction is recorded as an acquisition at a $0.00 price due to dividend equivalents on RSUs and does not reflect a market purchase. The filing reports direct beneficial ownership of 10,542 shares after the transaction. This type of entry is typically immaterial to overall share count unless part of a larger, recurring pattern of equity settlements; the Form 4 itself provides no evidence of material impact on outstanding shares or dilution beyond the reported conversion event.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jain Nalin

(Last) (First) (Middle)

1725 SHEPHERD RD

(Street)

CHATTANOOGA TN 37421

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ASTEC INDUSTRIES INC [ ASTE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/29/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/29/2025		A		10(1)	A	$0.00	10,542	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents dividend equivalents earned on the prior RSU grant awards.

Remarks:

	/s/ Edward Terrell Gilbert, JR as attorney in fact for Nalin Jain	09/02/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Nalin Jain report on the Form 4 for ASTE?

The Form 4 reports a non-cash acquisition on 08/29/2025 of shares received as dividend equivalents on prior RSUs, with 10,542 shares beneficially owned after the transaction.

Was cash paid for the shares reported on the Form 4 for ASTE?

No. The filing shows a reported price of $0.00, indicating the shares were received as dividend equivalents rather than purchased.

What is the relationship of the reporting person to ASTE?

The reporting person, Nalin Jain, is identified as a Director of Astec Industries in the filing.

When was the transaction executed and when was the Form 4 signed?

The transaction date is 08/29/2025 and the Form 4 was signed by an attorney-in-fact on 09/02/2025.

Does the Form 4 indicate any dispositions or market trades by the reporting person?

No. The filing records an acquisition resulting from dividend equivalents and does not report any dispositions or market purchases.