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Asure Software CFO has 3,252 shares withheld for tax

The three withholdings were linked to restricted stock units related to awards dating to 2024, 2025 and February 2026.

(Neutral)

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Form Type
4

Rhea-AI Filing Summary

Asure Software, Inc. Chief Financial Officer John F. Pence had 628, 1,312 and 1,312 shares withheld on October 1, 2026, to pay tax liabilities associated with restricted stock unit vesting. Each transaction lists $7.68 per share. The RSUs related to performance stock units awarded as settlement on February 27, 2026, and grants made on January 1, 2024, and January 1, 2025.

Insider Pence John F
Role Chief Financial Officer
Type Security Shares Price Value
Tax Withholding Asure Software, Inc. Common Stock ($0.01 par value) F1 628 $7.68 $5K
Tax Withholding Asure Software, Inc. Common Stock ($0.01 par value) F2 1,312 $7.68 $10K
Tax Withholding Asure Software, Inc. Common Stock ($0.01 par value) F3 1,312 $7.68 $10K
Holdings After Transaction: Asure Software, Inc. Common Stock ($0.01 par value) — 293,310 shares (Direct)
Footnotes (3)
  1. F1. These shares represent the payment of tax liability associated with the vesting of restricted stock units that were originally awarded as settlement of performance stock units on February 27, 2026.
  2. F2. These shares represent the payment of tax liability associated with the vesting of restricted stock units that were originally granted on January 1, 2024.
  3. F3. These shares represent the payment of tax liability associated with the vesting of restricted stock units that were originally granted on January 1, 2025.
Total shares withheld 3,252 shares Tax liability payments across three transactions on October 1, 2026
Withholding tied to performance stock units 628 shares Restricted stock units awarded as settlement of performance stock units
Withholding tied to January 1, 2024, grant 1,312 shares Restricted stock units originally granted on January 1, 2024
Withholding tied to January 1, 2025, grant 1,312 shares Restricted stock units originally granted on January 1, 2025
Reported price per share $7.68 per share Each transaction on October 1, 2026
restricted stock units financial
"vesting of restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
performance stock units financial
"settlement of performance stock units"
Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.
vesting financial
"associated with the vesting of restricted stock units"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many ASUR shares did John F. Pence have withheld for taxes?

On October 1, 2026, 3,252 shares were withheld across three transactions: 628, 1,312 and 1,312 shares. Each transaction was reported at $7.68 per share, and the footnotes link the withholdings to tax liabilities associated with restricted stock unit vesting.

Which ASUR stock awards were connected to the share withholding?

The 628-share withholding related to restricted stock units originally awarded as settlement of performance stock units on February 27, 2026. The 1,312-share transactions related to restricted stock units originally granted on January 1, 2024, and January 1, 2025, respectively.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pence John F

(Last)(First)(Middle)
C/O ASURE SOFTWARE, INC.
405 COLORADO STREET, SUITE 1800

(Street)
AUSTIN TEXAS 78701

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ASURE SOFTWARE INC [ ASUR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Asure Software, Inc. Common Stock ($0.01 par value)10/01/2026F(1)628D$7.68295,934D
Asure Software, Inc. Common Stock ($0.01 par value)10/01/2026F(2)1,312D$7.68294,622D
Asure Software, Inc. Common Stock ($0.01 par value)10/01/2026F(3)1,312D$7.68293,310D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares represent the payment of tax liability associated with the vesting of restricted stock units that were originally awarded as settlement of performance stock units on February 27, 2026.
2. These shares represent the payment of tax liability associated with the vesting of restricted stock units that were originally granted on January 1, 2024.
3. These shares represent the payment of tax liability associated with the vesting of restricted stock units that were originally granted on January 1, 2025.
Remarks:
/s/ John Pence10/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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