ASE officer reports shares and stock options holdings
ASE Technology Holding Co., Ltd. officer Chung Chih-Hsiao reported his equity holdings.
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Form Type
3/A
Rhea-AI Filing Summary
ASE Technology Holding Co., Ltd. officer Chung Chih-Hsiao reported his equity holdings. He directly holds 30,000 Ordinary Shares and two stock option grants over a total of 865,000 Ordinary Shares. One option covers 365,000 shares at an exercise price of NT$41.10 expiring on August 22, 2028. The other covers 500,000 shares at NT$99.70 expiring on August 17, 2033. The 2018 grant is fully vested and exercisable, while the 2023 grant vests in seven semi-annual installments through August 18, 2028.
Insider Trade Summary
3 transactions reported
Mixed
3 txns
Insider
Chung Chih-Hsiao
Role
GM, ASE Japan & Wuxi Tongzhi
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
Holdings After Transaction:
Stock Option (Right to Buy) — 865,000 contracts (Direct);
Ordinary Shares — 30,000 shares (Direct)
Footnotes (3)
- F1. Reflects stock options to purchase Ordinary Shares. These stock options were granted on November 23, 2018 and are fully vested and exercisable.
- F2. The option exercise price reflects New Taiwan dollars.
- F3. Reflects stock options to purchase Ordinary Shares. These stock options were granted on August 18, 2023 and vest in seven semi-annual installments. 40% of the options vested on August 18, 2025, 10% of the options vested on February 18, 2026, and the remaining installments will vest at 10% each on August 18 2026, February 18, 2027, August 18, 2027, February 18, 2028 and August 18, 2028.
Key Figures
Direct Ordinary Shares: 30,000 shares
Option underlying shares (2018 grant): 365,000 shares
Exercise price (2018 grant): NT$41.10 per share
+2 more
5 metrics
Direct Ordinary Shares
30,000 shares
Directly held Ordinary Shares following reported holdings
Option underlying shares (2018 grant)
365,000 shares
Underlying Ordinary Shares for option at NT$41.10, expiring 2028-11-22
Exercise price (2018 grant)
NT$41.10 per share
Stock Option (Right to Buy) over 365,000 Ordinary Shares
Option underlying shares (2023 grant)
500,000 shares
Underlying Ordinary Shares for option at NT$99.70, expiring 2033-08-17
Exercise price (2023 grant)
NT$99.70 per share
Stock Option (Right to Buy) over 500,000 Ordinary Shares
Key Terms
Ordinary Shares, Stock Option (Right to Buy, fully vested and exercisable, semi-annual installments, +1 more
5 terms
Stock Option (Right to Buy financial
"He holds two stock option awards labeled Stock Option (Right to Buy)"
fully vested and exercisable financial
"The November 23, 2018 option grant is described as fully vested and exercisable"
semi-annual installments financial
"The August 18, 2023 grant vests in seven semi-annual installments"
exercise price financial
"One option has an exercise price of NT$41.10 per share"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider holdings does Chung Chih-Hsiao report in ASE Technology (ASX)?
Chung Chih-Hsiao reports direct ownership of 30,000 Ordinary Shares of ASE Technology Holding Co., Ltd. He also holds stock options over 865,000 Ordinary Shares, split between two grants with different exercise prices and expiration dates, providing additional potential equity exposure.
What stock option awards does Chung Chih-Hsiao hold in ASE Technology (ASX)?
He holds two stock option awards labeled Stock Option (Right to Buy). One covers 365,000 Ordinary Shares at NT$41.10, and another covers 500,000 Ordinary Shares at NT$99.70. Both options provide the right to purchase ASE Technology Ordinary Shares at fixed prices.
When do Chung Chih-Hsiao’s ASE Technology (ASX) stock options expire?
His stock options have two different expiration dates. The grant with a NT$41.10 exercise price expires on November 22, 2028. The grant with a NT$99.70 exercise price expires on August 17, 2033, giving him a long-dated option position in ASE Technology shares.
How are Chung Chih-Hsiao’s ASE Technology (ASX) options vested?
The November 23, 2018 option grant is described as fully vested and exercisable. The August 18, 2023 grant vests in seven semi-annual installments, with 40% and 10% tranches already vested and remaining 10% installments scheduled through August 18, 2028.
In what currency are Chung Chih-Hsiao’s ASE Technology (ASX) option prices set?
The filing notes that each option exercise price is stated in New Taiwan dollars. One option has an exercise price of NT$41.10 per share and the other NT$99.70 per share, reflecting the currency convention used by ASE Technology.
AI-generated analysis. How Rhea-AI works. Not financial advice.
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