STOCK TITAN

ASE Technology (NYSE: ASX) officer sells 2,000 Ordinary Shares, keeps 757,000

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

ASE Technology Holding Co., Ltd. Chief Administration Officer Du-Tsuen Uang reported an open-market sale of 2,000 Ordinary Shares on July 6, 2026. The shares were sold at NT$687.0000 per share. After this transaction, Uang directly holds 757,000 Ordinary Shares.

Positive

  • None.

Negative

  • None.
Insider Uang Du-Tsuen
Role Chief Administration Officer
Sold 2,000 shs ($1.37M)
Type Security Shares Price Value
Sale Ordinary Shares 2,000 $687.00 $1.37M
Holdings After Transaction: Ordinary Shares — 757,000 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares sold 2,000 shares Open-market sale on July 6, 2026
Sale price NT$687.0000 per share Ordinary Shares transaction
Shares held after transaction 757,000 shares Direct ownership following sale
Transaction type Open-market sale (code S) Non-derivative Ordinary Shares
open-market sale financial
"transaction_action: "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Ordinary Shares financial
"security_title: "Ordinary Shares""
Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
New Taiwan Dollars financial
"footnote: "New Taiwan Dollars.""
The New Taiwan Dollar (NTD) is the official currency used in Taiwan for everyday transactions, like buying groceries or paying bills. For investors, it matters because its value can influence Taiwan’s economy and affect the profitability of investments related to the region. Changes in the currency’s strength can also impact international trade and financial markets involving Taiwan.
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FAQ

What insider transaction did ASX executive Du-Tsuen Uang report?

Chief Administration Officer Du-Tsuen Uang reported an open-market sale of 2,000 Ordinary Shares. The transaction occurred on July 6, 2026, and was disclosed as a routine Form 4 insider trading report with direct ownership noted after the sale.

At what price were ASE Technology (ASX) shares sold in this Form 4?

The 2,000 Ordinary Shares were sold at a price of NT$687.0000 per share. A footnote clarifies the currency is New Taiwan Dollars, indicating the transaction value was calculated in that local currency rather than U.S. dollars.

How many ASE Technology (ASX) shares does Du-Tsuen Uang hold after the sale?

Following the reported sale, Du-Tsuen Uang directly holds 757,000 Ordinary Shares. This post-transaction balance shows that the 2,000 shares sold represent only a small portion of his overall direct holdings in ASE Technology.

Was the ASX insider sale reported as a buy or sell transaction?

The transaction is classified as a sell, specifically an open-market sale. The Form 4 uses transaction code “S” and describes it as a sale in open market or private transaction, confirming it reduced the executive’s directly held Ordinary Shares.

What type of security is involved in this ASE Technology (ASX) Form 4?

The filing involves ASE Technology Ordinary Shares, reported as non-derivative securities. There are no derivative transactions or remaining derivative positions disclosed in this Form 4, focusing solely on the direct share sale and resulting ownership.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Uang Du-Tsuen

(Last)(First)(Middle)
ROOM 1901, NO. 333
SECTION 1 KEELUNG RD.

(Street)
TAIPEITAIWAN110

(City)(State)(Zip)

TAIWAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
ASE Technology Holding Co., Ltd. [ ASX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Administration Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares07/06/2026S2,000D$687(1)757,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. New Taiwan Dollars.
/s/ Georgette Yeh, attorney-in-fact for Du-Tsuen Uang07/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)