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ASE Technology (ASX) executive reports 250K options and 69K Ordinary Shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

ASE Technology Holding Co., Ltd. executive Hsiang Kenneth, CEO of ISE Labs, filed an initial ownership report showing his current equity position. He holds stock options to purchase 250,000 Ordinary Shares at an exercise price of New Taiwan dollars 41.1000 per share, fully vested and exercisable and expiring on November 22, 2028. He also directly holds 69,000 Ordinary Shares.

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Insider Hsiang Kenneth
Role CEO, ISE Labs
Type Security Shares Price Value
holding Stock Option (Right to Buy) -- -- --
holding Ordinary Shares -- -- --
Holdings After Transaction: Stock Option (Right to Buy) — 250,000 shares (Direct); Ordinary Shares — 69,000 shares (Direct)
Footnotes (1)
  1. Reflects stock options to purchase Ordinary Shares. These stock options were granted on November 23, 2018 and are fully vested and exercisable. The option exercise price reflects New Taiwan dollars.
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Hsiang Kenneth
(Last)(First)(Middle)
ROOM 1901, NO. 333
SECTION 1 KEELUNG RD.
(Street)
TAIPEITAIWAN110
(City)(State)(Zip)
TAIWAN, PROVINCE OF CHINA
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026		3. Issuer Name and Ticker or Trading Symbol
ASE Technology Holding Co., Ltd. [ ASX ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CEO, ISE Labs
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares69,000D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy) (1)11/22/2028Ordinary Shares250,000$41.1(2)D
Explanation of Responses:
1. Reflects stock options to purchase Ordinary Shares. These stock options were granted on November 23, 2018 and are fully vested and exercisable.
2. The option exercise price reflects New Taiwan dollars.
Remarks:
Exhibit List - Exhibit 24.1 - Power of Attorney
/s/ Georgette Yeh, attorney-in-fact for Kenneth Hsiang03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What does the Form 3 filing by ASE Technology (ASX) executive Hsiang Kenneth show?

The Form 3 filing reports Hsiang Kenneth’s existing ownership in ASE Technology. It shows his direct holdings of 69,000 Ordinary Shares and fully vested stock options to purchase 250,000 Ordinary Shares, providing transparency into his equity position as CEO of ISE Labs.

How many ASE Technology (ASX) Ordinary Shares does Hsiang Kenneth directly own?

Hsiang Kenneth directly owns 69,000 Ordinary Shares of ASE Technology. This figure is reported as his total direct Ordinary Share holdings following the reported position on the Form 3, separate from any additional shares underlying his stock options.

What stock options are reported for Hsiang Kenneth in ASE Technology (ASX)?

The filing reports stock options allowing Hsiang Kenneth to purchase 250,000 Ordinary Shares. These options were granted on November 23, 2018, are fully vested and exercisable, and have an exercise price of New Taiwan dollars 41.1000 per share, expiring on November 22, 2028.

Are the ASE Technology (ASX) stock options held by Hsiang Kenneth fully vested?

Yes, the stock options reported for Hsiang Kenneth are fully vested and exercisable. A footnote explains that the options to purchase 250,000 Ordinary Shares, granted on November 23, 2018, are now fully vested, meaning he can exercise them at any time before expiration.

What is the exercise price and expiration date of Hsiang Kenneth’s ASE Technology (ASX) stock options?

The options have an exercise price of New Taiwan dollars 41.1000 per share and expire on November 22, 2028. This means he can buy up to 250,000 Ordinary Shares at that price any time before that expiration date, subject to market conditions.

Does the ASE Technology (ASX) Form 3 show any recent buy or sell transactions by Hsiang Kenneth?

The Form 3 does not report any buy or sell transactions. It classifies the entries as holdings, with transaction direction marked as unknown and neutral, indicating the filing is an initial statement of beneficial ownership rather than a record of new trades.