STOCK TITAN

ASE Technology director granted 85K shares

Director Andrew R. Tang received a 85,000-share award in ASE Technology Holding, bringing his direct holdings to 310,000 shares.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ASE Technology Holding Co., Ltd. (symbol: ASX) is the issuer of record for a Form 4 filing submitted to the SEC. Tang Andrew R reported acquisition or exercise transactions in this Form 4 filing.

ASE Technology Holding Co., Ltd. (ASX) director Andrew R. Tang received a grant or award of 85,000 Ordinary Shares on September 7, 2026, at a reported price of $0.00 per share, consistent with a compensation-related share award. Following this award, he directly holds 310,000 Ordinary Shares of ASE Technology Holding Co., Ltd. No Rule 10b5-1 trading plan is reported for this transaction.

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Insider Tang Andrew R
Role Director
Type Security Shares Price Value
Grant/Award Ordinary Shares 85,000 $0.00 $0.00
Holdings After Transaction: Ordinary Shares — 310,000 shares (Direct)
Ordinary Shares granted 85,000 shares Grant or award reported for September 7, 2026
Reported price per share for award $0.00 per share Grant or award of 85,000 Ordinary Shares on September 7, 2026
Shares held after transaction 310,000 shares Direct ownership by Andrew R. Tang following the September 7, 2026 award

FAQ

What insider transaction was reported for ASX director Andrew R. Tang?

Andrew R. Tang reported a grant or award of 85,000 Ordinary Shares of ASE Technology Holding Co., Ltd. on September 7, 2026, received at a reported price of $0.00 per share, reflecting a compensation-related equity award rather than a market purchase.

How many ASX shares does Andrew R. Tang own after this Form 4 transaction?

After the reported award, Andrew R. Tang directly owns 310,000 Ordinary Shares of ASE Technology Holding Co., Ltd. This figure reflects his direct holdings immediately following the September 7, 2026 share grant.

Was the ASX insider transaction under a Rule 10b5-1 trading plan?

No. The filing indicates that no Rule 10b5-1 trading plan applies to the reported September 7, 2026 transaction for Andrew R. Tang, meaning the award was not executed under a pre-arranged trading plan framework.

Did Andrew R. Tang buy ASX shares on the open market?

No. The Form 4 describes the September 7, 2026 transaction as a grant or award of 85,000 Ordinary Shares at $0.00 per share, which is consistent with a compensation award rather than an open-market purchase.

What type of security did Andrew R. Tang receive from ASX?

Andrew R. Tang received Ordinary Shares of ASE Technology Holding Co., Ltd. The reported award on September 7, 2026 covered 85,000 Ordinary Shares, increasing his direct ownership to 310,000 Ordinary Shares after the transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Tang Andrew R

(Last)(First)(Middle)
ROOM 1901, NO. 333
SECTION 1 KEELUNG RD.

(Street)
TAIPEITAIWAN110

(City)(State)(Zip)

TAIWAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
ASE Technology Holding Co., Ltd. [ ASX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares09/07/2026A85,000A$0310,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Georgette Yeh, attorney-in-fact for Andrew R. Tang09/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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