ASE Technology director granted 600K shares at $0

Director Wu Tien-Yue received a 600,000-share equity grant in ASE Technology Holding Co., Ltd., increasing direct holdings to over 8.2 million shares.

Rhea-AI Filing Summary

ASE Technology Holding Co., Ltd. (ASX) reported that director Wu Tien-Yue received a grant or award of 600,000 Ordinary Shares on September 7, 2026. The shares were acquired at a stated price of $0.00 per share, bringing Wu's direct holdings to 8,277,473 Ordinary Shares. No Rule 10b5-1 trading plan is reported for this transaction.

Insider Trade Summary

Grant/Award: 600,000 shares

Grant/Award 1 txn

Insider Wu Tien-Yue

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Ordinary Shares	600,000	$0.00	$0.00

Holdings After Transaction: Ordinary Shares — 8,277,473 shares (Direct)

Key Figures

Shares granted: 600,000 Ordinary Shares Transaction price per share: $0.00 per share Shares held after transaction: 8,277,473 Ordinary Shares +1 more

4 metrics

Shares granted 600,000 Ordinary Shares Grant or award acquisition on September 7, 2026

Transaction price per share $0.00 per share Reported for the 600,000-share grant to Wu Tien-Yue

Shares held after transaction 8,277,473 Ordinary Shares Direct holdings of Wu Tien-Yue following the grant

Transaction date September 7, 2026 Date of the reported grant or award acquisition

Key Terms

Ordinary Shares, Grant, award, or other acquisition, Rule 10b5-1

3 terms

Ordinary Shares financial

"The transaction involved Ordinary Shares of ASE Technology Holding Co., Ltd."

Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.

Grant, award, or other acquisition financial

"The transaction is classified as a Grant, award, or other acquisition."

Rule 10b5-1 regulatory

"No Rule 10b5-1 trading plan is reported for this transaction."

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

What insider transaction did ASX disclose for Wu Tien-Yue?

ASX disclosed that director Wu Tien-Yue received a grant or award of 600,000 Ordinary Shares on September 7, 2026, recorded as an acquisition rather than an open-market purchase.

How many ASE Technology (ASX) shares does Wu Tien-Yue hold after this Form 4 transaction?

After the reported grant, Wu Tien-Yue directly holds 8,277,473 Ordinary Shares of ASE Technology Holding Co., Ltd., according to the Form 4.

What was the price per share for the 600,000 ASE Technology (ASX) shares granted?

The filing reports a transaction price of $0.00 per share for the 600,000 Ordinary Shares, consistent with a compensation-related grant or award rather than a market purchase.

Was the ASX insider transaction for Wu Tien-Yue under a Rule 10b5-1 plan?

No. The Form 4 indicates that no Rule 10b5-1 trading plan applies to this transaction, meaning it is not reported as executed under a pre-arranged trading plan.

What type of security was involved in Wu Tien-Yue’s ASX Form 4 filing?

The transaction involved Ordinary Shares of ASE Technology Holding Co., Ltd., reported as a non-derivative security acquired through a grant or award.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/09/2026 - 06:09 AM Accepted by SEC EDGAR 09/09/2026 - 06:09 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wu Tien-Yue

(Last) (First) (Middle)

ROOM 1901, NO. 333

SECTION 1 KEELUNG RD.

(Street)

TAIPEI TAIWAN 110

(City) (State) (Zip)

TAIWAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
ASE Technology Holding Co., Ltd. [ ASX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/07/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Ordinary Shares	09/07/2026		A		600,000	A	$0	8,277,473	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Georgette Yeh, attorney-in-fact for Tien-Yue Wu	09/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)