Every 8-K that AtlasClear Holdings, Inc. (ATCH) has filed with the SEC in the last 24 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A 8-K covers material events a company has to report between its quarterly reports, so if you follow ATCH and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full ATCH filings page.
AtlasClear Holdings, Inc. (ATCH) disclosed that on September 11, 2026 it entered into Amendment No. 1 to its Debenture Agreement with Sixth Borough Capital Fund, LP, an entity controlled by director Robert D. Keyser, Jr. The Debenture, originally dated August 4, 2025, covers a principal borrowing of $500,000.
The amendment extends the maturity date of the debenture from August 3, 2026 to February 3, 2027, with the debt still subject to accelerated repayment under certain circumstances. The full text of the amendment is filed as Exhibit 10.1.
AtlasClear Holdings, Inc. reported that its stockholders approved a first amendment to the company’s 2024 Equity Incentive Plan. This amendment, previously approved by the board subject to stockholder approval, increases the number of shares of common stock authorized for issuance under the plan by 15,000,000.
The company refers investors to its definitive proxy statement filed on April 30, 2026, as supplemented on May 12, 2026, for a detailed summary of the plan and the amendment. The full text of the amendment is filed as an exhibit to this report.
AtlasClear Holdings, Inc. reported results from its annual stockholder meeting. Stockholders elected six director nominees to serve through the annual meeting for the fiscal year ending June 30, 2027, ensuring continuity of the board.
They also approved an amendment to the 2024 Equity Incentive Plan to increase the number of common shares reserved for issuance by 15,000,000, expanding the pool available for equity-based compensation. In addition, stockholders ratified the appointment of Haynie & Company as the independent registered public accounting firm for the fiscal year ending June 30, 2026.
The meeting quorum was based on 150,337,774 shares outstanding as of the April 27, 2026 record date, with 59,305,797 shares represented, or approximately 39.4% of shares entitled to vote.
AtlasClear Holdings, Inc. reported a strong fiscal third quarter ended March 31, 2026, highlighted by rapid growth and a turnaround in profitability. Revenue rose 65% year-over-year to $4.2 million, while fiscal year-to-date revenue increased 67% to $13.5 million.
The company generated fiscal year-to-date net income of $4.4 million, or $0.05 per diluted share, reversing a net loss per share in the prior-year period. Stock locate and securities lending revenue became a meaningful contributor at $3.0 million year-to-date.
AtlasClear also significantly strengthened its balance sheet, cutting legacy de-SPAC liabilities from about $34 million to under $1 million and improving stockholders’ equity from a $(6.8) million deficit to $22.3 million. Cash and cash equivalents were $16.7 million, with total cash of about $41.2 million, supporting ongoing operational and strategic initiatives.
AtlasClear Holdings, Inc. filed a proxy supplement ahead of its May 27, 2026 annual meeting, correcting and updating details in its proxy materials.
The supplement clarifies that a quorum requires at least 33.3% of the voting power of issued and outstanding shares present in person or by proxy. It also confirms that 590,046 shares of common stock are currently authorized and available for issuance under the 2024 Equity Incentive Plan, after a 1-for-60 reverse stock split on December 31, 2024.
Stockholders are being asked to approve an amendment to increase shares reserved under the plan by 15,000,000, bringing the total to 15,590,046 shares, to support employee, director and contractor equity awards. Approval of Proposal 2 requires a majority of votes cast by stockholders present in person or by proxy and entitled to vote.
AtlasClear Holdings, Inc. reported fiscal second quarter 2026 results showing a sharp financial turnaround. Revenue rose 84% year over year to $5.1 million, driven by higher commissions, stock locate services, lending, and clearing activity. Net income reached $6.8 million, supported by operating growth and non-cash fair value adjustments.
Stockholders’ equity turned positive at $21.7 million after a prior deficit, while cash and restricted cash totaled $46.2 million and total assets increased to $77.6 million. The company completed a $20 million financing split between a secured convertible note and an equity unit offering, and management believes current liquidity and expected cash flows can support operations for at least the next twelve months. Subsidiary Wilson-Davis & Co. ended the quarter with $14.7 million of net capital, exceeding regulatory requirements by $14.4 million.
AtlasClear Holdings, Inc. entered into a definitive share purchase agreement to acquire all outstanding shares of Commercial Bancorp, parent of Farmers State Bank, a profitable, well‑capitalized Federal Reserve member bank. The deal replaces a prior merger agreement that had expired.
Consideration will be predominantly equity-based, with sellers agreeing in the press release to take approximately 73% of total value in AtlasClear common stock and the balance in cash, subject to adjustments. AtlasClear will make a $100,000 earnest money deposit, and upon closing will own 100% of Commercial Bancorp, fully consolidating Farmers State Bank.
The acquisition is intended to give AtlasClear a regulated banking infrastructure, including deposits, payment rails and lending capabilities, supporting its plan to build an integrated clearing, banking and financial services platform. Closing remains subject to customary conditions, including Federal Reserve and Wyoming banking approvals and SEC effectiveness of a resale registration statement for the deal shares.
AtlasClear Holdings, Inc. filed a current report to announce that its wholly owned subsidiary, Wilson-Davis & Co., Inc., released financial results for the month ended October 31, 2025. The company issued a press release on December 1, 2025 detailing these subsidiary results, which are provided as an exhibit to the report.
The disclosure is furnished under the results of operations and financial condition item and is not treated as filed for liability purposes under the securities laws, unless later specifically incorporated by reference into another registration or reporting document.
AtlasClear Holdings, Inc. filed a current report to note that it issued a press release with selected financial results for the fiscal quarter ended September 30, 2025. The company stated that the press release, dated November 14, 2025, discusses its results of operations and financial condition for that quarter and is attached as an exhibit to the report. The filing clarifies that this information is being furnished rather than filed, which affects how it may be used under securities laws.
AtlasClear Holdings (ATCH) furnished an 8-K under Item 2.02 announcing that its wholly owned subsidiary, Wilson-Davis & Co., Inc., released certain financial results for the three months ended September 30, 2025.
The company attached a press release as Exhibit 99.1. The information was furnished, not filed, under the Exchange Act, meaning it is not subject to Section 18 liability or automatically incorporated by reference.
AtlasClear Holdings (ATCH) completed new financing, entering an amended and restated securities purchase agreement and issuing a secured convertible promissory note for a $10,000,000 purchase price. The amended note has $10,097,782 principal (including prior outstanding principal), bears 11% interest payable semi-annually, matures on October 8, 2030, and is convertible at an initial $0.75 per share, subject to anti-dilution and customary adjustments.
The note is secured by substantially all assets of the company and its subsidiaries and includes covenants limiting additional debt, liens, and asset sales. If conversions would exceed 19.9% of outstanding common stock, the company will seek stockholder approval under NYSE American rules.
In a concurrent private placement, the company sold units priced at $0.60 each, consisting of one share and a five-year warrant initially exercisable at $0.75 per share, with a 9.9% beneficial ownership blocker and cash or cashless exercise features. An affiliate of a director purchased $500,000 of units. Registration rights were granted to file for the resale of shares issuable from the note and warrants. Dawson James Securities acted as placement agent with tiered fee percentages.
AtlasClear Holdings, Inc. filed a current report to furnish a press release that announces its financial results for the three months and fiscal year ended June 30, 2025. The press release is included as Exhibit 99.1 and is incorporated by reference. The company notes that this information is being provided under Item 2.02, Results of Operations and Financial Condition, and is treated as “furnished,” not “filed,” under securities laws. AtlasClear’s common stock, par value $0.0001 per share, trades on the NYSE American under the symbol ATCH, and the company is identified as an emerging growth company.
AtlasClear Holdings, Inc. entered into additional convertible note financing and updated key executive employment agreements. The company sold new convertible promissory notes with an aggregate principal amount of $2,400,000 for a gross additional purchase price of $2,000,000, reflecting a 20% original issue discount, in a private placement relying on Section 4(a)(2) and Rule 506. Board member Sandip Patel purchased $1,000,000 of principal and an entity controlled by director Robert D. Keyser Jr. purchased $450,000.
AtlasClear entered or amended multi-year employment agreements with Executive Chairman John Schaible and President Craig Ridenhour, providing escalating base salaries up to $500,000, one-time cash signing bonuses of $300,000 each, stock grants and stock price-based awards, plus severance benefits up to three times salary and target bonus in certain terminations and change in control scenarios. Sandip Patel became General Counsel and Chief Financial Officer under a three-year agreement with a base salary rising to $450,000, a $250,000 signing bonus and similar incentive and severance structures. The board appointed Steven Carlson as a new director and committee member, and Mr. Patel resigned from board committees.
AtlasClear Holdings, Inc. entered into securities purchase agreements with institutional investors to issue convertible promissory notes with an aggregate principal amount of $3.6 million for a gross purchase price of $3.0 million, reflecting a 20% original issue discount. The notes bear no interest and mature on the earlier of six months from issuance or the completion of a Qualified Financing, defined as a capital raise of at least $10 million.
At the closing of a Qualified Financing, each noteholder may elect to convert its note into equity at the same per-share price as the new financing. AtlasClear plans to use the proceeds for general corporate purposes and working capital and may issue up to an additional $2.4 million in principal amount of notes for up to $2.0 million in additional gross proceeds. Dawson James Securities, Inc. is acting as placement agent for a 5% fee on gross proceeds, and $600,000 of the notes are being purchased by Sixth Borough Capital Fund, LP, an entity controlled by a company director who is also the placement agent’s CEO.
AtlasClear Holdings reported that Mark Smith resigned from its board effective August 4, 2025, and the company stated the resignation was not the result of any disagreements over its operations, policies or practices. The board filled the resulting vacancy on August 7, 2025 by appointing Robert D. Keyser, who was also named to the audit committee.
The filing states Mr. Keyser will receive the same compensation as the company’s non-employee directors and that there are no arrangements or understandings related to his selection. The company also discloses no transactions involving Mr. Keyser that require regulatory disclosure.