Welcome to our dedicated page for AtlasClear Holdings SEC filings (Ticker: ATCH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AtlasClear Holdings, Inc. filings document the company’s fintech business, public-company governance and capital structure. Its 8-K reports include operating and financial results, including disclosures related to the wholly owned subsidiary Wilson-Davis & Co., Inc., while registration statements describe securities, financing arrangements and related risk factors.
The filing record also includes proxy materials for stockholder voting matters, governance disclosures and security-listing information for ATCH common stock on the NYSE American. AtlasClear reports as an emerging growth company, and its filings address material agreements, securities structure and financial reporting matters relevant to that status.
AtlasClear Holdings, Inc. (ATCH) disclosed that on September 11, 2026 it entered into Amendment No. 1 to its Debenture Agreement with Sixth Borough Capital Fund, LP, an entity controlled by director Robert D. Keyser, Jr. The Debenture, originally dated August 4, 2025, covers a principal borrowing of $500,000.
The amendment extends the maturity date of the debenture from August 3, 2026 to February 3, 2027, with the debt still subject to accelerated repayment under certain circumstances. The full text of the amendment is filed as Exhibit 10.1.
AtlasClear Holdings, Inc. reported that President and director Craig Ridenhour received equity compensation awards on July 14, 2026. He was granted 700,000 shares of restricted stock that vested immediately and 286,842 restricted shares vesting June 30, 2027, plus stock options for 40,000 and 731,030 shares at a $0.1800 exercise price, expiring in 2030 and 2031.
AtlasClear Holdings, Inc. reported that its CFO and General Counsel, Sandip I. Patel, received two grants of stock options on July 14, 2026. One grant covers 731,030 options to acquire common stock, and a second grant covers 45,000 options. Both option grants carry a $0.1800 exercise price per share, with expiration dates on June 30, 2031 and January 26, 2030, respectively. These awards are classified as grant or award acquisitions, not open-market purchases or sales.
AtlasClear Holdings, Inc. director Steven J. Carlson received a grant of 255,860 stock options on July 14, 2026. The options permit acquisition of 255,860 shares of common stock at an exercise price of $0.18 per share and expire on June 30, 2031. Following the award, he directly holds 255,860 derivative securities linked to AtlasClear common stock.
AtlasClear Holdings, Inc. filed a shelf registration to offer up to $100,000,000 of securities and a resale prospectus registering the resale of up to 39,000,000 shares of common stock.
The shelf covers common stock, preferred stock, warrants, debt securities and units. The prospectus states 150,337,774 shares outstanding as of June 5, 2026 and a closing common stock price of $0.22 on that date.
AtlasClear Holdings, Inc. reported that its stockholders approved a first amendment to the company’s 2024 Equity Incentive Plan. This amendment, previously approved by the board subject to stockholder approval, increases the number of shares of common stock authorized for issuance under the plan by 15,000,000.
The company refers investors to its definitive proxy statement filed on April 30, 2026, as supplemented on May 12, 2026, for a detailed summary of the plan and the amendment. The full text of the amendment is filed as an exhibit to this report.
AtlasClear Holdings, Inc. reported results from its annual stockholder meeting. Stockholders elected six director nominees to serve through the annual meeting for the fiscal year ending June 30, 2027, ensuring continuity of the board.
They also approved an amendment to the 2024 Equity Incentive Plan to increase the number of common shares reserved for issuance by 15,000,000, expanding the pool available for equity-based compensation. In addition, stockholders ratified the appointment of Haynie & Company as the independent registered public accounting firm for the fiscal year ending June 30, 2026.
The meeting quorum was based on 150,337,774 shares outstanding as of the April 27, 2026 record date, with 59,305,797 shares represented, or approximately 39.4% of shares entitled to vote.
AtlasClear Holdings, Inc. reported a strong fiscal third quarter ended March 31, 2026, highlighted by rapid growth and a turnaround in profitability. Revenue rose 65% year-over-year to $4.2 million, while fiscal year-to-date revenue increased 67% to $13.5 million.
The company generated fiscal year-to-date net income of $4.4 million, or $0.05 per diluted share, reversing a net loss per share in the prior-year period. Stock locate and securities lending revenue became a meaningful contributor at $3.0 million year-to-date.
AtlasClear also significantly strengthened its balance sheet, cutting legacy de-SPAC liabilities from about $34 million to under $1 million and improving stockholders’ equity from a $(6.8) million deficit to $22.3 million. Cash and cash equivalents were $16.7 million, with total cash of about $41.2 million, supporting ongoing operational and strategic initiatives.
AtlasClear Holdings, Inc. reported a modest quarterly loss while significantly strengthening its balance sheet for the quarter ended March 31, 2026. Revenue for the quarter was $4,201,852, up from $2,543,103 a year earlier, driven by higher commissions, stock locate fees and trading gains. Operating expenses more than doubled to $7,134,711, reflecting higher compensation, data processing and stock-based compensation, leading to a loss from operations of $2,932,859 and a net loss of $1,930,884, or $0.01 per basic and diluted share.
For the nine months, the company generated net income of $4,412,993, helped by sizeable non-cash gains from revaluing derivatives, earnout and other financing-related liabilities. Total assets rose to $73,915,806 and stockholders’ equity improved from a deficit of $(6,797,448) to positive $22,258,579, supported by substantial debt conversions and equity issuance; shares outstanding increased to 149,794,297.
Cash and restricted cash grew to $41,172,003, aided by October 2025 financings that included a $10,097,782 secured convertible note at 11% and a $10,000,000 unit equity financing, with combined gross proceeds of about $15.85 million including note conversions. Management states these transactions, together with expected operating cash flows, alleviate prior substantial doubt about the company’s ability to continue as a going concern for at least twelve months. The company also reversed $2,611,618 of previously accrued excise tax following final U.S. Treasury regulations.