AtlasClear grants CFO options for 777,332 shares

The award's three equal annual vesting installments begin October 1, 2027, and the options expire October 1, 2033.

Rhea-AI Filing Summary

AtlasClear Holdings, Inc. (ATCH) granted CFO and General Counsel Sandip I. Patel options to purchase 777,332 shares of common stock on October 1, 2026, at an exercise price of $0.201 per share. The options vest in three equal annual installments beginning October 1, 2027, and expire October 1, 2033. The option position is reported as directly held.

Insider Trade Summary

Grant/Award: 777,332 shares

Grant/Award 1 txn

Insider Patel Sandip I

Role CFO and General Counsel

Type	Security	Shares	Price	Value
Grant/Award	Stock Option (right to buy) F1	777,332	$0.00	$0.00

Holdings After Transaction: Stock Option (right to buy) — 777,332 contracts (Direct)

Footnotes (1)

1. F1. The option vests in three equal annual installments beginning October 1, 2027.

Key Figures

Options granted: 777,332 options to purchase common stock Exercise price: $0.201 per share Vesting schedule: 3 equal annual installments +1 more

4 metrics

Options granted 777,332 options to purchase common stock October 1, 2026

Exercise price $0.201 per share Granted options

Vesting schedule 3 equal annual installments Beginning October 1, 2027

Expiration date October 1, 2033 Granted options

Key Terms

Stock Option (right to buy), exercise price, annual installments

3 terms

Stock Option (right to buy) financial

"Stock Option (right to buy)"

exercise price financial

"options at an exercise price of $0.201 per share"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

annual installments financial

"vests in three equal annual installments"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many stock options did ATCH CFO Sandip I. Patel receive?

Sandip I. Patel received options to purchase 777,332 shares of AtlasClear common stock on October 1, 2026. The options have an exercise price of $0.201 per share and vest in three equal annual installments beginning October 1, 2027.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/02/2026 - 04:34 PM Accepted by SEC EDGAR 10/02/2026 - 04:34 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Patel Sandip I

(Last) (First) (Middle)

C/O ATLASCLEAR HOLDINGS, INC.

4350 WEST CYPRESS STREET, SUITE 270

(Street)

TAMPA FLORIDA 33607

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AtlasClear Holdings, Inc. [ ATCH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO and General Counsel

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	$0.201	10/01/2026		A		777,332		(1)	10/01/2033	Common Stock	777,332	$0	777,332	D

Explanation of Responses:

1. The option vests in three equal annual installments beginning October 1, 2027.

	/s/ Jason Simon, Attorney-in-Fact	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)