AtlasClear director acquires option for 627K shares

The option is scheduled to vest in three equal annual installments beginning October 1, 2027, and expires October 1, 2033.

Rhea-AI Filing Summary

AtlasClear Holdings, Inc. director Steven J. Carlson acquired a stock option covering 626,881 shares of common stock on October 1, 2026. The option has an exercise price of $0.201 per share and expires October 1, 2033. It vests in three equal annual installments beginning October 1, 2027. The option gives Carlson the right to buy common shares under those exercise and vesting terms.

Insider Trade Summary

Grant/Award: 626,881 shares

Grant/Award 1 txn

Insider Carlson Steven J.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Stock Option (right to buy) F1	626,881	$0.00	$0.00

Holdings After Transaction: Stock Option (right to buy) — 626,881 contracts (Direct)

Footnotes (1)

1. F1. The option vests in three equal annual installments beginning October 1, 2027.

Key Figures

Option shares: 626,881 shares of common stock Exercise price: $0.201 per share Vesting schedule: 3 equal annual installments +2 more

5 metrics

Option shares 626,881 shares of common stock Option acquired October 1, 2026

Exercise price $0.201 per share Stock option

Vesting schedule 3 equal annual installments Beginning October 1, 2027

First vesting date October 1, 2027 Option vesting

Expiration date October 1, 2033 Stock option

Key Terms

Stock Option (right to buy), exercise price, annual installments

3 terms

Stock Option (right to buy) financial

"Stock Option (right to buy)"

exercise price financial

"exercise price of $0.201 per share"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

annual installments financial

"vests in three equal annual installments"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many AtlasClear (ATCH) options did Steven J. Carlson receive?

Steven J. Carlson acquired an option covering 626,881 shares of common stock on October 1, 2026, with an exercise price of $0.201 per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 10/02/2026 - 04:34 PM Accepted by SEC EDGAR 10/02/2026 - 04:34 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Carlson Steven J.

(Last) (First) (Middle)

C/O ATLASCLEAR HOLDINGS, INC.

4350 WEST CYPRESS STREET, SUITE 270

(Street)

TAMPA FLORIDA 33607

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AtlasClear Holdings, Inc. [ ATCH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	$0.201	10/01/2026		A		626,881		(1)	10/01/2033	Common Stock	626,881	$0	626,881	D

Explanation of Responses:

1. The option vests in three equal annual installments beginning October 1, 2027.

	/s/ Jason Simon, Attorney-in-Fact	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)