STOCK TITAN

AtlasClear Holdings (ATCH) grants director 255,860 options at $0.18

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AtlasClear Holdings, Inc. director Steven J. Carlson received a grant of 255,860 stock options on July 14, 2026. The options permit acquisition of 255,860 shares of common stock at an exercise price of $0.18 per share and expire on June 30, 2031. Following the award, he directly holds 255,860 derivative securities linked to AtlasClear common stock.

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Negative

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Insider Carlson Steven J.
Role Director
Type Security Shares Price Value
Grant/Award Stock Option (right to buy) 255,860 $0.00 --
Holdings After Transaction: Stock Option (right to buy) — 255,860 shares (Direct)
Footnotes (1)
Stock options granted 255,860 shares Grant of Stock Option (right to buy) on 2026-07-14
Exercise price $0.18 per share Conversion or exercise price of granted options
Expiration date 2031-06-30 Expiration date of the stock option grant
Underlying common shares 255,860 shares Common Stock underlying the derivative securities
Derivative holdings after grant 255,860 options Total derivative securities held directly following the transaction
Stock Option (right to buy) financial
"Security title reported as Stock Option (right to buy)"
underlying security financial
"Underlying security shares are designated as Common Stock"
exercise price financial
"Conversion or exercise price is stated as $0.1800 per share"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
derivative securities financial
"The option grant is categorized as a derivative transaction"
Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.
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FAQ

What insider transaction did AtlasClear Holdings (ATCH) report for Steven J. Carlson?

AtlasClear reported that director Steven J. Carlson received a grant of 255,860 stock options on July 14, 2026. These options allow him to acquire 255,860 shares of common stock at an exercise price of $0.18 per share, expiring June 30, 2031.

What are the key terms of the stock options granted at AtlasClear Holdings (ATCH)?

The grant consists of 255,860 stock options with a conversion or exercise price of $0.18 per share. They are exercisable into 255,860 shares of common stock and have an expiration date of June 30, 2031, if not exercised earlier.

Is the AtlasClear Holdings (ATCH) Form 4 transaction a market purchase or sale?

The Form 4 reports a grant/award acquisition of stock options, not an open-market purchase or sale. The options were awarded at $0.18 per share exercise price, with no cash price paid for receiving the options themselves.

How many derivative securities does Steven J. Carlson hold in AtlasClear Holdings (ATCH) after this grant?

Following the reported grant, Steven J. Carlson directly holds 255,860 derivative securities linked to AtlasClear common stock. These derivative securities are stock options, each option being exercisable into one share of Common Stock at a $0.18 exercise price.

What type of security was granted to the AtlasClear Holdings (ATCH) director?

The director received a Stock Option (right to buy), categorized as a derivative security. Each option is exercisable into one share of Common Stock, with a stated conversion or exercise price of $0.18 per share and expiration on June 30, 2031.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Carlson Steven J.

(Last)(First)(Middle)
C/O ATLASCLEAR HOLDINGS, INC.
4350 WEST CYPRESS STREET, SUITE 270

(Street)
TAMPA FLORIDA 33607

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AtlasClear Holdings, Inc. [ ATCH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy)$0.1807/14/2026A255,86007/14/202606/30/2031Common Stock255,860$0255,860D
Explanation of Responses:
/s/ Jason Simon, Attorney-in-Fact07/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)