Welcome to our dedicated page for Aether Holdings SEC filings (Ticker: ATHR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Aether Holdings, Inc. filings document a Nasdaq-listed financial technology holding company with market intelligence platforms, investor media assets and subscription-oriented analytics products. Registration statements for the company’s IPO disclose the operating history, financial statements, offering structure, capitalization, risk factors and business model tied to its financial analytics and research products.
Current reports on Form 8-K record governance and reporting matters, including changes to the independent registered public accounting firm, board appointments and director removals. The filing record also provides formal disclosure of committee service, director compensation arrangements, stockholder actions and other corporate events affecting Aether’s public-company governance and capital structure.
Aether Holdings, Inc. is registering an at-the-market offering to sell up to $10,998,532 aggregate offering price of common stock under a Sales Agreement with Rodman & Renshaw LLC.
The prospectus supplement states sales may occur from time to time on Nasdaq or through other permitted methods; the offering will terminate on sale of the full aggregate amount or termination of the Sales Agreement. The document reports a public float of approximately $32,995,595 based on 12,144,730 shares outstanding as of June 24, 2026. Net proceeds are intended for working capital and general corporate purposes.
Aether Holdings, Inc. entered into an At The Market Offering Agreement with Rodman & Renshaw LLC, allowing it to offer and sell from time to time up to $10,998,532 of common stock through or to the sales agent as sales agent and/or principal. These shares are registered under an effective Form S-3 shelf registration, using a base prospectus and a June 25, 2026 prospectus supplement. The company is not required to sell any shares, and either party can terminate the agreement under specified notice terms. Aether intends to use any net proceeds as described in the prospectus supplement, and will pay the agent a commission of up to 3.0% of gross sales, plus certain expense reimbursements.
Aether Holdings, Inc. reported leadership and governance changes. The board appointed Hon Nam Lee (Alvars) as an independent director effective June 1, 2026, increasing the board size to five members and naming him Chair of the Nominating and Corporate Governance Committee. He will serve until the next annual stockholder meeting, receiving an annual cash fee of $30,000 plus $5,000 for his committee chair role, along with reimbursement of reasonable business expenses. The board also approved the transition of Timothy William Murphy from independent director to a director who will additionally serve as the company’s General Counsel, so he will no longer be treated as an independent director under Nasdaq and SEC rules.
Aether Holdings, Inc. has filed a shelf registration statement to offer, from time to time, up to $100,000,000 of various securities, including common stock, preferred stock, debt securities, warrants, rights and units.
The prospectus states offerings will be made in one or more offerings with terms set in prospectus supplements; the company is an emerging growth company and a smaller reporting company.
Aether Holdings, Inc. entered into a financing deal with Streeterville Capital, issuing a secured promissory note with an original principal of $3,240,000.00. The lender funded a $3,000,000.00 purchase price, reflecting a $240,000.00 original issue discount and $30,000.00 of transaction expenses.
The note bears 8.0% annual interest, compounded daily, matures in eighteen months, and can be prepaid at 110% of the outstanding balance. Starting six months after funding, the lender may redeem up to $250,000.00 of principal per month and may add percentage “Trigger Effects” to the balance if specified default events occur.
The company’s obligations are secured by first-position liens on substantially all assets and intellectual property, plus subsidiary guarantees. The purchase agreement imposes restrictions on new debt, subsidiary equity transfers, and certain other financings, with limited exceptions for a commercial mortgage up to $2,000,000.00 and a working capital line up to $1,000,000.00.
Aether Holdings, Inc. reported wider losses and a weaker balance sheet for the three and six months ended March 31, 2026. Revenue was relatively flat at $336,041 for the quarter and $674,845 for six months, but operating expenses more than doubled year over year, driving a six‑month net loss of $2,326,201. Cash fell sharply to $807,957 from $4,418,169 at September 30, 2025, while shareholders’ equity declined to $2,340,882. Management discloses substantial doubt about the company’s ability to continue as a going concern and notes a subsequent $3,240,000 secured promissory note financing intended to bolster liquidity.
Aether Holdings, Inc. reported a much larger quarterly loss while investing heavily in growth. For the three months ended December 31, 2025, revenue was $338,804, slightly below $354,643 a year earlier, but gross margin improved to 80.4%.
Operating expenses rose sharply to $1.6 million, driving a net loss of $1,297,237, or $0.11 per share, versus a $284,989 loss, or $0.03 per share, last year. Cash declined to $1,798,679 from $4,418,169 at September 30, 2025, after $1,008,063 of operating cash use and $1,611,427 of investing outflows.
The company completed several strategic moves, including acquiring New York headquarters property for a total capitalized cost of $1,276,598 and asset purchases such as Coinstack and 21Bitcoin.xyz to expand its newsletter and digital-asset analytics footprint. Management disclosed substantial doubt about Aether’s ability to continue as a going concern without additional capital, despite prior IPO proceeds.
Aether Holdings, Inc. director reports no share ownership. Director Junwei Huo filed an initial ownership report on Form 3 for Aether Holdings, Inc. (ticker ATHR) relating to an event dated 12/18/2025. The filing states in the Explanation of Responses that no securities are beneficially owned.