Welcome to our dedicated page for Aether Holdings SEC filings (Ticker: ATHR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Aether Holdings, Inc. filings document a Nasdaq-listed financial technology holding company with market intelligence platforms, investor media assets and subscription-oriented analytics products. Registration statements for the company’s IPO disclose the operating history, financial statements, offering structure, capitalization, risk factors and business model tied to its financial analytics and research products.
Current reports on Form 8-K record governance and reporting matters, including changes to the independent registered public accounting firm, board appointments and director removals. The filing record also provides formal disclosure of committee service, director compensation arrangements, stockholder actions and other corporate events affecting Aether’s public-company governance and capital structure.
Aether Holdings, Inc. reported continuing losses for the three and nine months ended June 30, 2026. Revenue was $328,705 for the quarter and $1,003,550 year-to-date, slightly below the prior-year periods, while operating expenses rose sharply, leading to a quarterly net loss of $1,342,740 and a nine‑month net loss of $3,668,941. Cash decreased to $2,410,081 from $4,418,169 at September 30, 2025, reflecting negative operating cash flow of $3,115,850 and investment in intangible assets and an office property.
Total assets were $4,636,320 and total liabilities increased to $3,627,504, driven mainly by a new secured promissory note with an original principal of $3,240,000 at an 8% stated rate (effective interest rate 18.36%). Stockholders’ equity declined to $1,008,816 from $4,517,083 as accumulated deficit widened to $8,867,148. The company disclosed that recurring losses, negative operating cash flows and ongoing capital needs raise substantial doubt about its ability to continue as a going concern, and that it expects to rely on remaining IPO proceeds, the new note, and an at‑the‑market equity program of up to $10,998,532 for liquidity. Subsequent to quarter‑end, a subsidiary agreed to acquire 60% of Noviant Inc. for $3,600,000 in cash and stock.
Aether Holdings, Inc. completed a majority acquisition of Noviant Inc. through subsidiary Aether Compute LLC. Aether Compute acquired 60% of Noviant’s fully diluted equity for total consideration of $3.6 million, consisting of $900,000 cash and 686,823 restricted Aether common shares with a stated value of approximately $2.7 million. The Sellers are subject to lock-up and leak-out restrictions, with half of the shares locked for six months and half for two years.
Post-closing, Noviant is a majority-owned subsidiary of Aether Compute, with the founders retaining 40% (20% Kevin Wang, 10% Jin Yi Wang, 10% Enbo B. Zeng). Governance is set by a shareholders’ agreement giving Aether Compute two of three board seats, reserved matters, transfer restrictions, and extensive IP assignments and restrictive covenants from the founders.
To support its capital needs, Aether entered into a financing with Streeterville Capital, issuing a secured promissory note with original principal of $1,620,000 (including a $120,000 original issue discount) for $1,500,000 in proceeds. The note bears 8% interest, matures in 18 months, is secured by first-position liens on substantially all assets and IP, guaranteed by multiple subsidiaries, and carries tight covenants, monthly redemption rights for the lender and trigger-event provisions that can increase the outstanding balance and default interest.
Lin Nicolas Kuan Liang reported acquisition or exercise transactions in this Form 4 filing.
Aether Holdings, Inc. reported that CEO, director, and 10% owner Lin Nicolas Kuan Liang received two stock option grants on July 10, 2026 under the Aether Holdings, Inc. 2024 Equity Incentive Plan. The awards cover 100,000 Incentive Stock Options and 30,000 Nonqualified Stock Options, each exercisable for common stock at $4.240 per share.
The Incentive Stock Options expire on July 10, 2031 and the Nonqualified Stock Options on July 10, 2036. The options vest and become exercisable according to the applicable award agreement, and the filing does not indicate use of a Rule 10b5-1 trading plan for these grants.
Aether Holdings, Inc. entered into a strategic relationship with Virtual Grid Inc. through subsidiary Aether Compute LLC, combining exclusive white-label distribution of Virtual Grid’s modular compute-and-energy pods and an exclusive FOMA software license in ten Southeast Asian countries, with certain non-exclusive U.S. opportunities.
The company agreed to invest US$360,000 in Virtual Grid, paying in 82,606 Aether common shares valued at US$4.358 per share, receiving 176,412 Virtual Grid Class A shares and a warrant for another 176,412 shares at C$2.864692, expiring July 17, 2031. Royalty terms include a 6% share of direct gross compute revenue plus a support fee equal to 20% of the royalty, and an effective 3% share of operator gross compute revenue. The agreements provide a 10-year initial exclusivity term with a 10-year renewal option, a 12‑month lock-up on Aether shares held by Virtual Grid followed by orderly sale limits, down-round protection on Aether’s equity, and disclose that director Timothy Murphy is also Virtual Grid’s CEO and a shareholder.
Aether Holdings, Inc. granted General Counsel Timothy William Murphy two stock option awards on July 10, 2026. He received 25,000 Nonqualified Stock Options and 100,000 Incentive Stock Options, each with a $4.240 exercise price, expiring on July 10, 2036, vesting under the 2024 Equity Incentive Plan.
Aether Holdings, Inc. reported that Chief Financial Officer Suresh Iyer received a grant of incentive stock options covering 100,000 shares of common stock on July 10, 2026. The options have a $4.24 exercise price, expire on July 10, 2036, and vest under the 2024 Equity Incentive Plan award agreement.
Aether Holdings, Inc. granted director Huo Junwei a compensation-related award of 25,000 Nonqualified Stock Options on July 10, 2026. Each option represents the right to buy one share of common stock at an exercise price of $4.24 per share, with no purchase price for receiving the options themselves.
The options expire on July 10, 2036 and will vest and become exercisable in line with the applicable award agreement under the Aether Holdings, Inc. 2024 Equity Incentive Plan. Following this grant, Huo holds 25,000 options directly, with no exercises, sales, or other dispositions reported in this disclosure.
Aether Holdings, Inc. granted director Justin Peter Molander 25,000 nonqualified stock options on July 10, 2026. The options have an exercise price of $4.2400 per share, expire on July 10, 2036, and vest under the 2024 Equity Incentive Plan. Following the grant, he holds 25,000 options directly.
Lee Hon Nam reported acquisition or exercise transactions in this Form 4 filing.
Aether Holdings, Inc. reported that director Lee Hon Nam received a grant of 25,000 nonqualified stock options to buy common stock at $4.24 per share. The options expire on July 10, 2036 and vest under the Aether Holdings, Inc. 2024 Equity Incentive Plan.
Following this award, Lee holds 25,000 derivative securities directly linked to Aether Holdings, Inc. common stock.
Aether Holdings, Inc. director Lee Hon Nam has filed an initial statement of beneficial ownership (Form 3) as a director of the company. The filing reports no buy or sell transactions and does not list any specific share holdings or derivative positions in this disclosure.