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[Form 4] Aether Holdings, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lee Hon Nam reported acquisition or exercise transactions in this Form 4 filing.

Aether Holdings, Inc. reported that director Lee Hon Nam received a grant of 25,000 nonqualified stock options to buy common stock at $4.24 per share. The options expire on July 10, 2036 and vest under the Aether Holdings, Inc. 2024 Equity Incentive Plan.

Following this award, Lee holds 25,000 derivative securities directly linked to Aether Holdings, Inc. common stock.

Positive

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Insider Lee Hon Nam
Role Director
Type Security Shares Price Value
Grant/Award Nonqualified Stock Option (right to buy) 25,000 $0.00 --
Holdings After Transaction: Nonqualified Stock Option (right to buy) — 25,000 shares (Direct)
Footnotes (1)
  1. [object Object]
Options Granted 25,000 options Nonqualified stock options granted to director Lee Hon Nam on 2026-07-10
Exercise Price $4.24 per share Conversion or exercise price of the nonqualified stock option award
Expiration Date 2036-07-10 Option award expiration under the 2024 Equity Incentive Plan
Underlying Shares 25,000 shares Common shares underlying the nonqualified stock option grant
Post-Grant Derivative Holdings 25,000 derivative securities Total derivative securities held by Lee Hon Nam after the reported transaction
Nonqualified Stock Option financial
"security_title: "Nonqualified Stock Option (right to buy)""
Equity Incentive Plan financial
"under the Aether Holdings, Inc. 2024 Equity Incentive Plan"
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
par value financial
"Common Stock, par value $0.001 per share"
Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.
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FAQ

What insider transaction did Aether Holdings (ATHR) report for director Lee Hon Nam?

Aether Holdings reported that director Lee Hon Nam received a grant of 25,000 nonqualified stock options to purchase common stock at $4.24 per share. This is a compensation-related award rather than an open-market stock purchase or sale.

How many Aether Holdings (ATHR) options were granted to Lee Hon Nam and at what exercise price?

Lee Hon Nam was granted 25,000 nonqualified stock options with an exercise price of $4.24 per share. Each option allows the purchase of one share of Aether Holdings, Inc. common stock, subject to vesting conditions under the company’s 2024 Equity Incentive Plan.

When do the Aether Holdings (ATHR) options granted to Lee Hon Nam expire?

The nonqualified stock options granted to Lee Hon Nam expire on July 10, 2036. After that date, any unexercised options will lapse, limiting the time window in which the director can purchase common shares using this particular award.

How many Aether Holdings (ATHR) derivative securities does Lee Hon Nam hold after this grant?

After the reported grant, Lee Hon Nam holds 25,000 derivative securities, representing options tied to Aether Holdings, Inc. common stock. This total reflects the full size of the new award as reported, with all holdings listed as directly owned.

Under what plan do Lee Hon Nam’s Aether Holdings (ATHR) options vest?

The options granted to Lee Hon Nam vest under the Aether Holdings, Inc. 2024 Equity Incentive Plan. Vesting and exercisability follow the terms of the applicable award agreement, as referenced in the transaction footnote in the insider report.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lee Hon Nam

(Last)(First)(Middle)
C/O AETHER HOLDINGS, INC.
110 CHARLTON STREET, UNIT RET B

(Street)
NEW YORK NEW YORK 10014

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Aether Holdings, Inc. [ ATHR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Nonqualified Stock Option (right to buy)$4.2407/10/2026A25,000 (1)07/10/2036Common Stock, par value $0.001 per share25,000$025,000D
Explanation of Responses:
1. The option vests and becomes exercisable in accordance with the applicable award agreement under the Aether Holdings, Inc. 2024 Equity Incentive Plan.
Remarks:
The option grant was approved by the Board of Directors on July 10, 2026 under the Aether Holdings, Inc. 2024 Equity Incentive Plan.
/s/ Hon Nam Lee (Alvars)07/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)