Welcome to our dedicated page for Atomera SEC filings (Ticker: ATOM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Atomera Incorporated filings document the company's semiconductor technology licensing business, Nasdaq-listed common stock, and material-event disclosures. Current reports furnish quarterly and annual financial results, investor presentations, Regulation FD communications, and capital-structure information related to common stock and registered securities.
Proxy and governance filings cover annual meeting procedures, shareholder voting matters, board and bylaw provisions, and other corporate-governance disclosures. The record also includes amendments to bylaws, including meeting quorum and voting-requirement changes, alongside formal exhibits used to report operating results, material agreements, and other public-company events.
Atomera Inc CEO Scott A. Bibaud reported tax-related share sales. On June 1, 2026, he sold a total of 13,980 shares of Atomera common stock in four transactions at $9.52 per share. According to the footnote, these sales were executed solely to cover tax withholding obligations arising from the vesting of previously granted restricted stock, through a mandatory, non-discretionary “sell to cover” arrangement under Rule 10b5-1(c)(1)(ii)(D)(3). After these transactions, he directly holds 695,761 shares of Atomera common stock.
Atomera Inc Chief Technology Officer Robert J. Mears reported open-market sales of a total of 5,453 shares of common stock on June 1, 2026 at prices between $9.51 and $9.52 per share.
According to the footnote, these shares were sold under a mandatory, non-discretionary "sell to cover" arrangement to satisfy tax withholding obligations tied to previously reported restricted stock vesting, executed pursuant to Rule 10b5-1(c)(1)(ii)(D)(3). After these transactions, he holds 282,620 shares directly and 2,666 shares indirectly through his spouse.
Atomera Inc CFO Laurencio Francis reported selling 6,610 shares of Common Stock in multiple open-market transactions. According to the footnote, these sales were executed solely to cover tax withholding obligations arising from the vesting of previously reported restricted stock grants. The transactions were conducted as mandatory, non-discretionary “sell to cover” trades under Rule 10b5-1(c)(1)(ii)(D)(3) of the Exchange Act, meaning they were pre-arranged for tax purposes rather than discretionary portfolio sales.
ATOM reports vesting of 13,980 restricted common shares on 06/01/2026. The shares were granted under the issuer's equity compensation plan and appear associated with brokerage Morgan Stanley Smith Barney LLC. The excerpt also shows a prior sale by Scott Bibaud of 10,075 common shares on 03/02/2026.
Morgan Stanley Smith Barney LLC filed a Form 144 relating to Common stock tied to the vesting of 5,453 shares under the issuer's equity compensation plan, dated 06/01/2026. The filing also records a prior sale of 3,979 shares by Robert Mears on 03/02/2026 for $19,690.04.
Francis Laurencio reported a proposed resale under Form 144 of 6,610 shares of Common Stock arising from the vesting of restricted stock granted under the issuer's equity compensation plan on 06/01/2026. The filing lists Morgan Stanley Smith Barney LLC as the broker. The excerpt also shows a prior sale of 4,799 shares on 03/02/2026 for $23,748.12.
Atomera Incorporated filed Amendment No. 1 to a Schedule 13G reporting that CVI Investments, Inc. and Heights Capital Management, Inc. each report 0% beneficial ownership of the company's common stock as of 03/31/2026. The filing reiterates that Heights Capital Management serves as investment manager to CVI Investments and disclaims beneficial ownership except for a pecuniary interest. The amendment is signed by Sarah Travis on 05/13/2026.
Atomera Incorporated reported the results of its 2026 Annual Meeting of Stockholders held on May 12, 2026. Stockholders elected five directors — John Gerber, Scott Bibaud, Steve Shevick, Duy-Loan Le, and Suja Ramnath — with between about 11.9 million and 12.3 million votes cast in favor of each and 10,096,942 broker non-votes.
Stockholders also approved three additional proposals, which received 22,828,837, 20,981,009, and 11,523,530 votes in favor, respectively, with relatively low levels of opposition.
SHEVICK STEVEN K reported acquisition or exercise transactions in this Form 4 filing.
Atomera Inc director Steven K. Shevick reported an equity compensation grant. On May 12, 2026, he received 14,302 shares of common stock at a price of $0.00 per share as a grant or award, bringing his directly held common stock to 142,518 shares.
The award represents Restricted Stock Units of common stock issued on May 12, 2026, which will vest on May 11, 2027. The filing also shows an additional 2,200 common shares held indirectly by the Mackenzie Shevick Trust AG U/A dated November 10, 2020.
Atomera Inc director Suja Ramnath received an equity award in the form of 14,302 Restricted Stock Units (RSUs) of Common Stock on May 12, 2026. According to the disclosure, these RSUs will vest on May 11, 2027, meaning they convert into common shares on that date if conditions are met.
Following this grant, Ramnath’s direct holdings in Atomera common stock total 86,740 shares. The RSU award is compensation-related and was granted at a stated transaction price of $0.00 per share, rather than being an open-market purchase.