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2026-06-09
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): June 9, 2026
Atara
Biotherapeutics, Inc.
(Exact
name of Registrant as Specified in Its Charter)
| Delaware |
|
001-36548 |
|
46-0920988 |
(State
or Other Jurisdiction
of Incorporation) |
|
(Commission
File Number) |
|
(IRS
Employer
Identification No.) |
1280
Rancho Conejo Blvd
Thousand Oaks, California |
|
91320 |
| (Address
of Principal Executive Offices) |
|
(Zip Code) |
Registrant’s
Telephone Number, Including Area Code: (805) 632-4211
Not
Applicable
(Former
Name or Former Address, if Changed Since Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
| ☐ | Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
pursuant to Section 12 (b) of the Act:
| Title of Each Class |
|
Trading Symbol(s) |
|
Name of Each Exchange on Which
Registered |
| Common
Stock, par value $0.0001 per share |
|
ATRA |
|
The
Nasdaq Stock Market LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of
Certain Officers.
On
June 11, 2026, the Board of Directors (the “Board”) of Atara Biotherapeutics, Inc. (the
“Company”) appointed Brian Cherry to serve as a member of the Board as a Class I director, effective June
11, 2026 (the “Effective Date”). Mr. Cherry was also appointed to the Audit Committee of the
Board.
The
Board has determined that Mr. Cherry is independent under the Company’s Corporate Governance Guidelines, applicable U.S. Securities
Exchange Commission (“SEC”) requirements and Nasdaq listing standards. There are no arrangements
or understandings between Mr. Cherry and any other persons pursuant to which he was elected as a director of the Company. There
are no family relationships between Mr. Cherry and any director or executive officer of the Company, and he has no direct or indirect
material interest in any transaction required to be disclosed pursuant to Item 404(a) of Regulation S-K.
In connection with his appointment, on the Effective Date, the Board approved
an initial equity award to Mr. Cherry of 24,000 restricted stock units covering shares of the Company’s Common Stock, which will
vest on an annual basis over three years, subject to his continuous service as a member of the Board. Mr. Cherry will otherwise participate
in the Company’s non-employee director compensation arrangements, which are generally described under the heading “2025 Non-Employee
Director Compensation” in the Company’s Proxy Statement for its 2026 Annual Meeting of Stockholders as filed with the SEC
on April 24, 2026 (the “Proxy Statement”), including an annual cash retainer of $55,000 starting on the Effective Date, with
payment pro-rated for any partial period of service. The Company also entered into its standard form of indemnification agreement with
Mr. Cherry.
Item
5.07 Submission of Matters to a Vote of Security Holders.
On
June 9, 2026, the Company held its 2026 annual meeting of stockholders (the “Annual Meeting”). The following
is a brief description of each matter voted upon at the Annual Meeting, as well as the number of votes cast for or against each matter
and the number of abstentions and broker non-votes with respect to each matter. A more complete description of each matter is described
in more detail in the Proxy Statement.
| Nominee |
|
For |
|
Withheld |
|
Broker
Non-Votes |
| AnhCo
Nguyen Ph.D. |
|
3,543,113 |
|
32,311 |
|
2,945,628 |
| Nachi
Subramanian |
|
2,581,435 |
|
993,989 |
|
2,945,628 |
Each
of the two nominees for director was elected to serve until the 2029 annual meeting of stockholders and until their respective successors
are elected.
| 2. | Advisory
vote to approve on the compensation of the Company’s named executive officers |
| For |
|
Against |
|
Abstain |
|
Broker
Non-Votes |
| 3,526,411 |
|
44,481 |
|
4,532 |
|
2,945,628 |
The
stockholders approved, on an advisory basis, the compensation awarded to the Company’s named executive officers, as disclosed in
the Proxy Statement.
| 3. | Proposal
to approve the first amendment to the Company’s 2024 Equity Incentive Plan to increase
the number of shares of common stock reserved for issuance thereunder by 400,000 |
| For |
|
Against |
|
Abstain |
|
Broker
Non-Votes |
| 3,521,021 |
|
51,327 |
|
3,076 |
|
2,945,628 |
The
stockholders approved the amendment to the Company’s 2024 Equity Incentive Plan, as disclosed in the Proxy Statement.
| 4. | Ratification
of appointment of independent registered public accounting firm |
| For |
|
Against |
|
Abstentions |
| 6,490,311 |
|
29,237 |
|
1,504 |
The
stockholders ratified the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for
the fiscal year ending December 31, 2026.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized.
| |
Atara
Biotherapeutics, Inc. |
| |
|
|
| |
By: |
/s/
AnhCo Nguyen Ph.D. |
| |
|
AnhCo
Nguyen Ph.D. |
| |
|
President
and Chief Executive Officer |
Date:
June 12, 2026