AU (AU) insider files Rule 144 to sell 40,148 shares valued at $3.16M

Rhea-AI Filing Summary

AU filed a notice under SEC Rule 144 for a proposed sale of 40,148 shares of common stock through Morgan Stanley Smith Barney LLC on the NYSE, with an approximate sale date of 12/10/2025. The shares have an indicated aggregate market value of $3,164,063.88. They were acquired on 05/13/2025 from the issuer via an exercise of stock options described as compensation with a cashless exercise structure. The notice also reports that 504,952,580 shares of this class of common stock were outstanding.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza, 8th Floor New York NY 10004	40148	3164063.88	504952580	12/10/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	05/13/2025	Exercise of Stock Options	Issuer			40148	05/13/2025	Compensation, cashless exercise

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does AUs latest Form 144 filing disclose?

The Form 144 filing for AU discloses an intended sale of 40,148 shares of common stock on the NYSE under SEC Rule 144, using Morgan Stanley Smith Barney LLC as broker.

How many AU shares are planned to be sold under this Rule 144 notice?

The notice states that 40,148 shares of AU common stock are planned to be sold, with an aggregate market value of $3,164,063.88.

When were the AU shares in the Form 144 acquired and how?

The shares were acquired on 05/13/2025 from the issuer through an exercise of stock options, described as compensation with a cashless exercise.

On which exchange are the AU shares in this Form 144 expected to be sold?

The filing indicates that the AU common stock covered by the notice is expected to be sold on the NYSE.

What is the reported market value of the AU shares in this Form 144?

The Form 144 reports an aggregate market value of $3,164,063.88 for the 40,148 AU common shares to be sold.

How many AU common shares are reported as outstanding in the Form 144 filing?

The notice reports that there are 504,952,580 shares of AU common stock outstanding for the class referenced.

Which broker is handling the planned AU share sale in the Form 144?

The filing lists Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004, as the broker for the planned sale.